Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q3 2021
Institutional positions in Prospect Capital Corp as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 194
- −8 vs. Q2 2021
- Shares held
- 33.6M
- −4.20M (−11.1%) vs. Q2 2021
- Total value
- $258.3M
- −$58.3M (−18.4%) vs. Q2 2021
- New holders
- 19
- 80 more added
- Sold out
- 27
- 49 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Stifel Financial Corp | 22,871 | $176.0K | 0.00% | +6,942+43.6% | Added |
| Creative Planning | 22,335 | $172.0K | 0.00% | +1,349+6.4% | Added |
| Camelot Portfolios, LLC | 21,041 | $162.0K | 0.08% | −8,032−27.6% | Reduced |
| Threadgill Financial, LLC | 19,500 | $155.0K | 0.13% | +19,500 | New |
| Detalus Advisors, LLC | 19,764 | $152.0K | 0.08% | 00.0% | Unchanged |
| CIBC Asset Management Inc | 19,785 | $152.0K | 0.00% | +2,936+17.4% | Added |
| NinePointTwo Capital | 19,462 | $149.0K | 0.06% | +19,462 | New |
| Dynamic Technology Lab Private Ltd | 19,226 | $148.0K | 0.02% | +19,226 | New |
| Jane Street Group, LLC | 19,113 | $147.0K | 0.00% | −33,003−63.3% | Reduced |
| KG&L Capital Management,LLC | 18,610 | $143.0K | 0.06% | +121+0.7% | Added |
| Clear Creek Financial Management, LLC | 18,358 | $141.0K | 0.02% | +5,231+39.8% | Added |
| Traynor Capital Management, Inc. | 17,887 | $137.0K | 0.02% | −4,145−18.8% | Reduced |
| Janney Montgomery Scott LLC | 17,111 | $132.0K | 0.00% | −3,781−18.1% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 16,796 | $129.0K | 0.00% | −37,708−69.2% | Reduced |
| MML Investors Services, LLC | 16,765 | $129.0K | 0.00% | +11+0.1% | Added |
| Squarepoint Ops LLC | 15,665 | $121.0K | 0.00% | −9,834−38.6% | Reduced |
| First National Bank of Mount Dora, Trust Investment Services | 15,300 | $117.0K | 0.04% | 00.0% | Unchanged |
| Wetherby Asset Management Inc | 15,003 | $116.0K | 0.01% | 00.0% | Unchanged |
| Warther Private Wealth, LLC | 14,552 | $114.0K | 0.10% | +14,552 | New |
| Shufro Rose & Co LLC | 13,800 | $106.0K | 0.01% | 00.0% | Unchanged |
| Rhumbline Advisers | 13,541 | $104.0K | 0.00% | +15+0.1% | Added |
| Oppenheimer & Co Inc | 13,222 | $102.0K | 0.00% | 00.0% | Unchanged |
| Gotham Asset Management, LLC | 13,081 | $101.0K | 0.00% | +47+0.4% | Added |
| Steward Partners Investment Advisory, LLC | 13,080 | $101.0K | 0.00% | +290+2.3% | Added |
| The PNC Financial Services Group, Inc. | 13,232 | $101.0K | 0.00% | +840+6.8% | Added |
| Qube Research & Technologies Ltd | 12,730 | $98.0K | 0.00% | −59,375−82.3% | Reduced |
| Highlander Capital Management, LLC | 12,500 | $96.0K | 0.05% | 00.0% | Unchanged |
| Ferguson Shapiro LLC | 12,327 | $95.0K | 0.06% | 00.0% | Unchanged |
| BBR Partners, LLC | 12,195 | $94.0K | 0.01% | 00.0% | Unchanged |
| LVW Advisors, LLC | 12,124 | $93.0K | 0.02% | 00.0% | Unchanged |
| Callahan Advisors, LLC | 12,000 | $92.0K | 0.01% | −100−0.8% | Reduced |
| Regal Investment Advisors LLC | 11,694 | $90.0K | 0.01% | +578+5.2% | Added |
| Federation des caisses Desjardins du Quebec | 11,300 | $87.0K | 0.00% | +3,500+44.9% | Added |
| IHT Wealth Management, LLC | 11,085 | $85.0K | 0.01% | −464−4.0% | Reduced |
| Aviance Capital Partners, LLC | 11,100 | $85.0K | 0.02% | 00.0% | Unchanged |
| Lido Advisors, LLC | 11,039 | $85.0K | 0.00% | +512+4.9% | Added |
| Stephens Inc | 10,939 | $84.0K | 0.00% | +10,939 | New |
| KCM Investment Advisors LLC | 10,386 | $80.0K | 0.00% | 00.0% | Unchanged |
| Centiva Capital, LP | 10,295 | $79.0K | 0.01% | +10,295 | New |
| Johnson Midwest Financial, LLC | 10,000 | $77.0K | 0.06% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 9,726 | $75.0K | 0.00% | +3,107+46.9% | Added |
| Reilly Financial Advisors, LLC | 8,000 | $62.0K | 0.01% | 00.0% | Unchanged |
| Atlas Private Wealth Advisors | 8,001 | $62.0K | 0.03% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 7,790 | $59.0K | 0.00% | +128+1.7% | Added |
| Macquarie Group Ltd | 7,400 | $57.0K | 0.00% | −153,441−95.4% | Reduced |
