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Livermore
ZHEN

Prospect Capital Corp

PSEC
Exchange
Nasdaq
SEC CIK
0001287032

In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.

Other share classesPSEC.PA

13F holders, Q4 2022

Institutional positions in Prospect Capital Corp as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
246
+23 vs. Q3 2022
Shares held
31.0M
+3.20M (+11.5%) vs. Q3 2022
Total value
$206.9M
+$34.3M (+19.9%) vs. Q3 2022
New holders
44
92 more added
Sold out
21
55 more reduced

6 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q3 2022: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ4 2022: 246 institutions
Q1 2021: 192 institutionsQ2 2021: 202 institutionsQ3 2021: 194 institutionsQ4 2021: 228 institutionsQ1 2022: 215 institutionsQ2 2022: 228 institutionsQ3 2022: 229 institutionsQ4 2022: 246 institutionsQ1 2023: 250 institutionsQ2 2023: 234 institutionsQ3 2023: 234 institutionsQ4 2023: 244 institutionsQ1 2024: 230 institutionsQ2 2024: 230 institutionsQ3 2024: 226 institutionsQ4 2024: 239 institutionsQ1 2025: 224 institutionsQ2 2025: 224 institutionsQ3 2025: 228 institutionsQ4 2025: 224 institutionsQ1 2026: 218 institutionsQ2 2026: 204 institutions
Value heldQ4 2022: $206.9M
Q1 2021: $267.3MQ2 2021: $316.6MQ3 2021: $258.3MQ4 2021: $254.5MQ1 2022: $232.4MQ2 2022: $206.6MQ3 2022: $174.7MQ4 2022: $206.9MQ1 2023: $203.2MQ2 2023: $194.5MQ3 2023: $195.5MQ4 2023: $219.5MQ1 2024: $228.3MQ2 2024: $221.4MQ3 2024: $200.9MQ4 2024: $193.5MQ1 2025: $239.8MQ2 2025: $208.4MQ3 2025: $224.4MQ4 2025: $214.1MQ1 2026: $223.8MQ2 2026: $206.6M
Institutions holding PSEC and their total value by quarter
QuarterHoldersValue
Q2 2026204$206.6M
Q1 2026218$223.8M
Q4 2025224$214.1M
Q3 2025228$224.4M
Q2 2025224$208.4M
Q1 2025224$239.8M
Q4 2024239$193.5M
Q3 2024226$200.9M
Q2 2024230$221.4M
Q1 2024230$228.3M
Q4 2023244$219.5M
Q3 2023234$195.5M
Q2 2023234$194.5M
Q1 2023250$203.2M
Q4 2022246$206.9M
Q3 2022229$174.7M
Q2 2022228$206.6M
Q1 2022215$232.4M
Q4 2021228$254.5M
Q3 2021194$258.3M
Q2 2021202$316.6M
Q1 2021192$267.3M

Institutions, Q4 2022

Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q3 2022.

