PennantPark Floating Rate Capital Ltd.
PFLT- Exchange
- NYSE
- SEC CIK
- 0001504619
No open-market purchases or sales by PennantPark Floating Rate Capital Ltd. insiders were filed in the last 90 days; 125 institutions reported holding it in 13F filings for Q2 2026, worth $164.7M in total; no superinvestor holds it.
Other share classesPFLA
13F holders, Q4 2025
Institutional positions in PennantPark Floating Rate Capital Ltd. as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 136
- +4 vs. Q3 2025
- Shares held
- 22.3M
- +461.5K (+2.1%) vs. Q3 2025
- Total value
- $207.8M
- +$14.7M (+7.6%) vs. Q3 2025
- New holders
- 26
- 36 more added
- Sold out
- 22
- 44 more reduced
3 institutions that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 125 | $164.7M |
| Q1 2026 | 134 | $166.2M |
| Q4 2025 | 136 | $207.8M |
| Q3 2025 | 135 | $193.4M |
| Q2 2025 | 124 | $221.1M |
| Q1 2025 | 132 | $285.9M |
| Q4 2024 | 127 | $199.5M |
| Q3 2024 | 103 | $184.5M |
| Q2 2024 | 111 | $180.3M |
| Q1 2024 | 105 | $160.4M |
| Q4 2023 | 101 | $148.8M |
| Q3 2023 | 110 | $139.8M |
| Q2 2023 | 112 | $172.3M |
| Q1 2023 | 92 | $109.3M |
| Q4 2022 | 97 | $107.0M |
| Q3 2022 | 93 | $98.1M |
| Q2 2022 | 95 | $107.1M |
| Q1 2022 | 87 | $110.4M |
| Q4 2021 | 84 | $92.5M |
| Q3 2021 | 80 | $119.5M |
| Q2 2021 | 78 | $126.4M |
| Q1 2021 | 82 | $124.0M |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding PennantPark Floating Rate Capital Ltd.; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sound Income Strategies, LLC | 4,643,958 | $44.3M | 2.09% | +512,528+12.4% | Added |
| Van Eck Associates Corp | 2,331,159 | $21.6M | 0.02% | −202,046−8.0% | Reduced |
| UBS Group AG | 1,367,442 | $12.7M | 0.00% | +71,372+5.5% | Added |
| Altshuler Shaham Ltd | 1,320,156 | $12.2M | 0.19% | +404,117+44.1% | Added |
| Invesco Ltd. | 1,222,697 | $11.3M | 0.00% | −40,183−3.2% | Reduced |
| Diameter Capital Partners LP | 1,184,476 | $11.0M | 1.15% | +1,184,476 | New |
| Marshall Wace, LLP | 771,048 | $7.15M | 0.01% | −1,286,351−62.5% | Reduced |
| Millennium Management LLC | 690,051 | $6.40M | 0.00% | +9,351+1.4% | Added |
| Legal & General Group Plc | 687,570 | $6.38M | 0.00% | +84,231+14.0% | Added |
| BlackRock, Inc. | 681,881 | $6.32M | 0.00% | −5,274−0.8% | Reduced |
| Truffle Hound Capital, LLC | 600,000 | $5.56M | 3.26% | +600,000 | New |
| Morgan Stanley | 577,124 | $5.35M | 0.00% | −65,580−10.2% | Reduced |
| Qube Research & Technologies Ltd | 518,749 | $4.81M | 0.01% | −575,224−52.6% | Reduced |
| LPL Financial LLC | 417,065 | $3.87M | 0.00% | −25,066−5.7% | Reduced |
| Two Sigma Investments, LP | 397,063 | $3.68M | 0.01% | −21,302−5.1% | Reduced |
| Advisors Asset Management, Inc. | 344,109 | $3.19M | 0.05% | −7,870−2.2% | Reduced |
| GraniteShares Advisors LLC | 292,844 | $2.71M | 1.65% | +12,944+4.6% | Added |
| Trexquant Investment LP | 223,878 | $2.08M | 0.02% | −24,811−10.0% | Reduced |
| Jane Street Group, LLC | 217,228 | $2.01M | 0.00% | +47,913+28.3% | Added |
| Advisor Group Holdings, Inc. | 208,639 | $1.93M | 0.00% | +42,966+25.9% | Added |
