Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q4 2024
Institutional positions in Prospect Capital Corp as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 239
- +17 vs. Q3 2024
- Shares held
- 44.8M
- +7.19M (+19.1%) vs. Q3 2024
- Total value
- $193.5M
- −$2.48M (−1.3%) vs. Q3 2024
- New holders
- 48
- 84 more added
- Sold out
- 31
- 63 more reduced
4 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Smithfield Trust Co | 47 | $0 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 2 | $9 | 0.00% | +1+100.0% | Added |
| Caitong International Asset Management Co., Ltd | 4 | $17 | 0.00% | +4 | New |
| ORG Partners LLC | 5 | $25 | 0.00% | 00.0% | Unchanged |
| Danske Bank A/S | 8 | $34 | 0.00% | +2+33.3% | Added |
| Citigroup Inc | 10 | $43 | 0.00% | 00.0% | Unchanged |
| Millstone Evans Group, LLC | 13 | $58 | 0.00% | +13 | New |
| Frazier Financial Advisors, LLC | 16 | $68 | 0.00% | +1+6.7% | Added |
| GPS Wealth Strategies Group, LLC | 25 | $108 | 0.00% | +25 | New |
| GWM Advisors LLC | 60 | $259 | 0.00% | −615−91.1% | Reduced |
| Lindbrook Capital, LLC | 66 | $284 | 0.00% | −2,656−97.6% | Reduced |
| Barclays PLC | 89 | $384 | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 99 | $427 | 0.00% | −182−64.8% | Reduced |
| Heritage Wealth Advisors | 100 | $431 | 0.00% | 00.0% | Unchanged |
| Principal Securities, Inc. | 151 | $651 | 0.00% | −1,997−93.0% | Reduced |
| Peoples Financial Services Corp. | 205 | $881 | 0.00% | 00.0% | Unchanged |
| West Financial Advisors, LLC | 256 | $1.10K | 0.00% | +256 | New |
| Horizon Investments, LLC | 264 | $1.13K | 0.00% | +264 | New |
| Decker Retirement Planning Inc. | 350 | $1.51K | 0.00% | +350 | New |
| Quadrant Capital Group LLC | 366 | $1.58K | 0.00% | 00.0% | Unchanged |
| Hilltop National Bank | 380 | $1.64K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 405 | $1.75K | 0.00% | −3,731−90.2% | Reduced |
| Central Pacific Bank - Trust Division | 428 | $1.84K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 571 | $2.00K | 0.00% | −18,739−97.0% | Reduced |
| West Branch Capital LLC | 500 | $2.15K | 0.00% | −1,518−75.2% | Reduced |
| Cape Investment Advisory, Inc. | 559 | $2.41K | 0.00% | 00.0% | Unchanged |
| Legacy Investment Solutions, LLC | 639 | $2.69K | 0.00% | 00.0% | Unchanged |
| Legacy Wealth Managment, LLC | 639 | $2.69K | 0.00% | 00.0% | Unchanged |
| LRI Investments, LLC | 638 | $2.75K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 659 | $2.84K | 0.00% | +19+3.0% | Added |
| Natixis | 791 | $3.41K | 0.00% | +35+4.6% | Added |
| Allworth Financial LP | 787 | $3.45K | 0.00% | +787 | New |
| Northwestern Mutual Wealth Management Co | 813 | $3.50K | 0.00% | +150+22.6% | Added |
| Ronald Blue Trust, Inc. | 865 | $3.73K | 0.00% | −2,438−73.8% | Reduced |
| IFP Advisors, Inc | 907 | $3.91K | 0.00% | +157+20.9% | Added |
| Headlands Technologies LLC | 939 | $4.05K | 0.00% | +939 | New |
| Gables Capital Management Inc. | 1,000 | $4.31K | 0.00% | 00.0% | Unchanged |
| Bokf, NA | 1,222 | $5.16K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 1,500 | $6.46K | 0.00% | −197−11.6% | Reduced |
| Semmax Financial Advisors Inc. | 1,480 | $6.52K | 0.00% | 00.0% | Unchanged |
| Webster Bank, N. A. | 1,620 | $6.98K | 0.00% | 00.0% | Unchanged |
| Exchange Traded Concepts, LLC | 1,751 | $7.55K | 0.00% | +1,751 | New |
| Van Hulzen Asset Management, LLC | 1,807 | $7.79K | 0.00% | +1,807 | New |
| Coppell Advisory Solutions LLC | 1,856 | $7.91K | 0.00% | +63+3.5% | Added |
| BankPlus Trust Department | 2,023 | $8.72K | 0.00% | +2,023 | New |
| Cypress Capital Management LLC (WY) | 2,029 | $8.74K | 0.01% | +69+3.5% | Added |
| New Wave Wealth Advisors LLC | 2,199 | $9.48K | 0.00% | +2,199 | New |
| Geneos Wealth Management Inc. | 2,300 | $9.91K | 0.00% | 00.0% | Unchanged |
| Activest Wealth Management | 3,300 | $14.2K | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 3,569 | $15.4K | 0.00% | +1,586+80.0% | Added |
