Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q4 2022
Institutional positions in Prospect Capital Corp as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 246
- +23 vs. Q3 2022
- Shares held
- 31.0M
- +3.20M (+11.5%) vs. Q3 2022
- Total value
- $206.9M
- +$34.3M (+19.9%) vs. Q3 2022
- New holders
- 44
- 92 more added
- Sold out
- 21
- 55 more reduced
6 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Smithfield Trust Co | 47 | $0 | 0.00% | 00.0% | Unchanged |
| VitalStone Financial, LLC | 20 | $0 | 0.00% | +20 | New |
| SOA Wealth Advisors, LLC. | 2 | $14 | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 2,554 | $18 | 0.00% | +2,554 | New |
| Exchange Traded Concepts, LLC | 14 | $98 | 0.00% | −2,038−99.3% | Reduced |
| Quadrant Capital Group LLC | 43 | $301 | 0.00% | −975−95.8% | Reduced |
| Allworth Financial LP | 43 | $301 | 0.00% | +24+126.3% | Added |
| Baker Avenue Asset Management, LP | 61 | $426 | 0.00% | +61 | New |
| Barclays PLC | 89 | $622 | 0.00% | −5,500−98.4% | Reduced |
| Heritage Wealth Advisors | 100 | $699 | 0.00% | 00.0% | Unchanged |
| GHP Investment Advisors, Inc. | 100 | $699 | 0.00% | +100 | New |
| Truvestments Capital LLC | 137 | $955 | 0.00% | +137 | New |
| Umb Bank N A | 137 | $1.00K | 0.00% | 00.0% | Unchanged |
| Peoples Financial Services Corp. | 205 | $1.43K | 0.00% | 00.0% | Unchanged |
| RE Dickinson Investment Advisors, LLC | 320 | $2.00K | 0.00% | 00.0% | Unchanged |
| Rise Advisors, LLC | 329 | $2.30K | 0.00% | +8+2.5% | Added |
| Freedom Wealth Alliance, LLC | 400 | $2.80K | 0.00% | +400 | New |
| Nomura Asset Management Co Ltd | 467 | $3.26K | 0.00% | −7,864−94.4% | Reduced |
| Hexagon Capital Partners LLC | 497 | $3.47K | 0.00% | +54+12.2% | Added |
| Headlands Technologies LLC | 641 | $4.00K | 0.00% | +641 | New |
| PSI Advisors, LLC | 575 | $4.02K | 0.00% | −753−56.7% | Reduced |
| Salem Investment Counselors Inc | 800 | $5.64K | 0.00% | +800 | New |
| Accurate Wealth Management, LLC | 807 | $5.70K | 0.00% | +807 | New |
| Align Wealth Management, LLC | 1,000 | $6.20K | 0.01% | +1,000 | New |
| AdvisorNet Financial, Inc | 892 | $6.24K | 0.00% | +22+2.5% | Added |
| Focused Wealth Management, Inc | 903 | $6.31K | 0.00% | +3+0.3% | Added |
| Larson Financial Group LLC | 913 | $6.38K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 1,000 | $6.99K | 0.00% | 00.0% | Unchanged |
| Gables Capital Management Inc. | 1,000 | $6.99K | 0.01% | 00.0% | Unchanged |
| Ellevest, Inc. | 1,050 | $7.34K | 0.00% | +25+2.4% | Added |
| BNP Paribas Arbitrage, SA | 1,058 | $7.39K | 0.00% | +1,058 | New |
| Cribstone Capital Management, LLC | 1,115 | $7.79K | 0.00% | +1,115 | New |
| EWG Elevate Inc. | 1,228 | $8.58K | 0.00% | +1,228 | New |
| Northwestern Mutual Wealth Management Co | 1,252 | $8.75K | 0.00% | −5−0.4% | Reduced |
| Cowen Prime Advisors LLC | 1,300 | $9.00K | 0.00% | +1,300 | New |
| Kistler-Tiffany Companies, LLC | 1,334 | $9.32K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 1,372 | $9.59K | 0.00% | +69+5.3% | Added |
| Toronto Dominion Bank | 1,500 | $10.0K | 0.00% | +1,500 | New |
| Carmichael Hill & Associates, Inc. | 1,465 | $10.2K | 0.01% | 00.0% | Unchanged |
| Coppell Advisory Solutions LLC | 1,465 | $10.2K | 0.00% | +1,465 | New |
| Coppell Advisory Solutions Corp. | 1,465 | $10.2K | 0.00% | +1,465 | New |
| Huntington National Bank | 1,500 | $10.5K | 0.00% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 1,600 | $11.0K | 0.00% | −20,200−92.7% | Reduced |
| Semmax Financial Advisors Inc. | 1,480 | $11.0K | 0.00% | 00.0% | Unchanged |
| Cypress Capital Management LLC (WY) | 1,592 | $11.1K | 0.01% | +39+2.5% | Added |
| McIlrath & Eck, LLC | 1,631 | $11.4K | 0.00% | −552−25.3% | Reduced |
| Oliver Lagore Vanvalin Investment Group | 1,675 | $11.7K | 0.01% | +100+6.3% | Added |
| West Branch Capital LLC | 2,018 | $14.1K | 0.01% | 00.0% | Unchanged |
