PennantPark Floating Rate Capital Ltd.
PFLT- Exchange
- NYSE
- SEC CIK
- 0001504619
No open-market purchases or sales by PennantPark Floating Rate Capital Ltd. insiders were filed in the last 90 days; 125 institutions reported holding it in 13F filings for Q2 2026, worth $164.7M in total; no superinvestor holds it.
Other share classesPFLA
13F holders, Q4 2021
Institutional positions in PennantPark Floating Rate Capital Ltd. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 84
- +4 vs. Q3 2021
- Shares held
- 7.25M
- −2.04M (−22.0%) vs. Q3 2021
- Total value
- $92.5M
- −$27.0M (−22.6%) vs. Q3 2021
- New holders
- 17
- 25 more added
- Sold out
- 13
- 20 more reduced
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 125 | $164.7M |
| Q1 2026 | 134 | $166.2M |
| Q4 2025 | 136 | $207.8M |
| Q3 2025 | 135 | $193.4M |
| Q2 2025 | 124 | $221.1M |
| Q1 2025 | 132 | $285.9M |
| Q4 2024 | 127 | $199.5M |
| Q3 2024 | 103 | $184.5M |
| Q2 2024 | 111 | $180.3M |
| Q1 2024 | 105 | $160.4M |
| Q4 2023 | 101 | $148.8M |
| Q3 2023 | 110 | $139.8M |
| Q2 2023 | 112 | $172.3M |
| Q1 2023 | 92 | $109.3M |
| Q4 2022 | 97 | $107.0M |
| Q3 2022 | 93 | $98.1M |
| Q2 2022 | 95 | $107.1M |
| Q1 2022 | 87 | $110.4M |
| Q4 2021 | 84 | $92.5M |
| Q3 2021 | 80 | $119.5M |
| Q2 2021 | 78 | $126.4M |
| Q1 2021 | 82 | $124.0M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding PennantPark Floating Rate Capital Ltd.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| West Paces Advisors Inc. | 76 | $971 | 0.00% | +76 | New |
| Steward Partners Investment Advisory, LLC | 54 | $1.00K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 75 | $1.00K | 0.00% | +50+200.0% | Added |
| Aquatic Capital Management LLC | 100 | $1.00K | 0.00% | +100 | New |
| Global Wealth Management Investment Advisory, Inc. | 134 | $2.00K | 0.00% | +134 | New |
| Pin Oak Investment Advisors Inc | 223 | $3.00K | 0.00% | 00.0% | Unchanged |
| Hudock, Inc. | 400 | $5.00K | 0.00% | −200−33.3% | Reduced |
| Tower Research Capital LLC (TRC) | 395 | $5.00K | 0.00% | +395 | New |
| Spire Wealth Management | 500 | $6.00K | 0.00% | 00.0% | Unchanged |
| Tucker Asset Management LLC | 534 | $6.79K | 0.00% | 00.0% | Unchanged |
| Atwood & Palmer Inc | 640 | $8.00K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 750 | $10.0K | 0.00% | 00.0% | Unchanged |
| American National Bank | 800 | $10.0K | 0.00% | +800 | New |
| Mark Sheptoff Financial Planning, LLC | 850 | $11.0K | 0.01% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 900 | $11.0K | 0.00% | +900 | New |
| Sphinx Trading, LP | 1,000 | $13.0K | 0.01% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 1,156 | $14.0K | 0.00% | 00.0% | Unchanged |
| Charter Oak Capital Management, LLC | 1,064 | $14.0K | 0.00% | 00.0% | Unchanged |
| Strategic Asset Management, LLC | 2,325 | $30.0K | 0.04% | 00.0% | Unchanged |
| Simplex Trading, LLC | 2,373 | $30.0K | 0.00% | +2,373 | New |
| American Portfolios Advisors | 2,353 | $30.0K | 0.00% | +1,750+290.2% | Added |
| Lazard Asset Management LLC | 2,447 | $31.0K | 0.00% | +628+34.5% | Added |
| Cedar Wealth Management, LLC | 2,750 | $35.0K | 0.01% | +2,750 | New |
| US Bancorp | 4,000 | $51.0K | 0.00% | 00.0% | Unchanged |
| Total Clarity Wealth Management, Inc. | 4,000 | $51.0K | 0.02% | +1,385+53.0% | Added |
| State of Wyoming | 4,965 | $63.0K | 0.03% | +4,965 | New |
