PennantPark Floating Rate Capital Ltd.
PFLT- Exchange
- NYSE
- SEC CIK
- 0001504619
No open-market purchases or sales by PennantPark Floating Rate Capital Ltd. insiders were filed in the last 90 days; 125 institutions reported holding it in 13F filings for Q2 2026, worth $164.7M in total; no superinvestor holds it.
Other share classesPFLA
13F holders, Q3 2023
Institutional positions in PennantPark Floating Rate Capital Ltd. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 110
- −2 vs. Q2 2023
- Shares held
- 13.1M
- −3.11M (−19.1%) vs. Q2 2023
- Total value
- $139.8M
- −$32.4M (−18.8%) vs. Q2 2023
- New holders
- 17
- 30 more added
- Sold out
- 19
- 34 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 125 | $164.7M |
| Q1 2026 | 134 | $166.2M |
| Q4 2025 | 136 | $207.8M |
| Q3 2025 | 135 | $193.4M |
| Q2 2025 | 124 | $221.1M |
| Q1 2025 | 132 | $285.9M |
| Q4 2024 | 127 | $199.5M |
| Q3 2024 | 103 | $184.5M |
| Q2 2024 | 111 | $180.3M |
| Q1 2024 | 105 | $160.4M |
| Q4 2023 | 101 | $148.8M |
| Q3 2023 | 110 | $139.8M |
| Q2 2023 | 112 | $172.3M |
| Q1 2023 | 92 | $109.3M |
| Q4 2022 | 97 | $107.0M |
| Q3 2022 | 93 | $98.1M |
| Q2 2022 | 95 | $107.1M |
| Q1 2022 | 87 | $110.4M |
| Q4 2021 | 84 | $92.5M |
| Q3 2021 | 80 | $119.5M |
| Q2 2021 | 78 | $126.4M |
| Q1 2021 | 82 | $124.0M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding PennantPark Floating Rate Capital Ltd.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sound Income Strategies, LLC | 3,127,715 | $33.3M | 2.82% | +121,478+4.0% | Added |
| Altshuler Shaham Ltd | 1,730,086 | $18.5M | 0.50% | −109,159−5.9% | Reduced |
| Two Sigma Investments, LP | 954,493 | $10.2M | 0.03% | −77,640−7.5% | Reduced |
| Van Eck Associates Corp | 913,933 | $9.74M | 0.02% | +187,337+25.8% | Added |
| Two Sigma Advisers, LP | 767,775 | $8.18M | 0.02% | −182,700−19.2% | Reduced |
| Morgan Stanley | 363,230 | $3.87M | 0.00% | −1,041,110−74.1% | Reduced |
| Legal & General Group Plc | 359,089 | $3.83M | 0.00% | 00.0% | Unchanged |
| Advisors Asset Management, Inc. | 324,900 | $3.46M | 0.07% | +23,893+7.9% | Added |
| First Republic Investment Management, Inc. | 316,170 | $3.37M | 0.01% | −29,221−8.5% | Reduced |
| Millennium Management LLC | 215,961 | $2.30M | 0.00% | −355,405−62.2% | Reduced |
| Citadel Advisors LLC | 213,664 | $2.28M | 0.00% | −487,024−69.5% | Reduced |
| Advisor Group Holdings, Inc. | 211,990 | $2.26M | 0.00% | +21,720+11.4% | Added |
| BlackRock Inc. | 203,019 | $2.16M | 0.00% | −42,417−17.3% | Reduced |
| Prevail Innovative Wealth Advisors, LLC | 169,845 | $1.81M | 0.94% | +169,845 | New |
| Marshall Wace, LLP | 162,503 | $1.73M | 0.00% | −306,761−65.4% | Reduced |
| UBS Group AG | 157,953 | $1.68M | 0.00% | −7,055−4.3% | Reduced |
| Golden Green, Inc. | 153,476 | $1.64M | 1.71% | +2,634+1.7% | Added |
| Tudor Investment Corp Et Al | 139,813 | $1.49M | 0.02% | +122,168+692.4% | Added |
| HighTower Advisors, LLC | 131,244 | $1.40M | 0.00% | +5,217+4.1% | Added |
| LPL Financial LLC | 130,099 | $1.39M | 0.00% | +64,419+98.1% | Added |
| Trexquant Investment LP | 123,186 | $1.31M | 0.03% | −3,189−2.5% | Reduced |
