Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q4 2024
Institutional positions in Prospect Capital Corp as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 239
- +17 vs. Q3 2024
- Shares held
- 44.8M
- +7.19M (+19.1%) vs. Q3 2024
- Total value
- $193.5M
- −$2.48M (−1.3%) vs. Q3 2024
- New holders
- 48
- 84 more added
- Sold out
- 31
- 63 more reduced
4 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Two Sigma Securities, LLC | 36,340 | $156.6K | 0.03% | −49,824−57.8% | Reduced |
| The PNC Financial Services Group, Inc. | 36,304 | $156.5K | 0.00% | +640+1.8% | Added |
| Teamwork Financial Advisors, LLC | 35,484 | $153.7K | 0.02% | −28,031−44.1% | Reduced |
| Bank of Montreal | 35,400 | $152.6K | 0.00% | 00.0% | Unchanged |
| Brinker Capital Investments, LLC | 35,315 | $152.2K | 0.00% | −2,428−6.4% | Reduced |
| Orion Portfolio Solutions, LLC | 35,315 | $152.2K | 0.00% | −2,428−6.4% | Reduced |
| BancorpSouth Bank | 34,936 | $150.6K | 0.01% | +1,191+3.5% | Added |
| Strategies Wealth Advisors, LLC | 35,608 | $148.5K | 0.02% | +1,651+4.9% | Added |
| Sculati Wealth Management, LLC | 33,155 | $142.9K | 0.06% | −540−1.6% | Reduced |
| Modern Wealth Management, LLC | 32,549 | $140.3K | 0.01% | +2,757+9.3% | Added |
| Family Wealth Group, LLC | 31,349 | $135.1K | 0.11% | −4,258−12.0% | Reduced |
| Next Level Private LLC | 31,111 | $134.1K | 0.05% | −17,181−35.6% | Reduced |
| Concorde Asset Management, LLC | 29,250 | $126.1K | 0.07% | +29,250 | New |
| Sheaff Brock Investment Advisors, LLC | 28,508 | $122.9K | 0.01% | −752−2.6% | Reduced |
| WMG Financial Advisors, LLC | 27,950 | $120.5K | 0.05% | +5,100+22.3% | Added |
| Dudley Capital Management, LLC | 27,900 | $120.2K | 0.06% | −600−2.1% | Reduced |
| Claro Advisors LLC | 27,165 | $117.1K | 0.02% | −15,225−35.9% | Reduced |
| Wolverine Trading, LLC | 27,375 | $116.6K | 0.00% | +27,375 | New |
| Moloney Securities Asset Management, LLC | 26,761 | $115.3K | 0.02% | −25,745−49.0% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 25,938 | $111.8K | 0.00% | +7,359+39.6% | Added |
| Comerica Bank | 25,883 | $111.6K | 0.00% | +542+2.1% | Added |
| Ausdal Financial Partners, Inc. | 25,491 | $109.9K | 0.01% | −13,700−35.0% | Reduced |
| Buckingham Strategic Partners | 25,229 | $108.7K | 0.00% | +4,524+21.8% | Added |
| Sunbelt Securities, Inc. | 25,084 | $106.9K | 0.01% | −4,093−14.0% | Reduced |
| Regal Investment Advisors LLC | 23,281 | $100.3K | 0.01% | −1,483−6.0% | Reduced |
| J.W. Cole Advisors, Inc. | 23,159 | $99.8K | 0.00% | −2,265−8.9% | Reduced |
| Prostatis Group LLC | 22,732 | $98.0K | 0.03% | +22,732 | New |
| Creative Financial Designs Inc | 22,277 | $96.0K | 0.01% | +804+3.7% | Added |
| Mercer Global Advisors Inc | 21,458 | $92.5K | 0.00% | −18,990−46.9% | Reduced |
| Level Four Advisory Services, LLC | 21,390 | $92.2K | 0.00% | −345−1.6% | Reduced |
| Family Wealth Partners, LLC | 21,215 | $91.4K | 0.04% | +7,327+52.8% | Added |
| Stephens Inc | 20,717 | $89.3K | 0.00% | −1,000−4.6% | Reduced |
| EMC Capital Management | 20,762 | $89.0K | 0.05% | +10,762+107.6% | Added |
| Cravens & Co Advisors, LLC | 20,000 | $86.2K | 0.07% | +20,000 | New |
| Great Valley Advisor Group, Inc. | 19,561 | $84.3K | 0.00% | 00.0% | Unchanged |
| Oxford Asset Management LLP | 19,561 | $84.3K | 0.04% | +19,561 | New |
| Advisory Services Network, LLC | 18,288 | $78.8K | 0.00% | −28,638−61.0% | Reduced |
| Merit Financial Group, LLC | 18,266 | $78.7K | 0.00% | +18,266 | New |
| Carnegie Lake Advisors LLC | 18,115 | $78.0K | 0.03% | −5,000−21.6% | Reduced |
| PFG Investments, LLC | 17,686 | $76.2K | 0.00% | +52+0.3% | Added |
| AE Wealth Management LLC | 17,319 | $74.6K | 0.00% | +17,319 | New |
| Comprehensive Money Management Services LLC | 16,800 | $72.4K | 0.06% | +16,800 | New |
| Kingsview Wealth Management, LLC | 16,586 | $71.5K | 0.00% | +573+3.6% | Added |
| Wealthfront Advisers LLC | 16,393 | $70.7K | 0.00% | −6,311−27.8% | Reduced |
| Global Assets Advisory, LLC | 15,998 | $69.4K | 0.04% | +4,006+33.4% | Added |
| Inspire Advisors, LLC | 15,957 | $68.8K | 0.01% | +827+5.5% | Added |
