Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q4 2024
Institutional positions in Prospect Capital Corp as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 239
- +17 vs. Q3 2024
- Shares held
- 44.8M
- +7.19M (+19.1%) vs. Q3 2024
- Total value
- $193.5M
- −$2.48M (−1.3%) vs. Q3 2024
- New holders
- 48
- 84 more added
- Sold out
- 31
- 63 more reduced
4 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | 1,500 | $6.46K | 0.00% | −197−11.6% | Reduced |
| Bokf, NA | 1,222 | $5.16K | 0.00% | 00.0% | Unchanged |
| Gables Capital Management Inc. | 1,000 | $4.31K | 0.00% | 00.0% | Unchanged |
| Headlands Technologies LLC | 939 | $4.05K | 0.00% | +939 | New |
| IFP Advisors, Inc | 907 | $3.91K | 0.00% | +157+20.9% | Added |
| Ronald Blue Trust, Inc. | 865 | $3.73K | 0.00% | −2,438−73.8% | Reduced |
| Northwestern Mutual Wealth Management Co | 813 | $3.50K | 0.00% | +150+22.6% | Added |
| Allworth Financial LP | 787 | $3.45K | 0.00% | +787 | New |
| Natixis | 791 | $3.41K | 0.00% | +35+4.6% | Added |
| Larson Financial Group LLC | 659 | $2.84K | 0.00% | +19+3.0% | Added |
| LRI Investments, LLC | 638 | $2.75K | 0.00% | 00.0% | Unchanged |
| Legacy Investment Solutions, LLC | 639 | $2.69K | 0.00% | 00.0% | Unchanged |
| Legacy Wealth Managment, LLC | 639 | $2.69K | 0.00% | 00.0% | Unchanged |
| Cape Investment Advisory, Inc. | 559 | $2.41K | 0.00% | 00.0% | Unchanged |
| West Branch Capital LLC | 500 | $2.15K | 0.00% | −1,518−75.2% | Reduced |
| CWM, LLC | 571 | $2.00K | 0.00% | −18,739−97.0% | Reduced |
| Central Pacific Bank - Trust Division | 428 | $1.84K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 405 | $1.75K | 0.00% | −3,731−90.2% | Reduced |
| Hilltop National Bank | 380 | $1.64K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 366 | $1.58K | 0.00% | 00.0% | Unchanged |
| Decker Retirement Planning Inc. | 350 | $1.51K | 0.00% | +350 | New |
| Horizon Investments, LLC | 264 | $1.13K | 0.00% | +264 | New |
| West Financial Advisors, LLC | 256 | $1.10K | 0.00% | +256 | New |
| Peoples Financial Services Corp. | 205 | $881 | 0.00% | 00.0% | Unchanged |
| Principal Securities, Inc. | 151 | $651 | 0.00% | −1,997−93.0% | Reduced |
| Heritage Wealth Advisors | 100 | $431 | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 99 | $427 | 0.00% | −182−64.8% | Reduced |
| Barclays PLC | 89 | $384 | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 66 | $284 | 0.00% | −2,656−97.6% | Reduced |
| GWM Advisors LLC | 60 | $259 | 0.00% | −615−91.1% | Reduced |
| GPS Wealth Strategies Group, LLC | 25 | $108 | 0.00% | +25 | New |
| Frazier Financial Advisors, LLC | 16 | $68 | 0.00% | +1+6.7% | Added |
| Millstone Evans Group, LLC | 13 | $58 | 0.00% | +13 | New |
| Citigroup Inc | 10 | $43 | 0.00% | 00.0% | Unchanged |
| Danske Bank A/S | 8 | $34 | 0.00% | +2+33.3% | Added |