| Global Retirement Partners, LLC | 3,609 | $15.6K | 0.00% | +456+14.5% | Added |
| Avion Wealth | 4,125 | $17.0K | 0.00% | +140+3.5% | Added |
| Founders Capital Management | 4,000 | $17.2K | 0.01% | 00.0% | Unchanged |
| HHM Wealth Advisors, LLC | 5,372 | $23.2K | 0.00% | 00.0% | Unchanged |
| Asset Dedication, LLC | 5,880 | $25.3K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 6,011 | $25.9K | 0.00% | +97+1.6% | Added |
| Steward Partners Investment Advisory, LLC | 7,036 | $30.3K | 0.00% | 00.0% | Unchanged |
| Jones Financial Companies LLLP | 7,125 | $30.7K | 0.00% | +1,030+16.9% | Added |
| CNB Bank | 7,500 | $32.3K | 0.02% | 00.0% | Unchanged |
| Private Trust Co NA | 8,401 | $36.2K | 0.00% | 00.0% | Unchanged |
| Aventura Private Wealth, LLC | 9,412 | $40.6K | 0.02% | +9,412 | New |
| Parallel Advisors, LLC | 9,768 | $42.1K | 0.00% | −227−2.3% | Reduced |
| Wedbush Securities Inc | 10,019 | $43.0K | 0.00% | +10,019 | New |
| AGH Wealth Advisors, LLC | 10,000 | $43.1K | 0.04% | +10,000 | New |
| CI Private Wealth, LLC | 10,135 | $43.7K | 0.00% | −16,061−61.3% | Reduced |
| Janney Montgomery Scott LLC | 10,118 | $44.0K | 0.00% | −2,490−19.7% | Reduced |
| Nomura Asset Management Co Ltd | 10,221 | $44.1K | 0.00% | +10,221 | New |
| Jain Global LLC | 10,391 | $44.8K | 0.00% | +10,391 | New |
| Wiley Bros.-Aintree Capital, LLC | 10,993 | $47.6K | 0.00% | +397+3.7% | Added |
| Strategic Financial Concepts, LLC | 11,400 | $49.1K | 0.01% | −9,799−46.2% | Reduced |
| Farther Finance Advisors, LLC | 11,520 | $49.7K | 0.00% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 11,901 | $51.3K | 0.00% | 00.0% | Unchanged |
| TownSquare Capital, LLC | 12,097 | $52.1K | 0.00% | +12,097 | New |
| Traynor Capital Management, Inc. | 12,129 | $52.3K | 0.00% | +1,569+14.9% | Added |
| Moneta Group Investment Advisors LLC | 12,252 | $52.8K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 12,650 | $54.5K | 0.00% | −1,597−11.2% | Reduced |
| Shufro Rose & Co LLC | 12,700 | $54.7K | 0.00% | 00.0% | Unchanged |
| MML Investors Services, LLC | 12,719 | $55.0K | 0.00% | −4,242−25.0% | Reduced |
| HighTower Advisors, LLC | 12,894 | $55.6K | 0.00% | −9,721−43.0% | Reduced |
| Envision Financial Planning, LLC | 12,999 | $56.0K | 0.03% | +12,999 | New |
| Detalus Advisors, LLC | 13,000 | $56.0K | 0.02% | 00.0% | Unchanged |
| MAI Capital Management | 13,255 | $57.1K | 0.00% | +1,465+12.4% | Added |
| PFG Advisors | 13,260 | $57.2K | 0.00% | +13,260 | New |
| Wealthcare Advisory Partners LLC | 14,083 | $60.7K | 0.00% | −751−5.1% | Reduced |
| Silverlake Wealth Management LLC | 14,138 | $60.9K | 0.02% | +1,392+10.9% | Added |
| Independent Advisor Alliance | 14,420 | $62.2K | 0.00% | +14,420 | New |
| Ameriflex Group, Inc. | 14,486 | $62.3K | 0.03% | +14,486 | New |
| Samalin Investment Counsel, LLC | 14,500 | $62.5K | 0.03% | +14,500 | New |
| Tower Research Capital LLC (TRC) | 14,560 | $62.8K | 0.00% | +12,810+732.0% | Added |
| Manufacturers Life Insurance Company, The | 15,009 | $64.7K | 0.00% | +267+1.8% | Added |
| First National Bank of Mount Dora, Trust Investment Services | 15,300 | $65.9K | 0.02% | 00.0% | Unchanged |
| Sage Capital Management, LLC | 15,500 | $66.8K | 0.03% | 00.0% | Unchanged |
| Cutter & CO Brokerage, Inc. | 15,940 | $68.7K | 0.02% | +3,467+27.8% | Added |
| Inspire Advisors, LLC | 15,957 | $68.8K | 0.01% | +827+5.5% | Added |
| Global Assets Advisory, LLC | 15,998 | $69.4K | 0.04% | +4,006+33.4% | Added |
| Wealthfront Advisers LLC | 16,393 | $70.7K | 0.00% | −6,311−27.8% | Reduced |
| Kingsview Wealth Management, LLC | 16,586 | $71.5K | 0.00% | +573+3.6% | Added |
| Comprehensive Money Management Services LLC | 16,800 | $72.4K | 0.06% | +16,800 | New |
| AE Wealth Management LLC | 17,319 | $74.6K | 0.00% | +17,319 | New |
| PFG Investments, LLC | 17,686 | $76.2K | 0.00% | +52+0.3% | Added |