PennantPark Floating Rate Capital Ltd.
PFLT- Exchange
- NYSE
- SEC CIK
- 0001504619
No open-market purchases or sales by PennantPark Floating Rate Capital Ltd. insiders were filed in the last 90 days; 125 institutions reported holding it in 13F filings for Q2 2026, worth $164.7M in total; no superinvestor holds it.
Other share classesPFLA
13F holders, Q2 2023
Institutional positions in PennantPark Floating Rate Capital Ltd. as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 112
- +20 vs. Q1 2023
- Shares held
- 16.2M
- +5.90M (+57.1%) vs. Q1 2023
- Total value
- $172.3M
- +$63.0M (+57.6%) vs. Q1 2023
- New holders
- 27
- 37 more added
- Sold out
- 7
- 21 more reduced
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 125 | $164.7M |
| Q1 2026 | 134 | $166.2M |
| Q4 2025 | 136 | $207.8M |
| Q3 2025 | 135 | $193.4M |
| Q2 2025 | 124 | $221.1M |
| Q1 2025 | 132 | $285.9M |
| Q4 2024 | 127 | $199.5M |
| Q3 2024 | 103 | $184.5M |
| Q2 2024 | 111 | $180.3M |
| Q1 2024 | 105 | $160.4M |
| Q4 2023 | 101 | $148.8M |
| Q3 2023 | 110 | $139.8M |
| Q2 2023 | 112 | $172.3M |
| Q1 2023 | 92 | $109.3M |
| Q4 2022 | 97 | $107.0M |
| Q3 2022 | 93 | $98.1M |
| Q2 2022 | 95 | $107.1M |
| Q1 2022 | 87 | $110.4M |
| Q4 2021 | 84 | $92.5M |
| Q3 2021 | 80 | $119.5M |
| Q2 2021 | 78 | $126.4M |
| Q1 2021 | 82 | $124.0M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding PennantPark Floating Rate Capital Ltd.; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sound Income Strategies, LLC | 3,006,237 | $32.0M | 3.29% | +140,881+4.9% | Added |
| Altshuler Shaham Ltd | 1,839,245 | $19.1M | 0.34% | 00.0% | Unchanged |
| Morgan Stanley | 1,404,340 | $15.0M | 0.00% | +1,048,726+294.9% | Added |
| Two Sigma Investments, LP | 1,032,133 | $11.0M | 0.03% | +873,765+551.7% | Added |
| Two Sigma Advisers, LP | 950,475 | $10.1M | 0.03% | +617,400+185.4% | Added |
| Van Eck Associates Corp | 726,596 | $7.74M | 0.02% | +47,769+7.0% | Added |
| Citadel Advisors LLC | 700,688 | $7.46M | 0.01% | +641,465+1,083.1% | Added |
| Millennium Management LLC | 571,366 | $6.09M | 0.01% | +545,720+2,127.9% | Added |
| Marshall Wace, LLP | 469,264 | $5.00M | 0.01% | +469,264 | New |
| Scoggin Management LP | 468,581 | $4.99M | 8.93% | +468,581 | New |
| Legal & General Group Plc | 359,089 | $3.82M | 0.00% | +50,286+16.3% | Added |
| First Republic Investment Management, Inc. | 345,391 | $3.68M | 0.02% | −8,403−2.4% | Reduced |
| Advisors Asset Management, Inc. | 301,007 | $3.21M | 0.07% | −19,453−6.1% | Reduced |
| D. E. Shaw & Co., Inc. | 281,806 | $3.00M | 0.00% | +281,806 | New |
| BlackRock Inc. | 245,436 | $2.61M | 0.00% | −12,763−4.9% | Reduced |
| Advisor Group Holdings, Inc. | 190,270 | $2.03M | 0.00% | +7,668+4.2% | Added |
| UBS Group AG | 165,008 | $1.76M | 0.00% | +14,380+9.5% | Added |
| Golden Green, Inc. | 150,842 | $1.61M | 1.74% | −2,747−1.8% | Reduced |
| JPMorgan Chase & Co | 144,134 | $1.54M | 0.00% | +141,643+5,686.2% | Added |
| Quadrature Capital Ltd | 142,706 | $1.52M | 0.03% | +142,706 | New |