| Paragon Wealth Strategies, LLC | 2,096 | $14.7K | 0.02% | +2,096 | New |
| IFP Advisors, Inc | 2,197 | $15.0K | 0.00% | −1,990−47.5% | Reduced |
| CWM, LLC | 2,146 | $15.0K | 0.00% | +846+65.1% | Added |
| Core Wealth Advisors, Inc. | 2,218 | $15.5K | 0.01% | +57+2.6% | Added |
| First Horizon Advisors, Inc. | 2,250 | $15.7K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 2,300 | $16.1K | 0.00% | −1,977−46.2% | Reduced |
| Webster Bank, N. A. | 2,620 | $18.0K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 2,677 | $18.7K | 0.00% | +31+1.2% | Added |
| CoreCap Advisors, LLC | 2,683 | $18.8K | 0.00% | +2,683 | New |
| Avion Wealth | 3,157 | $19.0K | 0.01% | 00.0% | Unchanged |
| Financial Management Professionals, Inc. | 2,756 | $19.0K | 0.00% | +68+2.5% | Added |
| PrairieView Partners, LLC | 3,000 | $20.0K | 0.00% | 00.0% | Unchanged |
| Founders Capital Management | 3,000 | $21.0K | 0.02% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 3,634 | $25.0K | 0.00% | −10,686−74.6% | Reduced |
| TCI Wealth Advisors, Inc. | 3,795 | $26.5K | 0.00% | +88+2.4% | Added |
| Global Retirement Partners, LLC | 4,000 | $28.0K | 0.00% | +3,985+26,566.7% | Added |
| Banque Cantonale Vaudoise | 4,000 | $28.0K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 4,360 | $30.5K | 0.01% | +4,360 | New |
| Private Trust Co NA | 5,014 | $35.0K | 0.01% | 00.0% | Unchanged |
| Farmers & Merchants Trust Co of Chambersburg PA | 5,000 | $35.0K | 0.02% | 00.0% | Unchanged |
| HHM Wealth Advisors, LLC | 5,372 | $37.5K | 0.01% | 00.0% | Unchanged |
| Leonteq Securities AG | 5,700 | $39.8K | 0.00% | −500−8.1% | Reduced |
| Asset Dedication, LLC | 5,880 | $41.0K | 0.00% | 00.0% | Unchanged |
| AllSquare Wealth Management LLC | 6,000 | $41.9K | 0.03% | 00.0% | Unchanged |
| WFA of San Diego, LLC | 6,500 | $45.4K | 0.03% | +6,500 | New |
| Signaturefd, LLC | 6,506 | $45.5K | 0.00% | +96+1.5% | Added |
| Rockefeller Capital Management L.P. | 6,700 | $46.0K | 0.00% | 00.0% | Unchanged |
| CNB Bank | 7,500 | $52.4K | 0.03% | +7,500 | New |
| Shufro Rose & Co LLC | 10,000 | $69.9K | 0.01% | 00.0% | Unchanged |
| Running Point Capital Advisors, LLC | 10,000 | $69.9K | 0.04% | 00.0% | Unchanged |
| Capasso Planning Partners LLC | 10,000 | $69.9K | 0.04% | 00.0% | Unchanged |
| Cipher Capital LP | 10,125 | $70.8K | 0.01% | +10,125 | New |
| AlphaQ Advisors LLC | 10,228 | $71.5K | 0.06% | +10,228 | New |
| Virtu Financial LLC | 10,271 | $72.0K | 0.01% | +10,271 | New |
| Prosperity Wealth Management, Inc. | 10,421 | $72.8K | 0.07% | +10,421 | New |
| KG&L Capital Management,LLC | 10,436 | $72.9K | 0.04% | −4,973−32.3% | Reduced |
| Texas Yale Capital Corp. | 10,500 | $73.4K | 0.00% | 00.0% | Unchanged |
| Lido Advisors, LLC | 10,536 | $73.7K | 0.00% | +9+0.1% | Added |
| Archer Investment Corp | 11,000 | $76.9K | 0.03% | 00.0% | Unchanged |
| Silverlake Wealth Management LLC | 11,732 | $82.0K | 0.05% | +107+0.9% | Added |
| SFI Advisors, LLC | 11,820 | $82.6K | 0.09% | 00.0% | Unchanged |
| LVM Capital Management Ltd | 12,000 | $84.0K | 0.01% | −6,750−36.0% | Reduced |
| National Asset Management, Inc. | 12,029 | $84.7K | 0.00% | −149−1.2% | Reduced |
| LVW Advisors, LLC | 12,124 | $84.7K | 0.02% | 00.0% | Unchanged |
| BBR Partners, LLC | 12,195 | $85.2K | 0.01% | 00.0% | Unchanged |
| Highlander Capital Management, LLC | 12,500 | $87.0K | 0.05% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 12,500 | $87.4K | 0.00% | 00.0% | Unchanged |
| Y-Intercept (Hong Kong) Ltd | 12,902 | $90.2K | 0.01% | −4,441−25.6% | Reduced |
| Detalus Advisors, LLC | 12,955 | $90.6K | 0.04% | +2,935+29.3% | Added |
| National Wealth Management Group, LLC | 12,967 | $90.6K | 0.11% | +103+0.8% | Added |
| CIBC Asset Management Inc | 13,027 | $91.1K | 0.00% | −5,790−30.8% | Reduced |
| Gerber Kawasaki Wealth & Investment Management | 13,093 | $91.5K | 0.01% | +10+0.1% | Added |