Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q2 2024
Institutional positions in Prospect Capital Corp as of Jun 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 230
- +2 vs. Q1 2024
- Shares held
- 39.9M
- +3.32M (+9.1%) vs. Q1 2024
- Total value
- $221.4M
- −$4.93M (−2.2%) vs. Q1 2024
- New holders
- 30
- 91 more added
- Sold out
- 28
- 57 more reduced
2 institutions that held it in Q1 2024 haven't filed for Q2 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q2 2024
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q1 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Smithfield Trust Co | 47 | $0 | 0.00% | 00.0% | Unchanged |
| Roble, Belko & Company, Inc | 9 | $0 | 0.00% | +9 | New |
| FMR LLC | 2 | $11 | 0.00% | +2 | New |
| Mather Group, LLC. | 2 | $11 | 0.00% | +2 | New |
| ORG Partners LLC | 5 | $31 | 0.00% | +5 | New |
| Citigroup Inc | 10 | $55 | 0.00% | −8,806−99.9% | Reduced |
| Frazier Financial Advisors, LLC | 15 | $82 | 0.00% | +1+7.1% | Added |
| Allworth Financial LP | 49 | $270 | 0.00% | +26+113.0% | Added |
| Hexagon Capital Partners LLC | 49 | $271 | 0.00% | −4−7.5% | Reduced |
| Barclays PLC | 89 | $492 | 0.00% | 00.0% | Unchanged |
| Heritage Wealth Advisors | 100 | $553 | 0.00% | 00.0% | Unchanged |
| Cypress Capital, LLC | 100 | $553 | 0.00% | +100 | New |
| Coastal Investment Advisors, Inc. | 192 | $1.06K | 0.00% | +7+3.8% | Added |
| Peoples Financial Services Corp. | 205 | $1.13K | 0.00% | 00.0% | Unchanged |
| Principal Securities, Inc. | 306 | $1.69K | 0.00% | +155+102.6% | Added |
| Quadrant Capital Group LLC | 366 | $2.02K | 0.00% | 00.0% | Unchanged |
| Hilltop National Bank | 380 | $2.10K | 0.00% | 00.0% | Unchanged |
| Rise Advisors, LLC | 396 | $2.19K | 0.00% | +13+3.4% | Added |
| EverSource Wealth Advisors, LLC | 432 | $2.35K | 0.00% | +272+170.0% | Added |
| Central Pacific Bank - Trust Division | 428 | $2.37K | 0.00% | 00.0% | Unchanged |
| Ronald Blue Trust, Inc. | 431 | $2.38K | 0.00% | +430+43,000.0% | Added |
| Jones Financial Companies LLLP | 462 | $2.56K | 0.00% | +462 | New |
| Assetmark, Inc | 500 | $2.77K | 0.00% | +500 | New |
| EdgeRock Capital LLC | 505 | $2.80K | 0.00% | +505 | New |
| Cape Investment Advisory, Inc. | 559 | $3.09K | 0.00% | −319−36.3% | Reduced |
| LRI Investments, LLC | 632 | $3.49K | 0.00% | +21+3.4% | Added |
| Larson Financial Group LLC | 640 | $3.54K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 750 | $4.15K | 0.00% | 00.0% | Unchanged |
| Gables Capital Management Inc. | 1,000 | $5.53K | 0.00% | 00.0% | Unchanged |
| Semmax Financial Advisors Inc. | 1,480 | $7.16K | 0.00% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 1,465 | $8.10K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 1,530 | $8.46K | 0.00% | 00.0% | Unchanged |
| Webster Bank, N. A. | 1,620 | $8.96K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 1,623 | $8.98K | 0.00% | +51+3.2% | Added |
| GWM Advisors LLC | 1,625 | $8.99K | 0.00% | +54+3.4% | Added |
| Coppell Advisory Solutions LLC | 1,734 | $9.59K | 0.00% | +1,734 | New |
| Cypress Capital Management LLC (WY) | 1,895 | $10.5K | 0.01% | +59+3.2% | Added |
| AdvisorNet Financial, Inc | 1,918 | $10.6K | 0.00% | +60+3.2% | Added |
| Redwood Wealth Management Group, LLC | 1,950 | $10.8K | 0.01% | +1,950 | New |
| West Branch Capital LLC | 2,018 | $11.2K | 0.00% | 00.0% | Unchanged |
| NBC Securities, Inc. | 2,200 | $12.0K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 2,300 | $12.7K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 2,300 | $12.7K | 0.00% | +2,300 | New |
| Activest Wealth Management | 2,300 | $12.7K | 0.00% | +2,300 | New |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 2,662 | $14.7K | 0.00% | +2,662 | New |
| CIBC Private Wealth Group, LLC | 3,000 | $16.5K | 0.00% | 00.0% | Unchanged |
| Founders Capital Management | 3,000 | $16.6K | 0.01% | 00.0% | Unchanged |
| Silicon Valley Capital Partners | 3,017 | $16.7K | 0.00% | +3,017 | New |