| Hudson Bay Capital Management LP | 134,204 | $1.43M | 0.01% | +134,204 | New |
| Trexquant Investment LP | 126,375 | $1.35M | 0.04% | +108,276+598.2% | Added |
| HighTower Advisors, LLC | 126,027 | $1.34M | 0.00% | −900−0.7% | Reduced |
| PFG Advisors | 123,177 | $1.31M | 0.10% | −700−0.6% | Reduced |
| The PNC Financial Services Group, Inc. | 122,312 | $1.30M | 0.00% | 00.0% | Unchanged |
| Hennion & Walsh Asset Management, Inc. | 122,175 | $1.30M | 0.08% | −40,652−25.0% | Reduced |
| Jump Financial, LLC | 112,328 | $1.20M | 0.04% | +112,328 | New |
| Jane Street Group, LLC | 103,623 | $1.10M | 0.00% | +103,623 | New |
| Sumitomo Mitsui Trust Holdings, Inc. | 90,804 | $967.1K | 0.00% | −14,430−13.7% | Reduced |
| Muzinich & Co., Inc. | 90,804 | $967.1K | 0.85% | −14,430−13.7% | Reduced |
| McKinley Capital Management LLC /Delaware | 88,812 | $945.8K | 0.13% | −237−0.3% | Reduced |
| Stifel Financial Corp | 81,392 | $866.8K | 0.00% | −5,064−5.9% | Reduced |
| Toroso Investments, LLC | 72,896 | $776.0K | 0.02% | 00.0% | Unchanged |
| AE Wealth Management LLC | 65,779 | $700.5K | 0.00% | +4,945+8.1% | Added |
| LPL Financial LLC | 65,680 | $699.5K | 0.00% | +13,924+26.9% | Added |
| CSS LLC | 59,566 | $634.4K | 0.05% | 00.0% | Unchanged |
| Wedbush Securities Inc | 53,245 | $567.0K | 0.03% | 00.0% | Unchanged |
| Strategic Financial Concepts, LLC | 48,550 | $517.1K | 0.19% | +100+0.2% | Added |
| Mackenzie Financial Corp | 48,328 | $516.1K | 0.00% | −14,254−22.8% | Reduced |
| Great West Life Assurance Co | 46,486 | $497.0K | 0.00% | +1,733+3.9% | Added |
| Two Sigma Securities, LLC | 42,734 | $455.1K | 0.04% | +42,734 | New |
| Janney Montgomery Scott LLC | 41,940 | $447.0K | 0.00% | +52+0.1% | Added |
| CI Private Wealth, LLC | 39,642 | $422.2K | 0.00% | −351−0.9% | Reduced |
| Virtu Financial LLC | 37,448 | $399.0K | 0.03% | +37,448 | New |
| Cambridge Investment Research Advisors, Inc. | 34,220 | $364.0K | 0.00% | +2,811+8.9% | Added |
| Quantbot Technologies LP | 34,111 | $363.3K | 0.02% | +34,111 | New |
| Dynamic Technology Lab Private Ltd | 32,779 | $350.0K | 0.04% | +32,779 | New |
| Virtus ETF Advisers LLC | 32,078 | $341.6K | 0.20% | +7,158+28.7% | Added |
| Royal Bank of Canada | 30,178 | $321.0K | 0.00% | +132+0.4% | Added |
| HRT Financial LP | 29,124 | $310.0K | 0.00% | +2,566+9.7% | Added |
| Camden Capital, LLC | 26,658 | $283.9K | 0.03% | +26,658 | New |
| International Assets Investment Management, LLC | 23,780 | $253.3K | 0.03% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 23,200 | $247.0K | 0.01% | +23,200 | New |
| Optimum Investment Advisors | 21,801 | $232.2K | 0.11% | 00.0% | Unchanged |
| Mid-American Wealth Advisory Group, Inc. | 20,783 | $223.4K | 0.17% | +20,783 | New |
| Cetera Advisor Networks LLC | 20,190 | $215.0K | 0.00% | +658+3.4% | Added |
| Wambolt & Associates, LLC | 19,488 | $207.5K | 0.07% | 00.0% | Unchanged |
| Firethorn Wealth Partners, LLC | 19,272 | $205.3K | 0.15% | +8,106+72.6% | Added |
| Natixis | 19,076 | $203.3K | 0.00% | −8,970−32.0% | Reduced |
