Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q3 2021
Institutional positions in Prospect Capital Corp as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 194
- −8 vs. Q2 2021
- Shares held
- 33.6M
- −4.20M (−11.1%) vs. Q2 2021
- Total value
- $258.3M
- −$58.3M (−18.4%) vs. Q2 2021
- New holders
- 19
- 80 more added
- Sold out
- 27
- 49 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Citigroup Inc | 10 | $0 | 0.00% | −22,809−100.0% | Reduced |
| FMR LLC | 1 | $0 | 0.00% | −3−75.0% | Reduced |
| Rockefeller Capital Management L.P. | 100 | $0 | 0.00% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 4 | $0 | 0.00% | +4 | New |
| SOA Wealth Advisors, LLC. | 2 | $0 | 0.00% | +2 | New |
| Signaturefd, LLC | 89 | $1.00K | 0.00% | −53−37.3% | Reduced |
| Peoples Financial Services Corp. | 203 | $2.00K | 0.00% | +3+1.5% | Added |
| Sound Income Strategies, LLC | 400 | $3.00K | 0.00% | 00.0% | Unchanged |
| JNBA Financial Advisors | 415 | $3.00K | 0.00% | +415 | New |
| Strategic Asset Management, LLC | 400 | $3.00K | 0.00% | +400 | New |
| Patriot Financial Group Insurance Agency, LLC | 462 | $4.00K | 0.00% | 00.0% | Unchanged |
| Plante Moran Financial Advisors, LLC | 740 | $6.00K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 949 | $7.00K | 0.00% | +22+2.4% | Added |
| Ellevest, Inc. | 937 | $7.00K | 0.00% | +21+2.3% | Added |
| Proequities, Inc. | 878 | $7.00K | 0.00% | 00.0% | Unchanged |
| Pacitti Group Inc. | 900 | $7.00K | 0.00% | 00.0% | Unchanged |
| McCarthy Asset Management, Inc. | 1,067 | $8.00K | 0.01% | +23+2.2% | Added |
| Fifth Third Bancorp | 1,000 | $8.00K | 0.00% | 00.0% | Unchanged |
| Gables Capital Management Inc. | 1,000 | $8.00K | 0.01% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 1,058 | $8.15K | 0.00% | −20−1.9% | Reduced |
| Kistler-Tiffany Companies, LLC | 1,334 | $10.0K | 0.00% | 00.0% | Unchanged |
| PSI Advisors, LLC | 1,260 | $10.0K | 0.00% | +1,260 | New |
| Dark Forest Capital Management LP | 1,239 | $10.0K | 0.00% | +1,239 | New |
| Semmax Financial Advisors Inc. | 1,480 | $11.0K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 1,500 | $12.0K | 0.00% | 00.0% | Unchanged |
| PrairieView Partners, LLC | 2,000 | $15.0K | 0.00% | 00.0% | Unchanged |
| Core Wealth Advisors, Inc. | 1,966 | $15.0K | 0.01% | +45+2.3% | Added |
| AdvisorNet Financial, Inc | 1,909 | $15.0K | 0.00% | +186+10.8% | Added |
| West Branch Capital LLC | 2,018 | $16.0K | 0.01% | 00.0% | Unchanged |
| NEXT Financial Group, Inc | 2,039 | $16.0K | 0.00% | +565+38.3% | Added |
| Gemmer Asset Management LLC | 2,300 | $18.0K | 0.00% | 00.0% | Unchanged |
| Webster Bank, N. A. | 2,620 | $20.0K | 0.00% | 00.0% | Unchanged |
| Financial Management Professionals, Inc. | 2,555 | $20.0K | 0.00% | +2,555 | New |
| Lindbrook Capital, LLC | 2,724 | $21.0K | 0.01% | +23+0.9% | Added |
| Parallel Advisors, LLC | 2,672 | $21.0K | 0.00% | +63+2.4% | Added |
| Founders Capital Management | 3,000 | $23.0K | 0.02% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 3,183 | $25.0K | 0.00% | −43−1.3% | Reduced |
| Northwestern Mutual Wealth Management Co | 3,453 | $27.0K | 0.00% | −3,225−48.3% | Reduced |
| Jacobi Capital Management LLC | 3,500 | $27.0K | 0.00% | 00.0% | Unchanged |
| Banque Cantonale Vaudoise | 4,000 | $31.0K | 0.00% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 3,965 | $31.0K | 0.02% | 00.0% | Unchanged |
| Wealth Quarterback LLC | 4,639 | $36.0K | 0.02% | +108+2.4% | Added |
| Archer Investment Corp | 5,000 | $38.5K | 0.01% | +5,000 | New |
| Advocacy Wealth Management Services, LLC | 5,100 | $39.0K | 0.01% | 00.0% | Unchanged |
| Asset Dedication, LLC | 5,880 | $45.0K | 0.01% | +5,880 | New |
| AllSquare Wealth Management LLC | 6,000 | $46.0K | 0.03% | 00.0% | Unchanged |
| Smithfield Trust Co | 6,245 | $48.0K | 0.00% | 00.0% | Unchanged |
| Macquarie Group Ltd | 7,400 | $57.0K | 0.00% | −153,441−95.4% | Reduced |
| First Horizon Advisors, Inc. | 7,790 | $59.0K | 0.00% | +128+1.7% | Added |
