PennantPark Floating Rate Capital Ltd.
PFLT- Exchange
- NYSE
- SEC CIK
- 0001504619
No open-market purchases or sales by PennantPark Floating Rate Capital Ltd. insiders were filed in the last 90 days; 125 institutions reported holding it in 13F filings for Q2 2026, worth $164.7M in total; no superinvestor holds it.
Other share classesPFLA
13F holders, Q4 2024
Institutional positions in PennantPark Floating Rate Capital Ltd. as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 127
- +25 vs. Q3 2024
- Shares held
- 18.3M
- +2.26M (+14.1%) vs. Q3 2024
- Total value
- $199.5M
- +$15.2M (+8.2%) vs. Q3 2024
- New holders
- 36
- 41 more added
- Sold out
- 11
- 28 more reduced
1 institution that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 125 | $164.7M |
| Q1 2026 | 134 | $166.2M |
| Q4 2025 | 136 | $207.8M |
| Q3 2025 | 135 | $193.4M |
| Q2 2025 | 124 | $221.1M |
| Q1 2025 | 132 | $285.9M |
| Q4 2024 | 127 | $199.5M |
| Q3 2024 | 103 | $184.5M |
| Q2 2024 | 111 | $180.3M |
| Q1 2024 | 105 | $160.4M |
| Q4 2023 | 101 | $148.8M |
| Q3 2023 | 110 | $139.8M |
| Q2 2023 | 112 | $172.3M |
| Q1 2023 | 92 | $109.3M |
| Q4 2022 | 97 | $107.0M |
| Q3 2022 | 93 | $98.1M |
| Q2 2022 | 95 | $107.1M |
| Q1 2022 | 87 | $110.4M |
| Q4 2021 | 84 | $92.5M |
| Q3 2021 | 80 | $119.5M |
| Q2 2021 | 78 | $126.4M |
| Q1 2021 | 82 | $124.0M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding PennantPark Floating Rate Capital Ltd.; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sound Income Strategies, LLC | 3,320,039 | $36.3M | 2.24% | +356,781+12.0% | Added |
| Van Eck Associates Corp | 1,985,730 | $21.7M | 0.03% | +187,465+10.4% | Added |
| Altshuler Shaham Ltd | 1,573,156 | $17.2M | 0.58% | 00.0% | Unchanged |
| Balyasny Asset Management LLC | 1,507,513 | $16.5M | 0.04% | +549,905+57.4% | Added |
| Two Sigma Investments, LP | 1,106,128 | $12.1M | 0.03% | −248,248−18.3% | Reduced |
| Invesco Ltd. | 963,709 | $10.5M | 0.00% | +963,709 | New |
| Two Sigma Advisers, LP | 716,775 | $7.83M | 0.02% | +15,778+2.3% | Added |
| Millennium Management LLC | 646,741 | $7.07M | 0.01% | +314,064+94.4% | Added |
| Qube Research & Technologies Ltd | 534,390 | $5.84M | 0.01% | +187,223+53.9% | Added |
| Legal & General Group Plc | 486,044 | $5.31M | 0.00% | +2,081+0.4% | Added |
| LPL Financial LLC | 432,287 | $4.72M | 0.00% | +73,365+20.4% | Added |
| Trexquant Investment LP | 373,613 | $4.08M | 0.05% | −56,560−13.1% | Reduced |
| Morgan Stanley | 366,254 | $4.00M | 0.00% | +93,347+34.2% | Added |
| Advisors Asset Management, Inc. | 312,160 | $3.41M | 0.06% | +30,534+10.8% | Added |
| BlackRock, Inc. | 301,796 | $3.30M | 0.00% | +63,916+26.9% | Added |
| UBS Group AG | 289,235 | $3.16M | 0.00% | +10,865+3.9% | Added |
| NewEdge Wealth, LLC | 288,372 | $3.15M | 0.05% | +1,700+0.6% | Added |
| GraniteShares Advisors LLC | 224,800 | $2.46M | 1.56% | +224,800 | New |
| Wedbush Securities Inc | 127,492 | $1.39M | 0.05% | +6,382+5.3% | Added |
| Marshall Wace, LLP | 124,751 | $1.36M | 0.00% | −493,376−79.8% | Reduced |