Institutions holding PSEC in Q4 2022
InstitutionSharesValue% of portfolioChange in sharesAction
Measured Wealth Private Client Group, LLC31,168$217.9K0.09%+3,862+14.1%Added
Qube Research & Technologies Ltd29,009$202.8K0.00%−101,610−77.8%Reduced
Acrisure Capital Management, LLC28,956$202.4K0.22%+28,956New
Harbour Investments, Inc.28,654$200.3K0.01%−962−3.2%Reduced
BancorpSouth Bank27,578$192.8K0.02%+714+2.7%Added
Atria Wealth Solutions, Inc.27,177$190.0K0.00%−1,145−4.0%Reduced
Mercer Global Advisors Inc25,880$181.0K0.00%+5,674+28.1%Added
Strategies Wealth Advisors, LLC25,652$179.3K0.04%+25,652New
Johnson Midwest Financial, LLC25,495$178.0K0.65%+34+0.1%Added
Heritage Trust Co24,585$171.8K0.03%−33,790−57.9%Reduced
Independent Financial Group, LLC23,870$166.9K0.01%00.0%Unchanged
Goldman Sachs Group Inc23,786$166.3K0.00%+2,292+10.7%Added
J.W. Cole Advisors, Inc.21,227$148.4K0.01%+463+2.2%Added
Stephens Inc20,917$146.2K0.00%+1,000+5.0%Added
Regal Investment Advisors LLC20,881$146.0K0.01%+477+2.3%Added
United Capital Financial Advisers, LLC20,527$143.5K0.00%00.0%Unchanged
Koshinski Asset Management, Inc.20,235$141.4K0.01%−7,722−27.6%Reduced
WMG Financial Advisors, LLC19,900$139.1K0.12%−1,200−5.7%Reduced
Ausdal Financial Partners, Inc.19,732$137.9K0.02%+2,632+15.4%Added
Threadgill Financial, LLC19,500$136.3K0.14%00.0%Unchanged
IFG Advisory, LLC19,045$133.0K0.01%+7,000+58.1%Added
The PNC Financial Services Group, Inc.18,792$131.4K0.00%+356+1.9%Added
Kingsview Wealth Management, LLC17,804$124.5K0.01%−6,056−25.4%Reduced
Inspire Advisors, LLC17,684$123.6K0.03%+1,753+11.0%Added
Walleye Trading LLC17,258$120.6K0.00%+17,258New
Zimmermann Investment Management & Planning LLC17,145$119.8K0.07%+263+1.6%Added
Integrated Advisors Network LLC16,990$118.8K0.01%+1,084+6.8%Added
EMC Capital Management16,677$117.0K0.11%+2,251+15.6%Added
Traynor Capital Management, Inc.16,117$112.7K0.02%−1,306−7.5%Reduced
Janney Montgomery Scott LLC15,842$111.0K0.00%−62,682−79.8%Reduced
Envestnet Asset Management Inc15,593$109.0K0.00%+15,593New
Wedbush Securities Inc15,365$107.0K0.01%−6,500−29.7%Reduced
First National Bank of Mount Dora, Trust Investment Services15,300$107.0K0.04%00.0%Unchanged
Cherry Creek Investment Advisors, Inc.15,111$105.6K0.08%00.0%Unchanged
Girard Partners Ltd.15,063$105.3K0.01%+15,063New
Captrust Financial Advisors14,703$102.8K0.00%+1,200+8.9%Added
PFG Advisors14,617$102.2K0.01%+12+0.1%Added
Steward Partners Investment Advisory, LLC14,504$101.4K0.00%00.0%Unchanged
MML Investors Services, LLC14,503$101.0K0.00%−251−1.7%Reduced
NinePointTwo Capital14,410$100.0K0.04%00.0%Unchanged
Rhumbline Advisers13,880$97.0K0.00%+18+0.1%Added
Capital Advisors Wealth Management, LLC13,500$94.4K0.03%00.0%Unchanged
Oppenheimer & Co Inc13,222$92.4K0.00%00.0%Unchanged
MAI Capital Management13,105$91.6K0.00%+13,105New
Gerber Kawasaki Wealth & Investment Management13,093$91.5K0.01%+10+0.1%Added
CIBC Asset Management Inc13,027$91.1K0.00%−5,790−30.8%Reduced
National Wealth Management Group, LLC12,967$90.6K0.11%+103+0.8%Added
