PennantPark Floating Rate Capital Ltd.
PFLT- Exchange
- NYSE
- SEC CIK
- 0001504619
No open-market purchases or sales by PennantPark Floating Rate Capital Ltd. insiders were filed in the last 90 days; 125 institutions reported holding it in 13F filings for Q2 2026, worth $164.7M in total; no superinvestor holds it.
Other share classesPFLA
13F holders, Q4 2021
Institutional positions in PennantPark Floating Rate Capital Ltd. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 84
- +4 vs. Q3 2021
- Shares held
- 7.25M
- −2.04M (−22.0%) vs. Q3 2021
- Total value
- $92.5M
- −$27.0M (−22.6%) vs. Q3 2021
- New holders
- 17
- 25 more added
- Sold out
- 13
- 20 more reduced
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 125 | $164.7M |
| Q1 2026 | 134 | $166.2M |
| Q4 2025 | 136 | $207.8M |
| Q3 2025 | 135 | $193.4M |
| Q2 2025 | 124 | $221.1M |
| Q1 2025 | 132 | $285.9M |
| Q4 2024 | 127 | $199.5M |
| Q3 2024 | 103 | $184.5M |
| Q2 2024 | 111 | $180.3M |
| Q1 2024 | 105 | $160.4M |
| Q4 2023 | 101 | $148.8M |
| Q3 2023 | 110 | $139.8M |
| Q2 2023 | 112 | $172.3M |
| Q1 2023 | 92 | $109.3M |
| Q4 2022 | 97 | $107.0M |
| Q3 2022 | 93 | $98.1M |
| Q2 2022 | 95 | $107.1M |
| Q1 2022 | 87 | $110.4M |
| Q4 2021 | 84 | $92.5M |
| Q3 2021 | 80 | $119.5M |
| Q2 2021 | 78 | $126.4M |
| Q1 2021 | 82 | $124.0M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding PennantPark Floating Rate Capital Ltd.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sound Income Strategies, LLC | 2,366,688 | $30.2M | 3.56% | +59,715+2.6% | Added |
| Van Eck Associates Corp | 593,836 | $7.58M | 0.02% | +44,469+8.1% | Added |
| BlackRock Inc. | 296,029 | $3.78M | 0.00% | +24,493+9.0% | Added |
| First Republic Investment Management, Inc. | 286,172 | $3.65M | 0.01% | −6,203−2.1% | Reduced |
| Two Sigma Advisers, LP | 283,675 | $3.62M | 0.01% | −63,400−18.3% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 262,391 | $3.35M | 0.16% | +23,223+9.7% | Added |
| Advisor Group Holdings, Inc. | 250,123 | $3.19M | 0.01% | −3,422−1.3% | Reduced |
| Legal & General Group Plc | 223,568 | $2.85M | 0.00% | −7,571−3.3% | Reduced |
| Advisors Asset Management, Inc. | 208,403 | $2.66M | 0.04% | +23,170+12.5% | Added |
| Two Sigma Investments, LP | 195,025 | $2.49M | 0.01% | −116,508−37.4% | Reduced |
| Morgan Stanley | 174,434 | $2.23M | 0.00% | +16,059+10.1% | Added |
| Mid-American Wealth Advisory Group, Inc. | 152,616 | $1.95M | 1.57% | +152,616 | New |
| PFG Advisors | 146,975 | $1.88M | 0.19% | −4,901−3.2% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 144,417 | $1.84M | 0.00% | 00.0% | Unchanged |
| Muzinich & Co., Inc. | 144,417 | $1.84M | 1.27% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 122,312 | $1.56M | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 116,855 | $1.49M | 0.00% | +13,593+13.2% | Added |
| Mackenzie Financial Corp | 97,852 | $1.25M | 0.00% | +225+0.2% | Added |
| McKinley Capital Management LLC /Delaware | 97,322 | $1.24M | 0.11% | −853−0.9% | Reduced |