| The PNC Financial Services Group, Inc. | 122,312 | $1.30M | 0.00% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 119,839 | $1.28M | 0.00% | +119,839 | New |
| PFG Advisors | 118,575 | $1.26M | 0.11% | −4,602−3.7% | Reduced |
| Qube Research & Technologies Ltd | 97,599 | $1.04M | 0.00% | +82,019+526.4% | Added |
| Cubist Systematic Strategies, LLC | 84,492 | $900.7K | 0.01% | +70,023+484.0% | Added |
| McKinley Capital Management LLC /Delaware | 83,972 | $895.1K | 0.13% | −4,840−5.4% | Reduced |
| Stifel Financial Corp | 81,324 | $866.9K | 0.00% | −68−0.1% | Reduced |
| Toroso Investments, LLC | 77,596 | $827.2K | 0.03% | +4,700+6.4% | Added |
| Virtus ETF Advisers LLC | 71,142 | $758.4K | 0.46% | +39,064+121.8% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 64,390 | $686.4K | 0.00% | −26,414−29.1% | Reduced |
| Muzinich & Co., Inc. | 64,390 | $686.4K | 0.60% | −26,414−29.1% | Reduced |
| Graypoint LLC | 62,700 | $668.4K | 0.06% | +62,700 | New |
| CSS LLC | 59,566 | $635.0K | 0.05% | 00.0% | Unchanged |
| Great West Life Assurance Co | 57,727 | $615.0K | 0.00% | +11,241+24.2% | Added |
| Wedbush Securities Inc | 52,945 | $564.0K | 0.03% | −300−0.6% | Reduced |
| Jump Financial, LLC | 52,600 | $560.7K | 0.02% | −59,728−53.2% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 50,025 | $533.3K | 0.03% | −72,150−59.1% | Reduced |
| Strategic Financial Concepts, LLC | 49,150 | $523.9K | 0.18% | +600+1.2% | Added |
| AE Wealth Management LLC | 42,245 | $450.3K | 0.00% | −23,534−35.8% | Reduced |
| Janney Montgomery Scott LLC | 42,095 | $449.0K | 0.00% | +155+0.4% | Added |
| Cambridge Investment Research Advisors, Inc. | 41,448 | $442.0K | 0.00% | +7,228+21.1% | Added |
| Royal Bank of Canada | 41,444 | $441.0K | 0.00% | +11,266+37.3% | Added |
| CI Private Wealth, LLC | 36,019 | $384.0K | 0.00% | −3,623−9.1% | Reduced |
| Winton Group Ltd | 34,861 | $371.6K | 0.03% | +34,861 | New |
| Guggenheim Capital LLC | 29,132 | $310.5K | 0.00% | +13,901+91.3% | Added |
| Dynamic Technology Lab Private Ltd | 27,667 | $295.0K | 0.03% | −5,112−15.6% | Reduced |
| Camden Capital, LLC | 26,658 | $284.2K | 0.03% | 00.0% | Unchanged |
| Optimum Investment Advisors | 25,801 | $275.0K | 0.14% | +4,000+18.3% | Added |
| International Assets Investment Management, LLC | 23,780 | $250.4K | 0.03% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 22,680 | $241.8K | 0.00% | +2,490+12.3% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 20,899 | $222.8K | 0.00% | +20,899 | New |
| ExodusPoint Capital Management, LP | 20,722 | $221.0K | 0.00% | +20,722 | New |
| Strategies Wealth Advisors, LLC | 20,372 | $217.2K | 0.04% | +20,372 | New |
| Commonwealth Equity Services, LLC | 19,936 | $213.0K | 0.00% | +7,138+55.8% | Added |
| Yelin Lapidot Holdings Management Ltd. | 19,500 | $207.9K | 0.05% | +19,500 | New |
| Natixis | 19,076 | $204.9K | 0.00% | 00.0% | Unchanged |
| Wambolt & Associates, LLC | 19,488 | $203.3K | 0.07% | 00.0% | Unchanged |
| Sigma Planning Corp | 18,616 | $198.5K | 0.01% | +1,429+8.3% | Added |