| Global Retirement Partners, LLC | 3,151 | $17.4K | 0.00% | +1,746+124.3% | Added |
| CoreCap Advisors, LLC | 3,184 | $17.6K | 0.00% | −4,740−59.8% | Reduced |
| Lindbrook Capital, LLC | 3,440 | $19.0K | 0.00% | 00.0% | Unchanged |
| Deutsche Bank AG | 3,774 | $20.9K | 0.00% | 00.0% | Unchanged |
| Headlands Technologies LLC | 3,785 | $20.9K | 0.00% | −3,789−50.0% | Reduced |
| Avion Wealth | 3,854 | $21.0K | 0.01% | +122+3.3% | Added |
| Banque Cantonale Vaudoise | 4,000 | $22.0K | 0.00% | 00.0% | Unchanged |
| Rothschild Investment LLC | 4,900 | $27.1K | 0.00% | 00.0% | Unchanged |
| Archer Investment Corp | 5,000 | $27.6K | 0.01% | 00.0% | Unchanged |
| HHM Wealth Advisors, LLC | 5,672 | $31.4K | 0.00% | +300+5.6% | Added |
| Tower Research Capital LLC (TRC) | 5,691 | $31.5K | 0.00% | −7,732−57.6% | Reduced |
| Asset Dedication, LLC | 5,880 | $32.5K | 0.00% | 00.0% | Unchanged |
| AllSquare Wealth Management LLC | 6,000 | $33.2K | 0.02% | 00.0% | Unchanged |
| Signaturefd, LLC | 7,480 | $41.4K | 0.00% | −1,595−17.6% | Reduced |
| CNB Bank | 7,500 | $41.5K | 0.02% | 00.0% | Unchanged |
| Catalyst Funds Management Pty Ltd | 8,400 | $46.5K | 0.01% | +8,400 | New |
| Private Trust Co NA | 8,401 | $46.5K | 0.01% | 00.0% | Unchanged |
| CWM, LLC | 9,589 | $53.0K | 0.00% | −405−4.1% | Reduced |
| Money Concepts Capital Corp | 10,000 | $55.3K | 0.00% | 00.0% | Unchanged |
| NWF Advisory Services Inc. | 10,100 | $55.9K | 0.01% | −4,700−31.8% | Reduced |
| Brevan Howard Capital Management LP | 10,288 | $56.9K | 0.00% | +10,288 | New |
| KG&L Capital Management,LLC | 10,364 | $57.3K | 0.02% | −164−1.6% | Reduced |
| Captrust Financial Advisors | 10,561 | $58.4K | 0.00% | +10,561 | New |
| Wedbush Securities Inc | 11,118 | $61.0K | 0.00% | −1,000−8.3% | Reduced |
| Farther Finance Advisors, LLC | 11,520 | $63.2K | 0.00% | +11,520 | New |
| CI Private Wealth, LLC | 11,737 | $64.9K | 0.00% | −927−7.3% | Reduced |
| MAI Capital Management | 11,790 | $65.2K | 0.00% | 00.0% | Unchanged |
| Detalus Advisors, LLC | 12,000 | $66.4K | 0.02% | 00.0% | Unchanged |
| Cutter & CO Brokerage, Inc. | 12,105 | $66.9K | 0.02% | +405+3.5% | Added |
| LVW Advisors, LLC | 12,348 | $68.3K | 0.01% | +54+0.4% | Added |
| Parallel Advisors, LLC | 12,439 | $68.8K | 0.00% | −673−5.1% | Reduced |
| Silverlake Wealth Management LLC | 12,567 | $69.5K | 0.03% | +167+1.3% | Added |
| Steward Partners Investment Advisory, LLC | 12,616 | $69.8K | 0.00% | −8,241−39.5% | Reduced |
| Shufro Rose & Co LLC | 12,700 | $70.2K | 0.01% | 00.0% | Unchanged |
| Moneta Group Investment Advisors LLC | 12,952 | $71.6K | 0.00% | 00.0% | Unchanged |
| Empowered Funds, LLC | 13,202 | $73.0K | 0.00% | 00.0% | Unchanged |
| National Asset Management, Inc. | 13,097 | $73.2K | 0.00% | −19−0.1% | Reduced |
| Sage Capital Management, LLC | 14,000 | $77.4K | 0.04% | 00.0% | Unchanged |
| Wealthfront Advisers LLC | 14,269 | $78.9K | 0.00% | −4,819−25.2% | Reduced |
| Traynor Capital Management, Inc. | 14,341 | $79.3K | 0.01% | +140+1.0% | Added |
| AE Wealth Management LLC | 14,473 | $80.0K | 0.00% | +14,473 | New |
| Manufacturers Life Insurance Company, The | 14,743 | $81.5K | 0.00% | +40+0.3% | Added |
| Wealthcare Advisory Partners LLC | 14,834 | $82.0K | 0.00% | 00.0% | Unchanged |
| SpiderRock Advisors, LLC | 15,225 | $84.2K | 0.00% | 00.0% | Unchanged |
| First National Bank of Mount Dora, Trust Investment Services | 15,300 | $84.6K | 0.02% | 00.0% | Unchanged |
| Cherry Creek Investment Advisors, Inc. | 15,434 | $85.3K | 0.04% | +323+2.1% | Added |
| State of Wyoming | 15,571 | $86.1K | 0.01% | +2,033+15.0% | Added |
| Buckingham Strategic Partners | 16,523 | $91.4K | 0.00% | +16,523 | New |
| Kingsview Wealth Management, LLC | 16,980 | $93.9K | 0.00% | +442+2.7% | Added |
| MML Investors Services, LLC | 17,094 | $95.0K | 0.00% | +3,721+27.8% | Added |
| Midland Wealth Advisors LLC | 18,416 | $101.8K | 0.01% | +18,416 | New |
| Wealth Enhancement Advisory Services, LLC | 19,263 | $106.5K | 0.00% | +434+2.3% | Added |