Detalus Advisors, LLC12,955$90.6K0.04%+2,935+29.3%Added
Y-Intercept (Hong Kong) Ltd12,902$90.2K0.01%−4,441−25.6%Reduced
Federation des caisses Desjardins du Quebec12,500$87.4K0.00%00.0%Unchanged
Highlander Capital Management, LLC12,500$87.0K0.05%00.0%Unchanged
BBR Partners, LLC12,195$85.2K0.01%00.0%Unchanged
LVW Advisors, LLC12,124$84.7K0.02%00.0%Unchanged
National Asset Management, Inc.12,029$84.7K0.00%−149−1.2%Reduced
LVM Capital Management Ltd12,000$84.0K0.01%−6,750−36.0%Reduced
SFI Advisors, LLC11,820$82.6K0.09%00.0%Unchanged
Silverlake Wealth Management LLC11,732$82.0K0.05%+107+0.9%Added
Archer Investment Corp11,000$76.9K0.03%00.0%Unchanged
Lido Advisors, LLC10,536$73.7K0.00%+9+0.1%Added
Texas Yale Capital Corp.10,500$73.4K0.00%00.0%Unchanged
KG&L Capital Management,LLC10,436$72.9K0.04%−4,973−32.3%Reduced
Prosperity Wealth Management, Inc.10,421$72.8K0.07%+10,421New
Virtu Financial LLC10,271$72.0K0.01%+10,271New
AlphaQ Advisors LLC10,228$71.5K0.06%+10,228New
Cipher Capital LP10,125$70.8K0.01%+10,125New
Shufro Rose & Co LLC10,000$69.9K0.01%00.0%Unchanged
Running Point Capital Advisors, LLC10,000$69.9K0.04%00.0%Unchanged
Capasso Planning Partners LLC10,000$69.9K0.04%00.0%Unchanged
CNB Bank7,500$52.4K0.03%+7,500New
Rockefeller Capital Management L.P.6,700$46.0K0.00%00.0%Unchanged
Signaturefd, LLC6,506$45.5K0.00%+96+1.5%Added
WFA of San Diego, LLC6,500$45.4K0.03%+6,500New
AllSquare Wealth Management LLC6,000$41.9K0.03%00.0%Unchanged
Asset Dedication, LLC5,880$41.0K0.00%00.0%Unchanged
Leonteq Securities AG5,700$39.8K0.00%−500−8.1%Reduced
HHM Wealth Advisors, LLC5,372$37.5K0.01%00.0%Unchanged
Private Trust Co NA5,014$35.0K0.01%00.0%Unchanged
Farmers & Merchants Trust Co of Chambersburg PA5,000$35.0K0.02%00.0%Unchanged
Farther Finance Advisors, LLC4,360$30.5K0.01%+4,360New
Banque Cantonale Vaudoise4,000$28.0K0.00%00.0%Unchanged
Global Retirement Partners, LLC4,000$28.0K0.00%+3,985+26,566.7%Added
TCI Wealth Advisors, Inc.3,795$26.5K0.00%+88+2.4%Added
Tower Research Capital LLC (TRC)3,634$25.0K0.00%−10,686−74.6%Reduced
Founders Capital Management3,000$21.0K0.02%00.0%Unchanged
PrairieView Partners, LLC3,000$20.0K0.00%00.0%Unchanged
Avion Wealth3,157$19.0K0.01%00.0%Unchanged
Financial Management Professionals, Inc.2,756$19.0K0.00%+68+2.5%Added
CoreCap Advisors, LLC2,683$18.8K0.00%+2,683New
Lindbrook Capital, LLC2,677$18.7K0.00%+31+1.2%Added
Webster Bank, N. A.2,620$18.0K0.00%00.0%Unchanged
Geneos Wealth Management Inc.2,300$16.1K0.00%−1,977−46.2%Reduced
First Horizon Advisors, Inc.2,250$15.7K0.00%00.0%Unchanged
Core Wealth Advisors, Inc.2,218$15.5K0.01%+57+2.6%Added
IFP Advisors, Inc2,197$15.0K0.00%−1,990−47.5%Reduced
CWM, LLC2,146$15.0K0.00%+846+65.1%Added
Paragon Wealth Strategies, LLC2,096$14.7K0.02%+2,096New
West Branch Capital LLC2,018$14.1K0.01%00.0%Unchanged
Oliver Lagore Vanvalin Investment Group1,675$11.7K0.01%+100+6.3%Added
McIlrath & Eck, LLC1,631$11.4K0.00%−552−25.3%Reduced
Cypress Capital Management LLC (WY)1,592$11.1K0.01%+39+2.5%Added