| Garner Asset Management Corp | 18,127 | $193.0K | 0.12% | +50.0% | Added |
| Northern Trust Corp | 16,957 | $180.8K | 0.00% | +1,911+12.7% | Added |
| Advisory Services Network, LLC | 16,847 | $179.6K | 0.00% | −1,728−9.3% | Reduced |
| Arkadios Wealth Advisors | 16,232 | $173.0K | 0.02% | 00.0% | Unchanged |
| State of Tennessee, Treasury Department | 16,046 | $171.1K | 0.00% | +16,046 | New |
| Teamwork Financial Advisors, LLC | 15,949 | $170.0K | 0.03% | −791−4.7% | Reduced |
| AllSquare Wealth Management LLC | 14,900 | $158.8K | 0.10% | −800−5.1% | Reduced |
| Allspring Global Investments Holdings, LLC | 13,100 | $139.6K | 0.00% | 00.0% | Unchanged |
| Beacon Investment Advisors LLC | 12,488 | $133.1K | 0.09% | +353+2.9% | Added |
| Raymond James Financial Services Advisors, Inc. | 12,239 | $130.5K | 0.00% | +12,239 | New |
| Calton & Associates, Inc. | 12,205 | $130.1K | 0.19% | +12,205 | New |
| D. E. Shaw & Co., Inc. | 12,043 | $128.4K | 0.00% | −269,763−95.7% | Reduced |
| Resources Investment Advisors, LLC. | 12,000 | $127.9K | 0.00% | +12,000 | New |
| Firethorn Wealth Partners, LLC | 11,670 | $124.4K | 0.10% | −7,602−39.4% | Reduced |
| Davenport & Co LLC | 11,400 | $121.5K | 0.00% | 00.0% | Unchanged |
| Latitude Advisors, LLC | 11,382 | $121.3K | 0.09% | +133+1.2% | Added |
| CFO4Life Group, LLC | 10,464 | $111.5K | 0.03% | +10,464 | New |
| Wilbanks Smith & Thomas Asset Management LLC | 10,000 | $106.6K | 0.00% | 00.0% | Unchanged |
| Gratus Capital LLC | 10,000 | $106.6K | 0.01% | 00.0% | Unchanged |
| Sage Mountain Advisors LLC | 10,000 | $106.6K | 0.01% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 9,274 | $98.9K | 0.01% | 00.0% | Unchanged |
| Wells Fargo & Company | 6,803 | $72.5K | 0.00% | −2,899−29.9% | Reduced |
| BNP Paribas Arbitrage, SA | 6,800 | $72.5K | 0.00% | −7,919−53.8% | Reduced |
| Bank of America Corp | 6,690 | $71.3K | 0.00% | +1,167+21.1% | Added |
| Comerica Bank | 5,745 | $61.2K | 0.00% | +5,745 | New |
| US Bancorp | 4,000 | $42.6K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 3,125 | $33.3K | 0.00% | −141,009−97.8% | Reduced |
| Private Trust Co NA | 2,530 | $27.0K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 1,737 | $18.5K | 0.00% | 00.0% | Unchanged |
| Stonebridge Capital Advisors LLC | 1,433 | $15.3K | 0.00% | +899+168.4% | Added |
| Parallel Advisors, LLC | 1,258 | $13.4K | 0.00% | −2,748−68.6% | Reduced |
| FNY Investment Advisers, LLC | 1,200 | $12.0K | 0.01% | 00.0% | Unchanged |
| Group One Trading, L.P. | 1,121 | $11.9K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 1,000 | $10.7K | 0.00% | +1,000 | New |
| Delta Asset Management LLC | 943 | $10.1K | 0.00% | 00.0% | Unchanged |
| American National Bank | 800 | $8.53K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 750 | $8.00K | 0.00% | 00.0% | Unchanged |
| Atwood & Palmer Inc | 640 | $6.82K | 0.00% | 00.0% | Unchanged |
| Godsey & Gibb Associates | 608 | $6.49K | 0.00% | +608 | New |
| Tucker Asset Management LLC | 534 | $5.69K | 0.00% | 00.0% | Unchanged |
| Quarry LP | 511 | $5.45K | 0.00% | −2,645−83.8% | Reduced |