| Cutter & CO Brokerage, Inc. | 15,940 | $68.7K | 0.02% | +3,467+27.8% | Added |
| Sage Capital Management, LLC | 15,500 | $66.8K | 0.03% | 00.0% | Unchanged |
| First National Bank of Mount Dora, Trust Investment Services | 15,300 | $65.9K | 0.02% | 00.0% | Unchanged |
| Manufacturers Life Insurance Company, The | 15,009 | $64.7K | 0.00% | +267+1.8% | Added |
| Tower Research Capital LLC (TRC) | 14,560 | $62.8K | 0.00% | +12,810+732.0% | Added |
| Samalin Investment Counsel, LLC | 14,500 | $62.5K | 0.03% | +14,500 | New |
| Ameriflex Group, Inc. | 14,486 | $62.3K | 0.03% | +14,486 | New |
| Independent Advisor Alliance | 14,420 | $62.2K | 0.00% | +14,420 | New |
| Silverlake Wealth Management LLC | 14,138 | $60.9K | 0.02% | +1,392+10.9% | Added |
| Wealthcare Advisory Partners LLC | 14,083 | $60.7K | 0.00% | −751−5.1% | Reduced |
| PFG Advisors | 13,260 | $57.2K | 0.00% | +13,260 | New |
| MAI Capital Management | 13,255 | $57.1K | 0.00% | +1,465+12.4% | Added |
| Detalus Advisors, LLC | 13,000 | $56.0K | 0.02% | 00.0% | Unchanged |
| Envision Financial Planning, LLC | 12,999 | $56.0K | 0.03% | +12,999 | New |
| HighTower Advisors, LLC | 12,894 | $55.6K | 0.00% | −9,721−43.0% | Reduced |
| MML Investors Services, LLC | 12,719 | $55.0K | 0.00% | −4,242−25.0% | Reduced |
| Shufro Rose & Co LLC | 12,700 | $54.7K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 12,650 | $54.5K | 0.00% | −1,597−11.2% | Reduced |
| Moneta Group Investment Advisors LLC | 12,252 | $52.8K | 0.00% | 00.0% | Unchanged |
| Traynor Capital Management, Inc. | 12,129 | $52.3K | 0.00% | +1,569+14.9% | Added |
| TownSquare Capital, LLC | 12,097 | $52.1K | 0.00% | +12,097 | New |
| Arkadios Wealth Advisors | 11,901 | $51.3K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 11,520 | $49.7K | 0.00% | 00.0% | Unchanged |
| Strategic Financial Concepts, LLC | 11,400 | $49.1K | 0.01% | −9,799−46.2% | Reduced |
| Wiley Bros.-Aintree Capital, LLC | 10,993 | $47.6K | 0.00% | +397+3.7% | Added |
| Jain Global LLC | 10,391 | $44.8K | 0.00% | +10,391 | New |
| Nomura Asset Management Co Ltd | 10,221 | $44.1K | 0.00% | +10,221 | New |
| Janney Montgomery Scott LLC | 10,118 | $44.0K | 0.00% | −2,490−19.7% | Reduced |
| CI Private Wealth, LLC | 10,135 | $43.7K | 0.00% | −16,061−61.3% | Reduced |
| AGH Wealth Advisors, LLC | 10,000 | $43.1K | 0.04% | +10,000 | New |
| Wedbush Securities Inc | 10,019 | $43.0K | 0.00% | +10,019 | New |
| Parallel Advisors, LLC | 9,768 | $42.1K | 0.00% | −227−2.3% | Reduced |
| Aventura Private Wealth, LLC | 9,412 | $40.6K | 0.02% | +9,412 | New |
| Private Trust Co NA | 8,401 | $36.2K | 0.00% | 00.0% | Unchanged |
| CNB Bank | 7,500 | $32.3K | 0.02% | 00.0% | Unchanged |
| Jones Financial Companies LLLP | 7,125 | $30.7K | 0.00% | +1,030+16.9% | Added |
| Steward Partners Investment Advisory, LLC | 7,036 | $30.3K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 6,011 | $25.9K | 0.00% | +97+1.6% | Added |
| Asset Dedication, LLC | 5,880 | $25.3K | 0.00% | 00.0% | Unchanged |
| HHM Wealth Advisors, LLC | 5,372 | $23.2K | 0.00% | 00.0% | Unchanged |
| Founders Capital Management | 4,000 | $17.2K | 0.01% | 00.0% | Unchanged |
| Avion Wealth | 4,125 | $17.0K | 0.00% | +140+3.5% | Added |
| Global Retirement Partners, LLC | 3,609 | $15.6K | 0.00% | +456+14.5% | Added |
| AdvisorNet Financial, Inc | 3,569 | $15.4K | 0.00% | +1,586+80.0% | Added |
| Activest Wealth Management | 3,300 | $14.2K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 2,300 | $9.91K | 0.00% | 00.0% | Unchanged |
| New Wave Wealth Advisors LLC | 2,199 | $9.48K | 0.00% | +2,199 | New |
| Cypress Capital Management LLC (WY) | 2,029 | $8.74K | 0.01% | +69+3.5% | Added |
| BankPlus Trust Department | 2,023 | $8.72K | 0.00% | +2,023 | New |
| Coppell Advisory Solutions LLC | 1,856 | $7.91K | 0.00% | +63+3.5% | Added |
| Van Hulzen Asset Management, LLC | 1,807 | $7.79K | 0.00% | +1,807 | New |
| Exchange Traded Concepts, LLC | 1,751 | $7.55K | 0.00% | +1,751 | New |
| Webster Bank, N. A. | 1,620 | $6.98K | 0.00% | 00.0% | Unchanged |
| Semmax Financial Advisors Inc. | 1,480 | $6.52K | 0.00% | 00.0% | Unchanged |