| Stifel Financial Corp | 84,330 | $1.08M | 0.00% | +4,781+6.0% | Added |
| AE Wealth Management LLC | 64,138 | $819.0K | 0.01% | −2,958−4.4% | Reduced |
| CSS LLC | 59,566 | $761.0K | 0.03% | 00.0% | Unchanged |
| Wedbush Securities Inc | 52,760 | $674.0K | 0.03% | +10,154+23.8% | Added |
| Invesco Ltd. | 52,664 | $673.0K | 0.00% | +52,664 | New |
| Janney Montgomery Scott LLC | 51,419 | $657.0K | 0.00% | +5,832+12.8% | Added |
| Roosevelt Investment Group LLC | 49,091 | $627.0K | 0.03% | −21,379−30.3% | Reduced |
| UBS Group AG | 48,025 | $614.0K | 0.00% | −4,914−9.3% | Reduced |
| Virtus ETF Advisers LLC | 43,438 | $555.0K | 0.21% | −7,071−14.0% | Reduced |
| Toroso Investments, LLC | 40,631 | $519.0K | 0.02% | +13,145+47.8% | Added |
| LPL Financial LLC | 34,952 | $446.0K | 0.00% | +42+0.1% | Added |
| Confluence Investment Management LLC | 32,494 | $415.0K | 0.01% | −32,910−50.3% | Reduced |
| Snowden Capital Advisors LLC | 29,700 | $379.0K | 0.02% | +29,700 | New |
| Cambridge Investment Research Advisors, Inc. | 28,540 | $364.0K | 0.00% | −1,099−3.7% | Reduced |
| Optimum Investment Advisors | 25,749 | $329.0K | 0.13% | −10,847−29.6% | Reduced |
| Royal Bank of Canada | 24,722 | $316.0K | 0.00% | +829+3.5% | Added |
| Virtu Financial LLC | 24,389 | $311.0K | 0.03% | +24,389 | New |
| Teamwork Financial Advisors, LLC | 23,798 | $304.0K | 0.06% | +171+0.7% | Added |
| International Assets Investment Management, LLC | 23,700 | $303.0K | 0.05% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 19,160 | $245.0K | 0.01% | −1,599−7.7% | Reduced |
| Envestnet Asset Management Inc | 18,737 | $239.0K | 0.00% | −1,133−5.7% | Reduced |
| AllSquare Wealth Management LLC | 18,600 | $238.0K | 0.14% | +2,700+17.0% | Added |
| Raymond James & Associates | 18,383 | $235.0K | 0.00% | +5,748+45.5% | Added |
| Garner Asset Management Corp | 17,556 | $224.0K | 0.09% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 17,317 | $221.0K | 0.00% | −3,870−18.3% | Reduced |
| Biltmore Capital Advisors LLC | 15,000 | $192.0K | 0.03% | +15,000 | New |
| Davenport & Co LLC | 14,900 | $190.0K | 0.00% | 00.0% | Unchanged |
| Great West Life Assurance Co | 13,497 | $171.0K | 0.00% | −475−3.4% | Reduced |
| Allspring Global Investments Holdings, LLC | 13,100 | $167.0K | 0.00% | +13,100 | New |
| Comerica Bank | 11,640 | $146.0K | 0.00% | 00.0% | Unchanged |
| Caxton Associates LP | 11,196 | $143.0K | 0.02% | 00.0% | Unchanged |
| Doman Group, LLC | 10,627 | $136.0K | 0.12% | +10,627 | New |
| Lineweaver Wealth Advisors, LLC | 10,209 | $130.0K | 0.04% | +137+1.4% | Added |
| Wealthspire Advisors, LLC | 10,000 | $128.0K | 0.00% | +10,000 | New |
| Group One Trading, L.P. | 8,345 | $107.0K | 0.00% | +4,245+103.5% | Added |
| Wells Fargo & Company | 8,123 | $103.0K | 0.00% | −13,949−63.2% | Reduced |
| NEXT Financial Group, Inc | 7,251 | $93.0K | 0.01% | +173+2.4% | Added |
