PennantPark Floating Rate Capital Ltd.
PFLT- Exchange
- NYSE
- SEC CIK
- 0001504619
No open-market purchases or sales by PennantPark Floating Rate Capital Ltd. insiders were filed in the last 90 days; 125 institutions reported holding it in 13F filings for Q2 2026, worth $164.7M in total; no superinvestor holds it.
Other share classesPFLA
13F holders, Q4 2022
Institutional positions in PennantPark Floating Rate Capital Ltd. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 97
- +7 vs. Q3 2022
- Shares held
- 9.74M
- +146.3K (+1.5%) vs. Q3 2022
- Total value
- $107.0M
- +$9.33M (+9.6%) vs. Q3 2022
- New holders
- 16
- 26 more added
- Sold out
- 9
- 27 more reduced
3 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 125 | $164.7M |
| Q1 2026 | 134 | $166.2M |
| Q4 2025 | 136 | $207.8M |
| Q3 2025 | 135 | $193.4M |
| Q2 2025 | 124 | $221.1M |
| Q1 2025 | 132 | $285.9M |
| Q4 2024 | 127 | $199.5M |
| Q3 2024 | 103 | $184.5M |
| Q2 2024 | 111 | $180.3M |
| Q1 2024 | 105 | $160.4M |
| Q4 2023 | 101 | $148.8M |
| Q3 2023 | 110 | $139.8M |
| Q2 2023 | 112 | $172.3M |
| Q1 2023 | 92 | $109.3M |
| Q4 2022 | 97 | $107.0M |
| Q3 2022 | 93 | $98.1M |
| Q2 2022 | 95 | $107.1M |
| Q1 2022 | 87 | $110.4M |
| Q4 2021 | 84 | $92.5M |
| Q3 2021 | 80 | $119.5M |
| Q2 2021 | 78 | $126.4M |
| Q1 2021 | 82 | $124.0M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding PennantPark Floating Rate Capital Ltd.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sound Income Strategies, LLC | 2,867,331 | $31.5M | 4.01% | +286,593+11.1% | Added |
| Altshuler Shaham Ltd | 1,839,245 | $20.2M | 0.81% | −52,000−2.7% | Reduced |
| Van Eck Associates Corp | 585,569 | $6.43M | 0.02% | +22,166+3.9% | Added |
| BlackRock Inc. | 369,582 | $4.06M | 0.00% | +9,890+2.7% | Added |
| First Republic Investment Management, Inc. | 363,811 | $3.99M | 0.01% | +78,546+27.5% | Added |
| Advisors Asset Management, Inc. | 308,739 | $3.39M | 0.07% | +44,239+16.7% | Added |
| Legal & General Group Plc | 299,206 | $3.28M | 0.00% | +30,632+11.4% | Added |
| Two Sigma Advisers, LP | 275,075 | $3.02M | 0.01% | −91,600−25.0% | Reduced |
| Morgan Stanley | 270,198 | $2.97M | 0.00% | −13,165−4.6% | Reduced |
| Advisor Group Holdings, Inc. | 213,052 | $2.34M | 0.00% | +1,282+0.6% | Added |
| Hennion & Walsh Asset Management, Inc. | 210,191 | $2.31M | 0.14% | −6,713−3.1% | Reduced |
| UBS Group AG | 156,698 | $1.72M | 0.00% | +19,515+14.2% | Added |
| PFG Advisors | 136,312 | $1.50M | 0.15% | −3,800−2.7% | Reduced |
| HighTower Advisors, LLC | 124,887 | $1.37M | 0.00% | +984+0.8% | Added |
| The PNC Financial Services Group, Inc. | 122,312 | $1.34M | 0.00% | 00.0% | Unchanged |
| Sumitomo Mitsui Trust Holdings, Inc. | 114,434 | $1.26M | 0.00% | 00.0% | Unchanged |
| Muzinich & Co., Inc. | 114,434 | $1.26M | 1.11% | 00.0% | Unchanged |
| McKinley Capital Management LLC /Delaware | 89,762 | $985.6K | 0.13% | −5,200−5.5% | Reduced |
| Stifel Financial Corp | 77,918 | $855.6K | 0.00% | +390+0.5% | Added |
