Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q2 2024
Institutional positions in Prospect Capital Corp as of Jun 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 230
- +2 vs. Q1 2024
- Shares held
- 39.9M
- +3.32M (+9.1%) vs. Q1 2024
- Total value
- $221.4M
- −$4.93M (−2.2%) vs. Q1 2024
- New holders
- 30
- 91 more added
- Sold out
- 28
- 57 more reduced
2 institutions that held it in Q1 2024 haven't filed for Q2 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q2 2024
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q1 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Verition Fund Management LLC | 29,847 | $165.1K | 0.00% | +29,847 | New |
| Sunbelt Securities, Inc. | 29,071 | $160.8K | 0.02% | −402−1.4% | Reduced |
| Oppenheimer & Co Inc | 28,922 | $159.9K | 0.00% | 00.0% | Unchanged |
| Modern Wealth Management, LLC | 28,733 | $158.9K | 0.01% | +49+0.2% | Added |
| Dudley Capital Management, LLC | 28,500 | $157.6K | 0.09% | 00.0% | Unchanged |
| Lido Advisors, LLC | 27,905 | $155.5K | 0.00% | +17,205+160.8% | Added |
| Sheaff Brock Investment Advisors, LLC | 27,250 | $150.7K | 0.01% | −7,500−21.6% | Reduced |
| Triumph Capital Management | 26,511 | $146.6K | 0.06% | +39+0.1% | Added |
| Copperwynd Financial, LLC | 26,686 | $145.2K | 0.05% | +29+0.1% | Added |
| Eagle Global Advisors LLC | 25,900 | $143.2K | 0.01% | 00.0% | Unchanged |
| Comerica Bank | 25,341 | $140.1K | 0.00% | +1,341+5.6% | Added |
| Old National Bancorp | 24,811 | $137.2K | 0.00% | +24,811 | New |
| Janney Montgomery Scott LLC | 24,601 | $136.0K | 0.00% | +968+4.1% | Added |
| Regal Investment Advisors LLC | 24,136 | $133.5K | 0.01% | +584+2.5% | Added |
| Stephens Inc | 23,417 | $129.5K | 0.00% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 22,925 | $126.8K | 0.01% | +10.0% | Added |
| Stratos Wealth Partners, LTD. | 22,755 | $125.8K | 0.00% | +22,755 | New |
| Inspire Advisors, LLC | 22,371 | $123.7K | 0.02% | +1,038+4.9% | Added |
| J.W. Cole Advisors, Inc. | 21,547 | $119.2K | 0.01% | −375−1.7% | Reduced |
| Squarepoint Ops LLC | 21,142 | $116.9K | 0.00% | −53,645−71.7% | Reduced |
| Envestnet Asset Management Inc | 21,059 | $116.5K | 0.00% | −8,222−28.1% | Reduced |
| Level Four Advisory Services, LLC | 21,025 | $116.3K | 0.01% | +955+4.8% | Added |
| Zimmermann Investment Management & Planning LLC | 20,863 | $115.4K | 0.04% | +405+2.0% | Added |
| EMC Capital Management | 20,762 | $115.0K | 0.07% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 20,726 | $114.6K | 0.01% | −13,881−40.1% | Reduced |
| Two Sigma Advisers, LP | 20,600 | $113.9K | 0.00% | −21,100−50.6% | Reduced |
| Vanguard Capital Wealth Advisors | 20,303 | $112.3K | 0.08% | −4,549−18.3% | Reduced |
| Bank of New York Mellon Corp | 19,836 | $109.7K | 0.00% | −20.0% | Reduced |
| WMG Financial Advisors, LLC | 19,350 | $107.0K | 0.06% | +450+2.4% | Added |
| Wealth Enhancement Advisory Services, LLC | 19,263 | $106.5K | 0.00% | +434+2.3% | Added |
| Midland Wealth Advisors LLC | 18,416 | $101.8K | 0.01% | +18,416 | New |
| MML Investors Services, LLC | 17,094 | $95.0K | 0.00% | +3,721+27.8% | Added |
| Kingsview Wealth Management, LLC | 16,980 | $93.9K | 0.00% | +442+2.7% | Added |
| Buckingham Strategic Partners | 16,523 | $91.4K | 0.00% | +16,523 | New |
| State of Wyoming | 15,571 | $86.1K | 0.01% | +2,033+15.0% | Added |
| Cherry Creek Investment Advisors, Inc. | 15,434 | $85.3K | 0.04% | +323+2.1% | Added |
| First National Bank of Mount Dora, Trust Investment Services | 15,300 | $84.6K | 0.02% | 00.0% | Unchanged |
| SpiderRock Advisors, LLC | 15,225 | $84.2K | 0.00% | 00.0% | Unchanged |
| Wealthcare Advisory Partners LLC | 14,834 | $82.0K | 0.00% | 00.0% | Unchanged |
| Manufacturers Life Insurance Company, The | 14,743 | $81.5K | 0.00% | +40+0.3% | Added |
| AE Wealth Management LLC | 14,473 | $80.0K | 0.00% | +14,473 | New |
| Traynor Capital Management, Inc. | 14,341 | $79.3K | 0.01% | +140+1.0% | Added |
| Wealthfront Advisers LLC | 14,269 | $78.9K | 0.00% | −4,819−25.2% | Reduced |
| Sage Capital Management, LLC | 14,000 | $77.4K | 0.04% | 00.0% | Unchanged |