| XTX Topco Ltd | 180,640 | $1.67M | 0.04% | +180,640 | New |
| NewEdge Wealth, LLC | 171,744 | $1.59M | 0.02% | −99,402−36.7% | Reduced |
| Muzinich & Co., Inc. | 170,836 | $1.58M | 0.50% | 00.0% | Unchanged |
| Wells Fargo & Company | 151,558 | $1.40M | 0.00% | +93,419+160.7% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 147,213 | $1.36M | 0.00% | 00.0% | Unchanged |
| Krilogy Financial LLC | 123,880 | $1.17M | 0.04% | +108,263+693.2% | Added |
| Great West Life Assurance Co | 125,122 | $1.16M | 0.00% | +4,703+3.9% | Added |
| PFG Investments, LLC | 123,507 | $1.14M | 0.05% | +1,372+1.1% | Added |
| State Street Corp | 107,263 | $1.01M | 0.00% | +20,704+23.9% | Added |
| VARCOV Co. | 100,078 | $927.7K | 0.37% | +100,078 | New |
| PFG Advisors | 98,057 | $909.0K | 0.04% | −12,069−11.0% | Reduced |
| Cerity Partners LLC | 82,010 | $760.2K | 0.00% | +82,010 | New |
| Cambridge Investment Research Advisors, Inc. | 81,314 | $754.0K | 0.00% | +5,141+6.7% | Added |
| Virtus Investment Advisers, Inc. | 79,701 | $738.8K | 0.20% | −13,142−14.2% | Reduced |
| CastleKnight Management LP | 79,100 | $733.3K | 0.04% | +79,100 | New |
| Yelin Lapidot Holdings Management Ltd. | 74,427 | $689.9K | 0.14% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 71,205 | $660.1K | 0.00% | −2,743−3.7% | Reduced |
| Cetera Investment Advisers | 68,278 | $632.9K | 0.00% | −7,286−9.6% | Reduced |
| Bank of America Corp | 67,997 | $630.3K | 0.00% | +41,103+152.8% | Added |
| BNP Paribas Arbitrage, SA | 59,281 | $549.5K | 0.00% | +36,870+164.5% | Added |
| Guggenheim Capital LLC | 59,147 | $548.3K | 0.00% | +4,362+8.0% | Added |
| Stifel Financial Corp | 50,957 | $472.4K | 0.00% | −3,841−7.0% | Reduced |
| Denali Advisors LLC | 48,547 | $450.0K | 0.05% | −9,952−17.0% | Reduced |
| Envestnet Asset Management Inc | 45,578 | $422.5K | 0.00% | +4,865+11.9% | Added |
| Oxford Asset Management LLP | 45,382 | $420.7K | 0.15% | −2,817−5.8% | Reduced |
| Northern Trust Corp | 45,286 | $419.8K | 0.00% | −4,410−8.9% | Reduced |
| Commonwealth Equity Services, LLC | 44,522 | $412.7K | 0.00% | −53,942−54.8% | Reduced |
| Quantbot Technologies LP | 40,986 | $379.9K | 0.01% | +17,055+71.3% | Added |
| Janney Montgomery Scott LLC | 40,141 | $372.0K | 0.00% | −2,862−6.7% | Reduced |
| Wedbush Securities Inc | 39,262 | $364.0K | 0.01% | −104,459−72.7% | Reduced |
| Vantage Financial Partners, LLC | 38,499 | $356.9K | 0.07% | 00.0% | Unchanged |
| Sovran Advisors, LLC | 36,464 | $354.1K | 0.03% | +1,190+3.4% | Added |
| Goldman Sachs Group Inc | 35,158 | $325.9K | 0.00% | +2,929+9.1% | Added |
| Jump Financial, LLC | 34,519 | $320.0K | 0.00% | +34,519 | New |
| Cornerstone Wealth Management, LLC | 34,421 | $319.1K | 0.02% | −22,421−39.4% | Reduced |
| Closed-End Fund Advisors, Inc. | 30,683 | $284.4K | 0.17% | +30,683 | New |
| Brevan Howard Capital Management LP | 29,723 | $275.5K | 0.01% | −103,048−77.6% | Reduced |
| Freestone Capital Holdings, LLC | 27,045 | $250.7K | 0.01% | +27,045 | New |
| Camden Capital, LLC | 26,658 | $247.1K | 0.02% | 00.0% | Unchanged |
| AE Wealth Management LLC | 22,118 | $205.0K | 0.00% | +324+1.5% | Added |