| Rockefeller Capital Management L.P. | 6,855 | $87.0K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 5,146 | $66.0K | 0.00% | +775+17.7% | Added |
| State of Wyoming | 4,965 | $63.0K | 0.03% | +4,965 | New |
| US Bancorp | 4,000 | $51.0K | 0.00% | 00.0% | Unchanged |
| Total Clarity Wealth Management, Inc. | 4,000 | $51.0K | 0.02% | +1,385+53.0% | Added |
| Cedar Wealth Management, LLC | 2,750 | $35.0K | 0.01% | +2,750 | New |
| Lazard Asset Management LLC | 2,447 | $31.0K | 0.00% | +628+34.5% | Added |
| American Portfolios Advisors | 2,353 | $30.0K | 0.00% | +1,750+290.2% | Added |
| Strategic Asset Management, LLC | 2,325 | $30.0K | 0.04% | 00.0% | Unchanged |
| Simplex Trading, LLC | 2,373 | $30.0K | 0.00% | +2,373 | New |
| Geneos Wealth Management Inc. | 1,156 | $14.0K | 0.00% | 00.0% | Unchanged |
| Charter Oak Capital Management, LLC | 1,064 | $14.0K | 0.00% | 00.0% | Unchanged |
| Sphinx Trading, LP | 1,000 | $13.0K | 0.01% | 00.0% | Unchanged |
| Mark Sheptoff Financial Planning, LLC | 850 | $11.0K | 0.01% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 900 | $11.0K | 0.00% | +900 | New |
| Focused Wealth Management, Inc | 750 | $10.0K | 0.00% | 00.0% | Unchanged |
| American National Bank | 800 | $10.0K | 0.00% | +800 | New |
| Atwood & Palmer Inc | 640 | $8.00K | 0.00% | 00.0% | Unchanged |
| Tucker Asset Management LLC | 534 | $6.79K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 500 | $6.00K | 0.00% | 00.0% | Unchanged |
| Hudock, Inc. | 400 | $5.00K | 0.00% | −200−33.3% | Reduced |
| Tower Research Capital LLC (TRC) | 395 | $5.00K | 0.00% | +395 | New |
| Pin Oak Investment Advisors Inc | 223 | $3.00K | 0.00% | 00.0% | Unchanged |
| Global Wealth Management Investment Advisory, Inc. | 134 | $2.00K | 0.00% | +134 | New |
| Steward Partners Investment Advisory, LLC | 54 | $1.00K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 75 | $1.00K | 0.00% | +50+200.0% | Added |
| Aquatic Capital Management LLC | 100 | $1.00K | 0.00% | +100 | New |
| West Paces Advisors Inc. | 76 | $971 | 0.00% | +76 | New |
| Altshuler Shaham Ltd | 0 | $0 | 0.00% | −1,891,245−100.0% | Sold out |
| Relative Value Partners Group, LLC | 0 | $0 | 0.00% | −267,089−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −37,858−100.0% | Sold out |
| Susquehanna Fundamental Investments, LLC | 0 | $0 | 0.00% | −34,800−100.0% | Sold out |
| Private Advisor Group, LLC | 0 | $0 | 0.00% | −23,809−100.0% | Sold out |
| Independent Financial Group, LLC | 0 | $0 | 0.00% | −20,810−100.0% | Sold out |
| Sheaff Brock Investment Advisors, LLC | 0 | $0 | 0.00% | −12,730−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −12,516−100.0% | Sold out |
| Acadian Asset Management LLC | 0 | $0 | 0.00% | −6,375−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −2,500−100.0% | Sold out |
| Arkadios Wealth Advisors | 0 | $0 | 0.00% | −875−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −407−100.0% | Sold out |
| Horizon Financial Services, LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |