Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q4 2022
Institutional positions in Prospect Capital Corp as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 246
- +23 vs. Q3 2022
- Shares held
- 31.0M
- +3.20M (+11.5%) vs. Q3 2022
- Total value
- $206.9M
- +$34.3M (+19.9%) vs. Q3 2022
- New holders
- 44
- 92 more added
- Sold out
- 21
- 55 more reduced
6 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Aquatic Capital Management LLC | 1,600 | $11.0K | 0.00% | −20,200−92.7% | Reduced |
| Semmax Financial Advisors Inc. | 1,480 | $11.0K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 1,500 | $10.5K | 0.00% | 00.0% | Unchanged |
| Coppell Advisory Solutions LLC | 1,465 | $10.2K | 0.00% | +1,465 | New |
| Coppell Advisory Solutions Corp. | 1,465 | $10.2K | 0.00% | +1,465 | New |
| Carmichael Hill & Associates, Inc. | 1,465 | $10.2K | 0.01% | 00.0% | Unchanged |
| Toronto Dominion Bank | 1,500 | $10.0K | 0.00% | +1,500 | New |
| Beacon Capital Management, LLC | 1,372 | $9.59K | 0.00% | +69+5.3% | Added |
| Kistler-Tiffany Companies, LLC | 1,334 | $9.32K | 0.00% | 00.0% | Unchanged |
| Cowen Prime Advisors LLC | 1,300 | $9.00K | 0.00% | +1,300 | New |
| Northwestern Mutual Wealth Management Co | 1,252 | $8.75K | 0.00% | −5−0.4% | Reduced |
| EWG Elevate Inc. | 1,228 | $8.58K | 0.00% | +1,228 | New |
| Cribstone Capital Management, LLC | 1,115 | $7.79K | 0.00% | +1,115 | New |
| BNP Paribas Arbitrage, SA | 1,058 | $7.39K | 0.00% | +1,058 | New |
| Ellevest, Inc. | 1,050 | $7.34K | 0.00% | +25+2.4% | Added |
| Fifth Third Bancorp | 1,000 | $6.99K | 0.00% | 00.0% | Unchanged |
| Gables Capital Management Inc. | 1,000 | $6.99K | 0.01% | 00.0% | Unchanged |
| Larson Financial Group LLC | 913 | $6.38K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 903 | $6.31K | 0.00% | +3+0.3% | Added |
| AdvisorNet Financial, Inc | 892 | $6.24K | 0.00% | +22+2.5% | Added |
| Align Wealth Management, LLC | 1,000 | $6.20K | 0.01% | +1,000 | New |
| Accurate Wealth Management, LLC | 807 | $5.70K | 0.00% | +807 | New |
| Salem Investment Counselors Inc | 800 | $5.64K | 0.00% | +800 | New |
| PSI Advisors, LLC | 575 | $4.02K | 0.00% | −753−56.7% | Reduced |
| Headlands Technologies LLC | 641 | $4.00K | 0.00% | +641 | New |
| Hexagon Capital Partners LLC | 497 | $3.47K | 0.00% | +54+12.2% | Added |
| Nomura Asset Management Co Ltd | 467 | $3.26K | 0.00% | −7,864−94.4% | Reduced |
| Freedom Wealth Alliance, LLC | 400 | $2.80K | 0.00% | +400 | New |
| Rise Advisors, LLC | 329 | $2.30K | 0.00% | +8+2.5% | Added |
| RE Dickinson Investment Advisors, LLC | 320 | $2.00K | 0.00% | 00.0% | Unchanged |
| Peoples Financial Services Corp. | 205 | $1.43K | 0.00% | 00.0% | Unchanged |
| Umb Bank N A | 137 | $1.00K | 0.00% | 00.0% | Unchanged |
| Truvestments Capital LLC | 137 | $955 | 0.00% | +137 | New |
| Heritage Wealth Advisors | 100 | $699 | 0.00% | 00.0% | Unchanged |
| GHP Investment Advisors, Inc. | 100 | $699 | 0.00% | +100 | New |
| Barclays PLC | 89 | $622 | 0.00% | −5,500−98.4% | Reduced |
| Baker Avenue Asset Management, LP | 61 | $426 | 0.00% | +61 | New |
| Quadrant Capital Group LLC | 43 | $301 | 0.00% | −975−95.8% | Reduced |
| Allworth Financial LP | 43 | $301 | 0.00% | +24+126.3% | Added |
| Exchange Traded Concepts, LLC | 14 | $98 | 0.00% | −2,038−99.3% | Reduced |
| GWM Advisors LLC | 2,554 | $18 | 0.00% | +2,554 | New |
| SOA Wealth Advisors, LLC. | 2 | $14 | 0.00% | 00.0% | Unchanged |
| Smithfield Trust Co | 47 | $0 | 0.00% | 00.0% | Unchanged |
| VitalStone Financial, LLC | 20 | $0 | 0.00% | +20 | New |
| Sofos Investments, Inc. | 7 | – | – | −5−41.7% | Reduced |
| Y.D. More Investments Ltd | 1,273,209 | – | – | +1,273,209 | New |
| Catalyst Capital Advisors LLC | 0 | $0 | 0.00% | −109,809−100.0% | Sold out |
| Apollon Wealth Management, LLC | 0 | $0 | 0.00% | −58,900−100.0% | Sold out |
| Axxcess Wealth Management, LLC | 0 | $0 | 0.00% | −58,089−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −37,908−100.0% | Sold out |
| Private Advisor Group, LLC | 0 | $0 | 0.00% | −30,053−100.0% | Sold out |
| Gotham Asset Management, LLC | 0 | $0 | 0.00% | −19,301−100.0% | Sold out |
| Selective Wealth Management, Inc. | 0 | $0 | 0.00% | −17,433−100.0% | Sold out |
| Carmel Capital Partners, LLC | 0 | $0 | 0.00% | −16,600−100.0% | Sold out |
| Toroso Investments, LLC | 0 | $0 | 0.00% | −16,007−100.0% | Sold out |
| CFO4Life Group, LLC | 0 | $0 | 0.00% | −14,000−100.0% | Sold out |
| Ferguson Shapiro LLC | 0 | $0 | 0.00% | −12,327−100.0% | Sold out |
| Bank Hapoalim BM | 0 | $0 | 0.00% | −11,700−100.0% | Sold out |
| Commerce Bank | 0 | $0 | 0.00% | −10,325−100.0% | Sold out |
| Advocacy Wealth Management Services, LLC | 0 | $0 | 0.00% | −5,100−100.0% | Sold out |
| SJS Investment Consulting Inc. | 0 | $0 | 0.00% | −1,886−100.0% | Sold out |
| JJJ Advisors Inc. | 0 | $0 | 0.00% | −1,400−100.0% | Sold out |
| Miller Wealth Advisors, LLC | 0 | $0 | 0.00% | −700−100.0% | Sold out |
| Castle Wealth Management LLC | 0 | $0 | 0.00% | −275−100.0% | Sold out |
| State of Wyoming | 0 | $0 | 0.00% | −163−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −2−100.0% | Sold out |
| Hudock, Inc. | 0 | $0 | 0.00% | −5−100.0% | Sold out |
| Strategic Wealth Advisors Group, LLC | – | – | – | – | Not filed |
| American Portfolios Advisors | – | – | – | – | Not filed |
| Corsicana & Co. | – | – | – | – | Not filed |
| Cadence Bank NA | – | – | – | – | Not filed |
| Wipfli Financial Advisors LLC, | – | – | – | – | Not filed |
| Strategic Asset Management, LLC | – | – | – | – | Not filed |