| Royal Bank of Canada | 22,053 | $204.0K | 0.00% | −3,276−12.9% | Reduced |
| M&T Bank Corp | 21,899 | $203.0K | 0.00% | 00.0% | Unchanged |
| Ethos Financial Group, LLC | 21,308 | $197.5K | 0.01% | +1,555+7.9% | Added |
| Foundations Investment Advisors, LLC | 21,201 | $196.5K | 0.00% | +1,547+7.9% | Added |
| Naviter Wealth, LLC | 20,766 | $194.6K | 0.03% | +2,116+11.3% | Added |
| Beacon Investment Advisors LLC | 20,916 | $193.9K | 0.08% | +2,601+14.2% | Added |
| Facet Wealth, Inc. | 19,805 | $186.4K | 0.00% | +19,805 | New |
| Aquatic Capital Management LLC | 19,921 | $184.7K | 0.01% | +19,921 | New |
| Nomura Holdings Inc | 19,887 | $184.4K | 0.00% | +19,887 | New |
| Raymond James Financial Inc | 18,586 | $172.3K | 0.00% | −7,382−28.4% | Reduced |
| PharVision Advisers, LLC | 17,494 | $162.2K | 0.08% | −8,070−31.6% | Reduced |
| Schonfeld Strategic Advisors LLC | 16,088 | $149.1K | 0.00% | +16,088 | New |
| Sunbelt Securities, Inc. | 15,729 | $145.8K | 0.01% | +75+0.5% | Added |
| VestGen Advisors, LLC | 14,500 | $134.4K | 0.01% | −3,000−17.1% | Reduced |
| EP Wealth Advisors, LLC | 14,461 | $134.1K | 0.00% | +14,461 | New |
| Garner Asset Management Corp | 14,281 | $132.4K | 0.05% | +8+0.1% | Added |
| Strategies Wealth Advisors, LLC | 13,763 | $127.6K | 0.01% | +455+3.4% | Added |
| Calton & Associates, Inc. | 13,501 | $125.2K | 0.02% | +2,184+19.3% | Added |
| Sowell Financial Services LLC | 13,410 | $124.3K | 0.00% | +13,410 | New |
| Private Advisor Group, LLC | 13,094 | $121.4K | 0.00% | −1,678−11.4% | Reduced |
| KW Wealth Management LLC | 13,002 | $120.5K | 0.18% | +160+1.2% | Added |
| CI Private Wealth, LLC | 12,905 | $119.6K | 0.00% | −48,943−79.1% | Reduced |
| Bridgewealth Advisory Group, LLC | 12,035 | $111.6K | 0.02% | +12,035 | New |
| Fulton Breakefield Broenniman LLC | 11,798 | $109.4K | 0.01% | 00.0% | Unchanged |
| Lido Advisors, LLC | 12,114 | $108.9K | 0.00% | 00.0% | Unchanged |
| BCO Wealth Management LLC | 11,706 | $108.5K | 0.07% | +11,706 | New |
| PW Nova Financial Services LLC | 11,309 | $106.0K | 0.04% | +11,309 | New |
| Mariner, LLC | 11,201 | $103.8K | 0.00% | −19,646−63.7% | Reduced |
| Westbourne Investments, Inc. | 10,500 | $101.0K | 0.05% | −12,208−53.8% | Reduced |
| Teamwork Financial Advisors, LLC | 10,844 | $100.5K | 0.01% | −3,329−23.5% | Reduced |
| Susquehanna International Group, LLP | 10,822 | $100.3K | 0.00% | −53,688−83.2% | Reduced |
| Glenview Trust Co | 10,650 | $98.7K | 0.00% | 00.0% | Unchanged |
| Sigma Planning Corp | 10,495 | $97.3K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 10,001 | $92.7K | 0.00% | +8,323+496.0% | Added |
| Investment Partners, Ltd. | 10,000 | $92.7K | 0.03% | 00.0% | Unchanged |
| Sage Mountain Advisors LLC | 10,000 | $92.7K | 0.00% | 00.0% | Unchanged |
| Key Capital Management, INC | 9,783 | $90.7K | 0.09% | +9,783 | New |
| Golden State Wealth Management, LLC | 9,756 | $90.4K | 0.01% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 9,623 | $89.2K | 0.00% | −605−5.9% | Reduced |
| CWM, LLC | 7,382 | $68.0K | 0.00% | +2,011+37.4% | Added |