| National Asset Management, Inc. | 13,097 | $73.2K | 0.00% | −19−0.1% | Reduced |
| Empowered Funds, LLC | 13,202 | $73.0K | 0.00% | 00.0% | Unchanged |
| Moneta Group Investment Advisors LLC | 12,952 | $71.6K | 0.00% | 00.0% | Unchanged |
| Shufro Rose & Co LLC | 12,700 | $70.2K | 0.01% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 12,616 | $69.8K | 0.00% | −8,241−39.5% | Reduced |
| Silverlake Wealth Management LLC | 12,567 | $69.5K | 0.03% | +167+1.3% | Added |
| Parallel Advisors, LLC | 12,439 | $68.8K | 0.00% | −673−5.1% | Reduced |
| LVW Advisors, LLC | 12,348 | $68.3K | 0.01% | +54+0.4% | Added |
| Cutter & CO Brokerage, Inc. | 12,105 | $66.9K | 0.02% | +405+3.5% | Added |
| Detalus Advisors, LLC | 12,000 | $66.4K | 0.02% | 00.0% | Unchanged |
| MAI Capital Management | 11,790 | $65.2K | 0.00% | 00.0% | Unchanged |
| CI Private Wealth, LLC | 11,737 | $64.9K | 0.00% | −927−7.3% | Reduced |
| Farther Finance Advisors, LLC | 11,520 | $63.2K | 0.00% | +11,520 | New |
| Wedbush Securities Inc | 11,118 | $61.0K | 0.00% | −1,000−8.3% | Reduced |
| Captrust Financial Advisors | 10,561 | $58.4K | 0.00% | +10,561 | New |
| KG&L Capital Management,LLC | 10,364 | $57.3K | 0.02% | −164−1.6% | Reduced |
| Brevan Howard Capital Management LP | 10,288 | $56.9K | 0.00% | +10,288 | New |
| NWF Advisory Services Inc. | 10,100 | $55.9K | 0.01% | −4,700−31.8% | Reduced |
| Money Concepts Capital Corp | 10,000 | $55.3K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 9,589 | $53.0K | 0.00% | −405−4.1% | Reduced |
| Private Trust Co NA | 8,401 | $46.5K | 0.01% | 00.0% | Unchanged |
| Catalyst Funds Management Pty Ltd | 8,400 | $46.5K | 0.01% | +8,400 | New |
| CNB Bank | 7,500 | $41.5K | 0.02% | 00.0% | Unchanged |
| Signaturefd, LLC | 7,480 | $41.4K | 0.00% | −1,595−17.6% | Reduced |
| AllSquare Wealth Management LLC | 6,000 | $33.2K | 0.02% | 00.0% | Unchanged |
| Asset Dedication, LLC | 5,880 | $32.5K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 5,691 | $31.5K | 0.00% | −7,732−57.6% | Reduced |
| HHM Wealth Advisors, LLC | 5,672 | $31.4K | 0.00% | +300+5.6% | Added |
| Archer Investment Corp | 5,000 | $27.6K | 0.01% | 00.0% | Unchanged |
| Rothschild Investment LLC | 4,900 | $27.1K | 0.00% | 00.0% | Unchanged |
| Banque Cantonale Vaudoise | 4,000 | $22.0K | 0.00% | 00.0% | Unchanged |
| Avion Wealth | 3,854 | $21.0K | 0.01% | +122+3.3% | Added |
| Headlands Technologies LLC | 3,785 | $20.9K | 0.00% | −3,789−50.0% | Reduced |
| Deutsche Bank AG | 3,774 | $20.9K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 3,440 | $19.0K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 3,184 | $17.6K | 0.00% | −4,740−59.8% | Reduced |
| Global Retirement Partners, LLC | 3,151 | $17.4K | 0.00% | +1,746+124.3% | Added |
| Silicon Valley Capital Partners | 3,017 | $16.7K | 0.00% | +3,017 | New |
| Founders Capital Management | 3,000 | $16.6K | 0.01% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 3,000 | $16.5K | 0.00% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 2,662 | $14.7K | 0.00% | +2,662 | New |
| Geneos Wealth Management Inc. | 2,300 | $12.7K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 2,300 | $12.7K | 0.00% | +2,300 | New |
| Activest Wealth Management | 2,300 | $12.7K | 0.00% | +2,300 | New |
| NBC Securities, Inc. | 2,200 | $12.0K | 0.00% | 00.0% | Unchanged |
| West Branch Capital LLC | 2,018 | $11.2K | 0.00% | 00.0% | Unchanged |
| Redwood Wealth Management Group, LLC | 1,950 | $10.8K | 0.01% | +1,950 | New |
| AdvisorNet Financial, Inc | 1,918 | $10.6K | 0.00% | +60+3.2% | Added |
| Cypress Capital Management LLC (WY) | 1,895 | $10.5K | 0.01% | +59+3.2% | Added |
| Coppell Advisory Solutions LLC | 1,734 | $9.59K | 0.00% | +1,734 | New |
| GWM Advisors LLC | 1,625 | $8.99K | 0.00% | +54+3.4% | Added |
| Beacon Capital Management, LLC | 1,623 | $8.98K | 0.00% | +51+3.2% | Added |
| Webster Bank, N. A. | 1,620 | $8.96K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 1,530 | $8.46K | 0.00% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 1,465 | $8.10K | 0.00% | 00.0% | Unchanged |
| Semmax Financial Advisors Inc. | 1,480 | $7.16K | 0.00% | 00.0% | Unchanged |