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Livermore
ZHEN

Prospect Capital Corp

PSEC
Exchange
Nasdaq
SEC CIK
0001287032

In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.

Other share classesPSEC.PA

Q4 2024 vs. Q3 2024

How the institutions holding Prospect Capital Corp changed between Q3 2024 and Q4 2024.

All holders in Q4 2024All holders in Q3 2024

13F holders of PSEC: Q3 2024 compared with Q4 2024
MeasureQ3 2024Of which not filed for Q4 2024Q4 2024Change
Holders2264239+17
Shares38.5M931.3K44.8M+7.19M (+19.1%)
Value$200.9M$4.98M$193.5M−$2.48M (−1.3%)

4 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so the changes leave them out.

New holders (48)

Institutions that held Prospect Capital Corp at the end of Q4 2024 but not at the end of Q3 2024.

Institutions new to PSEC in Q4 2024
InstitutionSharesValue% of portfolio
Thomas J. Herzfeld Advisors, Inc.1,828,411$7.88M2.53%
Raymond James Financial Inc795,862$3.43M0.00%
HRT Financial LP514,885$2.22M0.01%
Naviter Wealth, LLC508,914$2.22M0.27%
Trexquant Investment LP331,608$1.43M0.02%
Millennium Management LLC270,533$1.17M0.00%
RSM US Wealth Management LLC252,737$1.09M0.02%
ExodusPoint Capital Management, LP183,854$792.0K0.01%
Cubist Systematic Strategies, LLC160,882$693.4K0.01%
D. E. Shaw & Co., Inc.136,238$587.2K0.00%
CenterBook Partners LP102,651$442.4K0.03%
Ridgeline Wealth, LLC94,334$406.6K0.33%
Glenview Trust Co90,719$391.0K0.01%
Alpine Global Management, LLC80,300$346.1K0.10%
Cerity Partners LLC70,504$303.9K0.00%
Navis Wealth Advisors, LLC61,112$263.4K0.29%
Centiva Capital, LP37,039$159.6K0.01%
Concorde Asset Management, LLC29,250$126.1K0.07%
Wolverine Trading, LLC27,375$116.6K0.00%
Prostatis Group LLC22,732$98.0K0.03%
Cravens & Co Advisors, LLC20,000$86.2K0.07%
Oxford Asset Management LLP19,561$84.3K0.04%
Merit Financial Group, LLC18,266$78.7K0.00%
AE Wealth Management LLC17,319$74.6K0.00%
Comprehensive Money Management Services LLC16,800$72.4K0.06%
Samalin Investment Counsel, LLC14,500$62.5K0.03%
Ameriflex Group, Inc.14,486$62.3K0.03%
Independent Advisor Alliance14,420$62.2K0.00%
PFG Advisors13,260$57.2K0.00%
Envision Financial Planning, LLC12,999$56.0K0.03%
TownSquare Capital, LLC12,097$52.1K0.00%
Jain Global LLC10,391$44.8K0.00%
Nomura Asset Management Co Ltd10,221$44.1K0.00%
AGH Wealth Advisors, LLC10,000$43.1K0.04%
Wedbush Securities Inc10,019$43.0K0.00%
Aventura Private Wealth, LLC9,412$40.6K0.02%
New Wave Wealth Advisors LLC2,199$9.48K0.00%
BankPlus Trust Department2,023$8.72K0.00%
Van Hulzen Asset Management, LLC1,807$7.79K0.00%
Exchange Traded Concepts, LLC1,751$7.55K0.00%
Headlands Technologies LLC939$4.05K0.00%
Allworth Financial LP787$3.45K0.00%
Decker Retirement Planning Inc.350$1.51K0.00%
Horizon Investments, LLC264$1.13K0.00%
West Financial Advisors, LLC256$1.10K0.00%
GPS Wealth Strategies Group, LLC25$1080.00%
Millstone Evans Group, LLC13$580.00%
Caitong International Asset Management Co., Ltd4$170.00%

Sold out (31)

Institutions that held Prospect Capital Corp at the end of Q3 2024 and filed for Q4 2024 without it.

Institutions that sold out of PSEC in Q4 2024
InstitutionShares, Q3 2024Value, Q3 2024
Invesco Ltd.2,734,322$14.6M
Arete Wealth Advisors, LLC224,886$1.20M
Paloma Partners Management Co108,056$578.1K
Legacy Wealth Management, LLC84,316$451.1K
Thrive Wealth Management, LLC52,428$280.5K
Lodestar Private Asset Management LLC50,000$267.5K
Roman Butler Fullerton & Co44,342$229.7K
IFG Advisory, LLC36,195$193.6K
Eagle Global Advisors LLC25,900$138.6K
Sequoia Financial Advisors, LLC24,150$129.2K
Zimmermann Investment Management & Planning LLC21,299$113.9K
Bank of New York Mellon Corp19,837$106.1K
Triumph Capital Management18,368$99.4K
West Michigan Advisors, LLC16,992$91.9K
Vanguard Capital Wealth Advisors13,563$72.6K
Laird Norton Trust Company, LLC10,684$57.8K
KG&L Capital Management,LLC10,480$56.1K
Main Street Research LLC10,207$55.2K
StoneX Group Inc.10,186$54.6K
Nebula Research & Development LLC10,118$54.1K
NWF Advisory Services Inc.10,100$54.0K
Optiver Holding B.V.5,311$28.4K
Rothschild Investment LLC4,900$26.2K
Deutsche Bank AG3,774$20.2K
CIBC Private Wealth Group, LLC3,000$16.1K
Beacon Capital Management, LLC1,679$8.98K
NBC Securities, Inc.1,200$6.00K
Jaffetilchin Investment Partners, LLC890$4.76K
Rise Advisors, LLC410$2.19K
Assetmark, Inc387$2.07K
Roble, Belko & Company, Inc45$0

Not filed for Q4 2024 yet (4)

Institutions that held Prospect Capital Corp at the end of Q3 2024 and haven't filed a 13F for Q4 2024. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding PSEC in Q3 2024 that haven't filed for Q4 2024
InstitutionShares, Q3 2024Value, Q3 2024
Raymond James & Associates846,244$4.53M
Raymond James Financial Services Advisors, Inc.68,355$365.7K
SpiderRock Advisors, LLC15,225$81.5K
Carmichael Hill & Associates, Inc.1,465$7.84K