| Advisor Group Holdings, Inc. | 112,391 | $1.23M | 0.00% | +21,342+23.4% | Added |
| PFG Investments, LLC | 107,180 | $1.17M | 0.07% | +2,118+2.0% | Added |
| PFG Advisors | 104,148 | $1.14M | 0.07% | −456−0.4% | Reduced |
| Toroso Investments, LLC | 103,334 | $1.13M | 0.01% | +2,322+2.3% | Added |
| HighTower Advisors, LLC | 96,061 | $1.05M | 0.00% | −13,185−12.1% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 95,680 | $1.05M | 0.00% | +95,680 | New |
| Virtus ETF Advisers LLC | 80,829 | $883.5K | 0.36% | +12,288+17.9% | Added |
| Graypoint LLC | 71,156 | $777.7K | 0.05% | +1,897+2.7% | Added |
| Aquatic Capital Management LLC | 68,748 | $751.4K | 0.02% | +21,748+46.3% | Added |
| Brevan Howard Capital Management LP | 66,685 | $728.9K | 0.02% | +66,685 | New |
| We Are One Seven, LLC | 66,400 | $725.8K | 0.03% | +66,400 | New |
| Strategic Financial Concepts, LLC | 66,200 | $723.6K | 0.14% | +4,900+8.0% | Added |
| Denali Advisors LLC | 63,430 | $693.3K | 0.07% | −15,651−19.8% | Reduced |
| Stifel Financial Corp | 63,279 | $691.6K | 0.00% | −2,746−4.2% | Reduced |
| Virtu Financial LLC | 56,077 | $613.0K | 0.03% | +56,077 | New |
| Great West Life Assurance Co | 55,277 | $604.0K | 0.00% | −2,977−5.1% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 51,655 | $564.6K | 0.00% | 00.0% | Unchanged |
| Muzinich & Co., Inc. | 51,655 | $564.6K | 0.40% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 50,218 | $549.0K | 0.00% | +14,126+39.1% | Added |
| Guggenheim Capital LLC | 47,999 | $524.6K | 0.00% | +2,890+6.4% | Added |
| Natixis | 44,576 | $483.2K | 0.00% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 41,137 | $450.0K | 0.00% | −14,485−26.0% | Reduced |
| Commonwealth Equity Services, LLC | 40,826 | $446.0K | 0.00% | +3,782+10.2% | Added |
| Jane Street Group, LLC | 40,337 | $440.9K | 0.00% | +25,920+179.8% | Added |
| Northern Trust Corp | 38,449 | $420.2K | 0.00% | +5,406+16.4% | Added |
| TrueMark Investments, LLC | 37,168 | $406.2K | 0.13% | +37,168 | New |
| Royal Bank of Canada | 35,252 | $386.0K | 0.00% | +10,003+39.6% | Added |
| Y-Intercept (Hong Kong) Ltd | 35,092 | $383.6K | 0.03% | −15,552−30.7% | Reduced |
| Cetera Investment Advisers | 32,062 | $350.4K | 0.00% | −1,782−5.3% | Reduced |
| Susquehanna International Group, LLP | 31,839 | $348.0K | 0.00% | −7,998−20.1% | Reduced |
| D. E. Shaw & Co., Inc. | 30,558 | $334.0K | 0.00% | +20,345+199.2% | Added |
| Goldman Sachs Group Inc | 27,065 | $295.8K | 0.00% | +27,065 | New |
| Camden Capital, LLC | 26,658 | $291.4K | 0.03% | 00.0% | Unchanged |
| Raymond James Financial Inc | 25,938 | $283.5K | 0.00% | +25,938 | New |
| GWN Securities Inc. | 22,226 | $250.5K | 0.07% | +22,226 | New |
| Synergy Investment Management, LLC | 20,795 | $227.3K | 0.10% | +20,795 | New |
| BNP Paribas Arbitrage, SA | 20,219 | $221.0K | 0.00% | +18,919+1,455.3% | Added |
| Westbourne Investments, Inc. | 19,977 | $218.3K | 0.13% | +19,977 | New |
| Yelin Lapidot Holdings Management Ltd. | 19,500 | $213.1K | 0.04% | 00.0% | Unchanged |
| Allspring Global Investments Holdings, LLC | 19,500 | $213.1K | 0.00% | 00.0% | Unchanged |