| Smithfield Trust Co | 6,245 | $48.0K | 0.00% | 00.0% | Unchanged |
| AllSquare Wealth Management LLC | 6,000 | $46.0K | 0.03% | 00.0% | Unchanged |
| Asset Dedication, LLC | 5,880 | $45.0K | 0.01% | +5,880 | New |
| Advocacy Wealth Management Services, LLC | 5,100 | $39.0K | 0.01% | 00.0% | Unchanged |
| Archer Investment Corp | 5,000 | $38.5K | 0.01% | +5,000 | New |
| Wealth Quarterback LLC | 4,639 | $36.0K | 0.02% | +108+2.4% | Added |
| Banque Cantonale Vaudoise | 4,000 | $31.0K | 0.00% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 3,965 | $31.0K | 0.02% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 3,453 | $27.0K | 0.00% | −3,225−48.3% | Reduced |
| Jacobi Capital Management LLC | 3,500 | $27.0K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 3,183 | $25.0K | 0.00% | −43−1.3% | Reduced |
| Founders Capital Management | 3,000 | $23.0K | 0.02% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 2,724 | $21.0K | 0.01% | +23+0.9% | Added |
| Parallel Advisors, LLC | 2,672 | $21.0K | 0.00% | +63+2.4% | Added |
| Webster Bank, N. A. | 2,620 | $20.0K | 0.00% | 00.0% | Unchanged |
| Financial Management Professionals, Inc. | 2,555 | $20.0K | 0.00% | +2,555 | New |
| Gemmer Asset Management LLC | 2,300 | $18.0K | 0.00% | 00.0% | Unchanged |
| West Branch Capital LLC | 2,018 | $16.0K | 0.01% | 00.0% | Unchanged |
| NEXT Financial Group, Inc | 2,039 | $16.0K | 0.00% | +565+38.3% | Added |
| PrairieView Partners, LLC | 2,000 | $15.0K | 0.00% | 00.0% | Unchanged |
| Core Wealth Advisors, Inc. | 1,966 | $15.0K | 0.01% | +45+2.3% | Added |
| AdvisorNet Financial, Inc | 1,909 | $15.0K | 0.00% | +186+10.8% | Added |
| Huntington National Bank | 1,500 | $12.0K | 0.00% | 00.0% | Unchanged |
| Semmax Financial Advisors Inc. | 1,480 | $11.0K | 0.00% | 00.0% | Unchanged |
| Kistler-Tiffany Companies, LLC | 1,334 | $10.0K | 0.00% | 00.0% | Unchanged |
| PSI Advisors, LLC | 1,260 | $10.0K | 0.00% | +1,260 | New |
| Dark Forest Capital Management LP | 1,239 | $10.0K | 0.00% | +1,239 | New |
| BNP Paribas Arbitrage, SA | 1,058 | $8.15K | 0.00% | −20−1.9% | Reduced |
| McCarthy Asset Management, Inc. | 1,067 | $8.00K | 0.01% | +23+2.2% | Added |
| Fifth Third Bancorp | 1,000 | $8.00K | 0.00% | 00.0% | Unchanged |
| Gables Capital Management Inc. | 1,000 | $8.00K | 0.01% | 00.0% | Unchanged |
| Allworth Financial LP | 949 | $7.00K | 0.00% | +22+2.4% | Added |
| Ellevest, Inc. | 937 | $7.00K | 0.00% | +21+2.3% | Added |
| Proequities, Inc. | 878 | $7.00K | 0.00% | 00.0% | Unchanged |
| Pacitti Group Inc. | 900 | $7.00K | 0.00% | 00.0% | Unchanged |
| Plante Moran Financial Advisors, LLC | 740 | $6.00K | 0.00% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 462 | $4.00K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 400 | $3.00K | 0.00% | 00.0% | Unchanged |
| JNBA Financial Advisors | 415 | $3.00K | 0.00% | +415 | New |
| Strategic Asset Management, LLC | 400 | $3.00K | 0.00% | +400 | New |
| Peoples Financial Services Corp. | 203 | $2.00K | 0.00% | +3+1.5% | Added |
| Signaturefd, LLC | 89 | $1.00K | 0.00% | −53−37.3% | Reduced |
| Citigroup Inc | 10 | $0 | 0.00% | −22,809−100.0% | Reduced |
| FMR LLC | 1 | $0 | 0.00% | −3−75.0% | Reduced |
| Rockefeller Capital Management L.P. | 100 | $0 | 0.00% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 4 | $0 | 0.00% | +4 | New |
| SOA Wealth Advisors, LLC. | 2 | $0 | 0.00% | +2 | New |
| Gerber Kawasaki Wealth & Investment Management | 3 | – | – | −14,224−100.0% | Reduced |
| Sofos Investments, Inc. | 5 | – | – | 00.0% | Unchanged |
| Arrowstreet Capital, Limited Partnership | 0 | $0 | 0.00% | −3,656,040−100.0% | Sold out |
| Sante Capital Fund, LP | 0 | $0 | 0.00% | −403,565−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −194,931−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −58,775−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −58,683−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −54,057−100.0% | Sold out |