| Toroso Investments, LLC | 64,531 | $709.0K | 0.03% | +3,585+5.9% | Added |
| CSS LLC | 59,566 | $654.0K | 0.04% | 00.0% | Unchanged |
| Great West Life Assurance Co | 59,104 | $651.0K | 0.00% | +1,582+2.8% | Added |
| Wedbush Securities Inc | 55,900 | $614.0K | 0.03% | 00.0% | Unchanged |
| LPL Financial LLC | 50,985 | $559.8K | 0.00% | +5,623+12.4% | Added |
| Wilbanks Smith & Thomas Asset Management LLC | 50,000 | $549.0K | 0.02% | +50,000 | New |
| Two Sigma Investments, LP | 48,814 | $536.0K | 0.00% | −54,232−52.6% | Reduced |
| Mackenzie Financial Corp | 44,580 | $489.5K | 0.00% | −752−1.7% | Reduced |
| AE Wealth Management LLC | 44,356 | $487.0K | 0.00% | −16,787−27.5% | Reduced |
| Janney Montgomery Scott LLC | 41,851 | $460.0K | 0.00% | −166−0.4% | Reduced |
| CI Private Wealth, LLC | 39,993 | $439.1K | 0.00% | +39,993 | New |
| Virtus ETF Advisers LLC | 35,321 | $387.8K | 0.20% | −4,184−10.6% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 31,594 | $347.0K | 0.00% | −635−2.0% | Reduced |
| Natixis | 28,046 | $307.9K | 0.00% | +3,250+13.1% | Added |
| Banque Pictet & Cie SA | 26,300 | $288.8K | 0.00% | 00.0% | Unchanged |
| Pictet North America Advisors SA | 26,300 | $288.8K | 0.05% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 25,595 | $281.0K | 0.03% | +1,815+7.6% | Added |
| Envestnet Asset Management Inc | 25,004 | $274.5K | 0.00% | +4,416+21.4% | Added |
| Optimum Investment Advisors | 24,801 | $272.3K | 0.15% | 00.0% | Unchanged |
| Royal Bank of Canada | 24,088 | $265.0K | 0.00% | −3,113−11.4% | Reduced |
| Advisory Services Network, LLC | 20,388 | $223.9K | 0.01% | −615−2.9% | Reduced |
| Jump Financial, LLC | 20,300 | $222.9K | 0.01% | −18,300−47.4% | Reduced |
| Wambolt & Associates, LLC | 19,488 | $214.0K | 0.08% | +600+3.2% | Added |
| Cetera Advisor Networks LLC | 17,826 | $195.7K | 0.00% | +17,826 | New |
| Millennium Management LLC | 17,404 | $191.0K | 0.00% | −6,748−27.9% | Reduced |
| Garner Asset Management Corp | 17,249 | $189.0K | 0.09% | +40.0% | Added |
| AllSquare Wealth Management LLC | 17,200 | $188.9K | 0.13% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 16,510 | $181.3K | 0.00% | +1,059+6.9% | Added |
| Arkadios Wealth Advisors | 16,232 | $178.2K | 0.02% | 00.0% | Unchanged |
| Teamwork Financial Advisors, LLC | 15,631 | $171.6K | 0.03% | −6,391−29.0% | Reduced |
| Avantax Advisory Services, Inc. | 14,547 | $159.7K | 0.00% | −992−6.4% | Reduced |
| Allspring Global Investments Holdings, LLC | 13,100 | $143.8K | 0.00% | 00.0% | Unchanged |
| D. E. Shaw & Co., Inc. | 12,482 | $137.1K | 0.00% | +12,482 | New |
| Meitav Dash Investments Ltd | 12,050 | $133.5K | 0.00% | +12,050 | New |
| Commonwealth Equity Services, LLC | 11,523 | $126.0K | 0.00% | +87+0.8% | Added |
| Raymond James & Associates | 11,453 | $125.8K | 0.00% | +56+0.5% | Added |
| Davenport & Co LLC | 11,400 | $125.0K | 0.00% | −2,000−14.9% | Reduced |
| Kingsview Wealth Management, LLC | 11,380 | $125.0K | 0.01% | −4,602−28.8% | Reduced |
| Belpointe Asset Management LLC | 11,200 | $123.0K | 0.01% | 00.0% | Unchanged |