| Beacon Investment Advisors LLC | 19,378 | $211.8K | 0.10% | +273+1.4% | Added |
| Global Retirement Partners, LLC | 19,013 | $207.8K | 0.01% | −49,987−72.4% | Reduced |
| AE Wealth Management LLC | 18,953 | $207.2K | 0.00% | −1,277−6.3% | Reduced |
| Garner Asset Management Corp | 17,560 | $192.0K | 0.09% | +50.0% | Added |
| Optimum Investment Advisors | 17,500 | $191.3K | 0.08% | −11,301−39.2% | Reduced |
| Walkner Condon Financial Advisors LLC | 17,500 | $191.3K | 0.04% | +17,500 | New |
| MQS Management LLC | 16,959 | $185.4K | 5.27% | +16,959 | New |
| Entropy Technologies, LP | 16,483 | $180.2K | 0.02% | +16,483 | New |
| Private Advisor Group, LLC | 16,300 | $178.2K | 0.00% | −52−0.3% | Reduced |
| CI Private Wealth, LLC | 15,687 | $171.5K | 0.00% | +15,687 | New |
| Jmac Enterprises LLC | 15,669 | $171.3K | 0.03% | +5,258+50.5% | Added |
| PharVision Advisers, LLC | 15,560 | $170.1K | 0.14% | +15,560 | New |
| Wells Fargo & Company | 15,501 | $169.4K | 0.00% | −245−1.6% | Reduced |
| Bank of America Corp | 14,880 | $162.6K | 0.00% | +1,891+14.6% | Added |
| Quantbot Technologies LP | 13,389 | $146.3K | 0.01% | −17,032−56.0% | Reduced |
| Nebula Research & Development LLC | 12,820 | $140.1K | 0.02% | +12,820 | New |
| Dynamic Technology Lab Private Ltd | 12,748 | $140.0K | 0.02% | +12,748 | New |
| Strategies Wealth Advisors, LLC | 12,436 | $137.5K | 0.02% | +552+4.6% | Added |
| Resources Investment Advisors, LLC. | 12,543 | $137.1K | 0.00% | 00.0% | Unchanged |
| Ronald Blue Trust, Inc. | 12,400 | $135.5K | 0.00% | +12,400 | New |
| First Foundation Advisors | 12,393 | $135.5K | 0.01% | 00.0% | Unchanged |
| Mirae Asset Global Investments Co., Ltd. | 12,069 | $131.1K | 0.00% | +12,069 | New |
| Fulton Breakefield Broenniman LLC | 11,798 | $129.0K | 0.01% | 00.0% | Unchanged |
| Sigma Planning Corp | 10,891 | $119.0K | 0.00% | +10,891 | New |
| Arkadios Wealth Advisors | 10,750 | $117.5K | 0.01% | 00.0% | Unchanged |
| Firethorn Wealth Partners, LLC | 10,100 | $110.4K | 0.05% | −2,908−22.4% | Reduced |
| Clearstead Advisors, LLC | 10,000 | $109.3K | 0.00% | 00.0% | Unchanged |
| Sage Mountain Advisors LLC | 10,000 | $109.3K | 0.01% | 00.0% | Unchanged |
| Investment Partners, Ltd. | 10,000 | $109.3K | 0.05% | +10,000 | New |
| AllSquare Wealth Management LLC | 9,200 | $100.6K | 0.06% | −4,500−32.8% | Reduced |
| Sunbelt Securities, Inc. | 8,224 | $89.3K | 0.01% | −400−4.6% | Reduced |
| Citadel Advisors LLC | 5,947 | $65.0K | 0.00% | −27,293−82.1% | Reduced |
| CIBC Private Wealth Group, LLC | 5,196 | $57.3K | 0.00% | +196+3.9% | Added |
| MPWM Advisory Solutions, LLC | 5,000 | $54.6K | 0.04% | +5,000 | New |
| GWM Advisors LLC | 4,714 | $51.5K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 4,000 | $43.7K | 0.00% | −4,445−52.6% | Reduced |
| IFP Advisors, Inc | 3,889 | $42.5K | 0.00% | −4,827−55.4% | Reduced |
| Quarry LP | 3,674 | $40.2K | 0.01% | +2,408+190.2% | Added |
| MAI Capital Management | 3,452 | $37.7K | 0.00% | +3,452 | New |
| Bryn Mawr Trust Co | 3,363 | $36.8K | 0.00% | 00.0% | Unchanged |