| ORG Partners LLC | 5 | $25 | 0.00% | 00.0% | Unchanged |
| Caitong International Asset Management Co., Ltd | 4 | $17 | 0.00% | +4 | New |
| FMR LLC | 2 | $9 | 0.00% | +1+100.0% | Added |
| Smithfield Trust Co | 47 | $0 | 0.00% | 00.0% | Unchanged |
| Invesco Ltd. | 0 | $0 | 0.00% | −2,734,322−100.0% | Sold out |
| Arete Wealth Advisors, LLC | 0 | $0 | 0.00% | −224,886−100.0% | Sold out |
| Paloma Partners Management Co | 0 | $0 | 0.00% | −108,056−100.0% | Sold out |
| Legacy Wealth Management, LLC | 0 | $0 | 0.00% | −84,316−100.0% | Sold out |
| Thrive Wealth Management, LLC | 0 | $0 | 0.00% | −52,428−100.0% | Sold out |
| Lodestar Private Asset Management LLC | 0 | $0 | 0.00% | −50,000−100.0% | Sold out |
| Roman Butler Fullerton & Co | 0 | $0 | 0.00% | −44,342−100.0% | Sold out |
| IFG Advisory, LLC | 0 | $0 | 0.00% | −36,195−100.0% | Sold out |
| Eagle Global Advisors LLC | 0 | $0 | 0.00% | −25,900−100.0% | Sold out |
| Sequoia Financial Advisors, LLC | 0 | $0 | 0.00% | −24,150−100.0% | Sold out |
| Zimmermann Investment Management & Planning LLC | 0 | $0 | 0.00% | −21,299−100.0% | Sold out |
| Bank of New York Mellon Corp | 0 | $0 | 0.00% | −19,837−100.0% | Sold out |
| Triumph Capital Management | 0 | $0 | 0.00% | −18,368−100.0% | Sold out |
| West Michigan Advisors, LLC | 0 | $0 | 0.00% | −16,992−100.0% | Sold out |
| Vanguard Capital Wealth Advisors | 0 | $0 | 0.00% | −13,563−100.0% | Sold out |
| Laird Norton Trust Company, LLC | 0 | $0 | 0.00% | −10,684−100.0% | Sold out |
| KG&L Capital Management,LLC | 0 | $0 | 0.00% | −10,480−100.0% | Sold out |
| Main Street Research LLC | 0 | $0 | 0.00% | −10,207−100.0% | Sold out |
| StoneX Group Inc. | 0 | $0 | 0.00% | −10,186−100.0% | Sold out |
| Nebula Research & Development LLC | 0 | $0 | 0.00% | −10,118−100.0% | Sold out |
| NWF Advisory Services Inc. | 0 | $0 | 0.00% | −10,100−100.0% | Sold out |
| Optiver Holding B.V. | 0 | $0 | 0.00% | −5,311−100.0% | Sold out |
| Rothschild Investment LLC | 0 | $0 | 0.00% | −4,900−100.0% | Sold out |
| Deutsche Bank AG | 0 | $0 | 0.00% | −3,774−100.0% | Sold out |
| CIBC Private Wealth Group, LLC | 0 | $0 | 0.00% | −3,000−100.0% | Sold out |
| Beacon Capital Management, LLC | 0 | $0 | 0.00% | −1,679−100.0% | Sold out |
| NBC Securities, Inc. | 0 | $0 | 0.00% | −1,200−100.0% | Sold out |
| Jaffetilchin Investment Partners, LLC | 0 | $0 | 0.00% | −890−100.0% | Sold out |
| Rise Advisors, LLC | 0 | $0 | 0.00% | −410−100.0% | Sold out |
| Assetmark, Inc | 0 | $0 | 0.00% | −387−100.0% | Sold out |
| Roble, Belko & Company, Inc | 0 | $0 | 0.00% | −45−100.0% | Sold out |
| Raymond James & Associates | – | – | – | – | Not filed |
| Raymond James Financial Services Advisors, Inc. | – | – | – | – | Not filed |
| SpiderRock Advisors, LLC | – | – | – | – | Not filed |
| Carmichael Hill & Associates, Inc. | – | – | – | – | Not filed |