| Advisory Services Network, LLC | 18,575 | $197.8K | 0.01% | −2,061−10.0% | Reduced |
| Garner Asset Management Corp | 18,122 | $193.0K | 0.11% | +50.0% | Added |
| Tudor Investment Corp Et Al | 17,645 | $187.9K | 0.00% | +17,645 | New |
| Sigma Planning Corp | 17,187 | $183.0K | 0.01% | +1,719+11.1% | Added |
| Teamwork Financial Advisors, LLC | 16,740 | $178.3K | 0.03% | −388−2.3% | Reduced |
| Arkadios Wealth Advisors | 16,232 | $172.9K | 0.02% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 15,580 | $165.9K | 0.00% | +15,580 | New |
| AllSquare Wealth Management LLC | 15,700 | $165.3K | 0.11% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 15,511 | $165.2K | 0.00% | −5,147−24.9% | Reduced |
| Guggenheim Capital LLC | 15,231 | $162.2K | 0.00% | +3,950+35.0% | Added |
| Northern Trust Corp | 15,046 | $160.2K | 0.00% | +3,749+33.2% | Added |
| BNP Paribas Arbitrage, SA | 14,719 | $156.8K | 0.00% | +14,719 | New |
| Cubist Systematic Strategies, LLC | 14,469 | $154.1K | 0.00% | +14,469 | New |
| Y-Intercept (Hong Kong) Ltd | 14,304 | $152.3K | 0.02% | +14,304 | New |
| Allspring Global Investments Holdings, LLC | 13,100 | $139.5K | 0.00% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 12,798 | $136.0K | 0.00% | +1,347+11.8% | Added |
| Beacon Investment Advisors LLC | 12,135 | $129.2K | 0.09% | +121+1.0% | Added |
| Davenport & Co LLC | 11,400 | $121.4K | 0.00% | 00.0% | Unchanged |
| Latitude Advisors, LLC | 11,249 | $119.8K | 0.08% | +1,079+10.6% | Added |
| Tower Research Capital LLC (TRC) | 11,031 | $117.5K | 0.00% | +11,031 | New |
| XTX Topco Ltd | 10,719 | $114.2K | 0.02% | +10,719 | New |
| Wilbanks Smith & Thomas Asset Management LLC | 10,000 | $106.5K | 0.00% | −45,000−81.8% | Reduced |
| Sage Mountain Advisors LLC | 10,000 | $106.5K | 0.02% | −10,000−50.0% | Reduced |
| Gratus Capital LLC | 10,000 | $106.5K | 0.01% | +10,000 | New |
| Wells Fargo & Company | 9,702 | $103.3K | 0.00% | +2,102+27.7% | Added |
| Sunbelt Securities, Inc. | 9,274 | $98.8K | 0.01% | 00.0% | Unchanged |
| Citigroup Inc | 7,013 | $74.7K | 0.00% | +7,013 | New |
| Bank of America Corp | 5,523 | $58.8K | 0.00% | +1,614+41.3% | Added |
| Parallel Advisors, LLC | 4,006 | $42.7K | 0.00% | +4,006 | New |
| US Bancorp | 4,000 | $42.6K | 0.00% | 00.0% | Unchanged |
| Castleview Partners, LLC | 3,587 | $38.2K | 0.03% | +3,587 | New |
| Quarry LP | 3,156 | $33.6K | 0.02% | +3,156 | New |
| Private Trust Co NA | 2,530 | $26.9K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 1,737 | $18.5K | 0.00% | +981+129.8% | Added |
| FNY Investment Advisers, LLC | 1,200 | $12.0K | 0.02% | 00.0% | Unchanged |
| Group One Trading, L.P. | 1,121 | $11.9K | 0.00% | 00.0% | Unchanged |
| Delta Asset Management LLC | 943 | $10.0K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 879 | $9.00K | 0.00% | −4,281−83.0% | Reduced |
| American National Bank | 800 | $8.52K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 750 | $7.99K | 0.00% | 00.0% | Unchanged |
| Atwood & Palmer Inc | 640 | $6.82K | 0.00% | 00.0% | Unchanged |