| Relative Value Partners Group, LLC | 10,806 | $118.7K | 0.01% | 00.0% | Unchanged |
| Northern Trust Corp | 10,625 | $116.7K | 0.00% | −1,080−9.2% | Reduced |
| Ameriprise Financial Inc | 10,216 | $112.0K | 0.00% | +10,216 | New |
| Wells Fargo & Company | 9,951 | $109.3K | 0.00% | +1,001+11.2% | Added |
| Citadel Advisors LLC | 8,794 | $96.6K | 0.00% | −97,412−91.7% | Reduced |
| Global Retirement Partners, LLC | 8,512 | $93.5K | 0.01% | 00.0% | Unchanged |
| Quantbot Technologies LP | 7,315 | $80.3K | 0.01% | +7,315 | New |
| Rockefeller Capital Management L.P. | 6,855 | $75.0K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 4,383 | $48.1K | 0.00% | −298−6.4% | Reduced |
| IFP Advisors, Inc | 3,303 | $45.0K | 0.00% | −752−18.5% | Reduced |
| US Bancorp | 4,000 | $43.9K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 3,821 | $42.0K | 0.00% | −3,932−50.7% | Reduced |
| Private Trust Co NA | 2,530 | $28.0K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 2,488 | $27.0K | 0.00% | −11,890−82.7% | Reduced |
| FNY Investment Advisers, LLC | 1,200 | $13.0K | 0.02% | 00.0% | Unchanged |
| Simplex Trading, LLC | 1,176 | $12.0K | 0.00% | +788+203.1% | Added |
| Money Concepts Capital Corp | 1,000 | $11.0K | 0.00% | +1,000 | New |
| Delta Asset Management LLC | 943 | $10.4K | 0.00% | +943 | New |
| American National Bank | 800 | $9.00K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 756 | $8.30K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 750 | $8.23K | 0.00% | 00.0% | Unchanged |
| Atwood & Palmer Inc | 640 | $7.03K | 0.00% | 00.0% | Unchanged |
| Tucker Asset Management LLC | 534 | $5.90K | 0.00% | 00.0% | Unchanged |
| McElhenny Sheffield Capital Management, LLC | 512 | $5.62K | 0.00% | +512 | New |
| Stonebridge Capital Advisors LLC | 509 | $5.59K | 0.00% | +9+1.8% | Added |
| Godsey & Gibb Associates | 384 | $4.22K | 0.00% | +384 | New |
| Trustcore Financial Services, LLC | 300 | $3.29K | 0.00% | +300 | New |
| Hexagon Capital Partners LLC | 250 | $2.75K | 0.00% | 00.0% | Unchanged |
| Sargent Bickham Lagudis LLC | 194 | $2.13K | 0.00% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 200 | $2.00K | 0.00% | −2,700−93.1% | Reduced |
| Pin Oak Investment Advisors Inc | 223 | $2.00K | 0.00% | 00.0% | Unchanged |
| Gradient Investments LLC | 139 | $1.53K | 0.00% | +139 | New |
| Truvestments Capital LLC | 110 | $1.21K | 0.00% | +110 | New |
| Signaturefd, LLC | 100 | $1.10K | 0.00% | 00.0% | Unchanged |
| Ronald Blue Trust, Inc. | 80 | $1.00K | 0.00% | +80 | New |
| Steward Partners Investment Advisory, LLC | 54 | $593 | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 32 | $352 | 0.00% | +1+3.2% | Added |
| SRS Capital Advisors, Inc. | 31 | $340 | 0.00% | +31 | New |
| AdvisorNet Financial, Inc | 28 | $309 | 0.00% | +1+3.7% | Added |
| Neuberger Berman Group LLC | 0 | $0 | 0.00% | −37,385−100.0% | Sold out |
| BNP Paribas Arbitrage, SA | 0 | $0 | 0.00% | −28,607−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −22,048−100.0% | Sold out |