| Reilly Financial Advisors, LLC | 8,000 | $62.0K | 0.01% | 00.0% | Unchanged |
| Atlas Private Wealth Advisors | 8,001 | $62.0K | 0.03% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 9,726 | $75.0K | 0.00% | +3,107+46.9% | Added |
| Johnson Midwest Financial, LLC | 10,000 | $77.0K | 0.06% | 00.0% | Unchanged |
| Centiva Capital, LP | 10,295 | $79.0K | 0.01% | +10,295 | New |
| KCM Investment Advisors LLC | 10,386 | $80.0K | 0.00% | 00.0% | Unchanged |
| Stephens Inc | 10,939 | $84.0K | 0.00% | +10,939 | New |
| IHT Wealth Management, LLC | 11,085 | $85.0K | 0.01% | −464−4.0% | Reduced |
| Aviance Capital Partners, LLC | 11,100 | $85.0K | 0.02% | 00.0% | Unchanged |
| Lido Advisors, LLC | 11,039 | $85.0K | 0.00% | +512+4.9% | Added |
| Federation des caisses Desjardins du Quebec | 11,300 | $87.0K | 0.00% | +3,500+44.9% | Added |
| Regal Investment Advisors LLC | 11,694 | $90.0K | 0.01% | +578+5.2% | Added |
| Callahan Advisors, LLC | 12,000 | $92.0K | 0.01% | −100−0.8% | Reduced |
| LVW Advisors, LLC | 12,124 | $93.0K | 0.02% | 00.0% | Unchanged |
| BBR Partners, LLC | 12,195 | $94.0K | 0.01% | 00.0% | Unchanged |
| Ferguson Shapiro LLC | 12,327 | $95.0K | 0.06% | 00.0% | Unchanged |
| Highlander Capital Management, LLC | 12,500 | $96.0K | 0.05% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 12,730 | $98.0K | 0.00% | −59,375−82.3% | Reduced |
| Gotham Asset Management, LLC | 13,081 | $101.0K | 0.00% | +47+0.4% | Added |
| Steward Partners Investment Advisory, LLC | 13,080 | $101.0K | 0.00% | +290+2.3% | Added |
| The PNC Financial Services Group, Inc. | 13,232 | $101.0K | 0.00% | +840+6.8% | Added |
| Oppenheimer & Co Inc | 13,222 | $102.0K | 0.00% | 00.0% | Unchanged |
| Rhumbline Advisers | 13,541 | $104.0K | 0.00% | +15+0.1% | Added |
| Shufro Rose & Co LLC | 13,800 | $106.0K | 0.01% | 00.0% | Unchanged |
| Warther Private Wealth, LLC | 14,552 | $114.0K | 0.10% | +14,552 | New |
| Wetherby Asset Management Inc | 15,003 | $116.0K | 0.01% | 00.0% | Unchanged |
| First National Bank of Mount Dora, Trust Investment Services | 15,300 | $117.0K | 0.04% | 00.0% | Unchanged |
| Squarepoint Ops LLC | 15,665 | $121.0K | 0.00% | −9,834−38.6% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 16,796 | $129.0K | 0.00% | −37,708−69.2% | Reduced |
| MML Investors Services, LLC | 16,765 | $129.0K | 0.00% | +11+0.1% | Added |
| Janney Montgomery Scott LLC | 17,111 | $132.0K | 0.00% | −3,781−18.1% | Reduced |
| Traynor Capital Management, Inc. | 17,887 | $137.0K | 0.02% | −4,145−18.8% | Reduced |
| Clear Creek Financial Management, LLC | 18,358 | $141.0K | 0.02% | +5,231+39.8% | Added |
| KG&L Capital Management,LLC | 18,610 | $143.0K | 0.06% | +121+0.7% | Added |
| Jane Street Group, LLC | 19,113 | $147.0K | 0.00% | −33,003−63.3% | Reduced |
| Dynamic Technology Lab Private Ltd | 19,226 | $148.0K | 0.02% | +19,226 | New |
| NinePointTwo Capital | 19,462 | $149.0K | 0.06% | +19,462 | New |
| Detalus Advisors, LLC | 19,764 | $152.0K | 0.08% | 00.0% | Unchanged |
| CIBC Asset Management Inc | 19,785 | $152.0K | 0.00% | +2,936+17.4% | Added |
| Threadgill Financial, LLC | 19,500 | $155.0K | 0.13% | +19,500 | New |
| Camelot Portfolios, LLC | 21,041 | $162.0K | 0.08% | −8,032−27.6% | Reduced |
| Creative Planning | 22,335 | $172.0K | 0.00% | +1,349+6.4% | Added |
| Stifel Financial Corp | 22,871 | $176.0K | 0.00% | +6,942+43.6% | Added |
| Jefferies Group LLC | 23,000 | $177.1K | 0.00% | +23,000 | New |
| Geneos Wealth Management Inc. | 23,595 | $184.0K | 0.01% | +1,990+9.2% | Added |
| Independent Financial Group, LLC | 24,735 | $190.5K | 0.02% | +381+1.6% | Added |
| Cadence Bank NA | 25,000 | $193.0K | 0.06% | +25,000 | New |
| Stratos Wealth Partners, LTD. | 27,006 | $208.0K | 0.01% | −24,201−47.3% | Reduced |
| Koshinski Asset Management, Inc. | 27,452 | $211.4K | 0.02% | +12,942+89.2% | Added |
| HighTower Advisors, LLC | 27,643 | $212.0K | 0.00% | −12,705−31.5% | Reduced |
| Wedbush Securities Inc | 27,764 | $214.0K | 0.01% | −2,199−7.3% | Reduced |