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Prospect Capital Corp

PSEC
Exchange
Nasdaq
SEC CIK
0001287032

In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.

Other share classesPSEC.PA

Q4 2022 vs. Q3 2022

How the institutions holding Prospect Capital Corp changed between Q3 2022 and Q4 2022.

All holders in Q4 2022All holders in Q3 2022

13F holders of PSEC: Q3 2022 compared with Q4 2022
MeasureQ3 2022Of which not filed for Q4 2022Q4 2022Change
Holders2296246+23
Shares28.1M340.4K31.0M+3.20M (+11.5%)
Value$174.7M$2.11M$206.9M+$34.3M (+19.9%)

6 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so the changes leave them out.

New holders (44)

Institutions that held Prospect Capital Corp at the end of Q4 2022 but not at the end of Q3 2022.

Institutions new to PSEC in Q4 2022
InstitutionSharesValue% of portfolio
Sona Asset Management (US) LLC160,000$1.12M0.32%
Palogic Value Management, L.P.149,113$1.04M0.54%
Mariner, LLC142,310$995.0K0.00%
BI Asset Management Fondsmaeglerselskab A/S137,868$964.0K0.03%
Caxton Associates LP84,709$592.1K0.04%
Prospera Financial Services Inc80,847$565.1K0.03%
Garden State Investment Advisory Services LLC64,974$454.2K0.27%
Lodestar Private Asset Management LLC50,000$349.5K0.07%
Next Level Private LLC42,562$301.8K0.22%
Claro Advisors LLC42,390$296.3K0.10%
Dudley Capital Management, LLC33,300$232.8K0.17%
Acrisure Capital Management, LLC28,956$202.4K0.22%
Strategies Wealth Advisors, LLC25,652$179.3K0.04%
Walleye Trading LLC17,258$120.6K0.00%
Envestnet Asset Management Inc15,593$109.0K0.00%
Girard Partners Ltd.15,063$105.3K0.01%
MAI Capital Management13,105$91.6K0.00%
Prosperity Wealth Management, Inc.10,421$72.8K0.07%
Virtu Financial LLC10,271$72.0K0.01%
AlphaQ Advisors LLC10,228$71.5K0.06%
Cipher Capital LP10,125$70.8K0.01%
CNB Bank7,500$52.4K0.03%
WFA of San Diego, LLC6,500$45.4K0.03%
Farther Finance Advisors, LLC4,360$30.5K0.01%
CoreCap Advisors, LLC2,683$18.8K0.00%
Paragon Wealth Strategies, LLC2,096$14.7K0.02%
Coppell Advisory Solutions LLC1,465$10.2K0.00%
Coppell Advisory Solutions Corp.1,465$10.2K0.00%
Toronto Dominion Bank1,500$10.0K0.00%
Cowen Prime Advisors LLC1,300$9.00K0.00%
EWG Elevate Inc.1,228$8.58K0.00%
Cribstone Capital Management, LLC1,115$7.79K0.00%
BNP Paribas Arbitrage, SA1,058$7.39K0.00%
Align Wealth Management, LLC1,000$6.20K0.01%
Accurate Wealth Management, LLC807$5.70K0.00%
Salem Investment Counselors Inc800$5.64K0.00%
Headlands Technologies LLC641$4.00K0.00%
Freedom Wealth Alliance, LLC400$2.80K0.00%
Truvestments Capital LLC137$9550.00%
GHP Investment Advisors, Inc.100$6990.00%
Baker Avenue Asset Management, LP61$4260.00%
GWM Advisors LLC2,554$180.00%
VitalStone Financial, LLC20$00.00%
Y.D. More Investments Ltd1,273,209––

Sold out (21)

Institutions that held Prospect Capital Corp at the end of Q3 2022 and filed for Q4 2022 without it.

Not filed for Q4 2022 yet (6)

Institutions that held Prospect Capital Corp at the end of Q3 2022 and haven't filed a 13F for Q4 2022. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding PSEC in Q3 2022 that haven't filed for Q4 2022
InstitutionShares, Q3 2022Value, Q3 2022
Strategic Wealth Advisors Group, LLC184,198$1.14M
American Portfolios Advisors60,524$375.3K
Corsicana & Co.60,000$372.0K
Cadence Bank NA26,864$167.0K
Wipfli Financial Advisors LLC,8,428$53.0K
Strategic Asset Management, LLC400$2.00K