| Bank of America Corp | 5,146 | $66.0K | 0.00% | +775+17.7% | Added |
| Rockefeller Capital Management L.P. | 6,855 | $87.0K | 0.00% | 00.0% | Unchanged |
| NEXT Financial Group, Inc | 7,251 | $93.0K | 0.01% | +173+2.4% | Added |
| Wells Fargo & Company | 8,123 | $103.0K | 0.00% | −13,949−63.2% | Reduced |
| Group One Trading, L.P. | 8,345 | $107.0K | 0.00% | +4,245+103.5% | Added |
| Wealthspire Advisors, LLC | 10,000 | $128.0K | 0.00% | +10,000 | New |
| Lineweaver Wealth Advisors, LLC | 10,209 | $130.0K | 0.04% | +137+1.4% | Added |
| Doman Group, LLC | 10,627 | $136.0K | 0.12% | +10,627 | New |
| Caxton Associates LP | 11,196 | $143.0K | 0.02% | 00.0% | Unchanged |
| Comerica Bank | 11,640 | $146.0K | 0.00% | 00.0% | Unchanged |
| Allspring Global Investments Holdings, LLC | 13,100 | $167.0K | 0.00% | +13,100 | New |
| Great West Life Assurance Co | 13,497 | $171.0K | 0.00% | −475−3.4% | Reduced |
| Davenport & Co LLC | 14,900 | $190.0K | 0.00% | 00.0% | Unchanged |
| Biltmore Capital Advisors LLC | 15,000 | $192.0K | 0.03% | +15,000 | New |
| JPMorgan Chase & Co | 17,317 | $221.0K | 0.00% | −3,870−18.3% | Reduced |
| Garner Asset Management Corp | 17,556 | $224.0K | 0.09% | 00.0% | Unchanged |
| Raymond James & Associates | 18,383 | $235.0K | 0.00% | +5,748+45.5% | Added |
| AllSquare Wealth Management LLC | 18,600 | $238.0K | 0.14% | +2,700+17.0% | Added |
| Envestnet Asset Management Inc | 18,737 | $239.0K | 0.00% | −1,133−5.7% | Reduced |
| Advisory Services Network, LLC | 19,160 | $245.0K | 0.01% | −1,599−7.7% | Reduced |
| International Assets Investment Management, LLC | 23,700 | $303.0K | 0.05% | 00.0% | Unchanged |
| Teamwork Financial Advisors, LLC | 23,798 | $304.0K | 0.06% | +171+0.7% | Added |
| Virtu Financial LLC | 24,389 | $311.0K | 0.03% | +24,389 | New |
| Royal Bank of Canada | 24,722 | $316.0K | 0.00% | +829+3.5% | Added |
| Optimum Investment Advisors | 25,749 | $329.0K | 0.13% | −10,847−29.6% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 28,540 | $364.0K | 0.00% | −1,099−3.7% | Reduced |
| Snowden Capital Advisors LLC | 29,700 | $379.0K | 0.02% | +29,700 | New |
| Confluence Investment Management LLC | 32,494 | $415.0K | 0.01% | −32,910−50.3% | Reduced |
| LPL Financial LLC | 34,952 | $446.0K | 0.00% | +42+0.1% | Added |
| Toroso Investments, LLC | 40,631 | $519.0K | 0.02% | +13,145+47.8% | Added |
| Virtus ETF Advisers LLC | 43,438 | $555.0K | 0.21% | −7,071−14.0% | Reduced |
| UBS Group AG | 48,025 | $614.0K | 0.00% | −4,914−9.3% | Reduced |
| Roosevelt Investment Group LLC | 49,091 | $627.0K | 0.03% | −21,379−30.3% | Reduced |
| Janney Montgomery Scott LLC | 51,419 | $657.0K | 0.00% | +5,832+12.8% | Added |
| Invesco Ltd. | 52,664 | $673.0K | 0.00% | +52,664 | New |
| Wedbush Securities Inc | 52,760 | $674.0K | 0.03% | +10,154+23.8% | Added |
| CSS LLC | 59,566 | $761.0K | 0.03% | 00.0% | Unchanged |
| AE Wealth Management LLC | 64,138 | $819.0K | 0.01% | −2,958−4.4% | Reduced |
| Stifel Financial Corp | 84,330 | $1.08M | 0.00% | +4,781+6.0% | Added |
| McKinley Capital Management LLC /Delaware | 97,322 | $1.24M | 0.11% | −853−0.9% | Reduced |
| Mackenzie Financial Corp | 97,852 | $1.25M | 0.00% | +225+0.2% | Added |
| HighTower Advisors, LLC | 116,855 | $1.49M | 0.00% | +13,593+13.2% | Added |
| The PNC Financial Services Group, Inc. | 122,312 | $1.56M | 0.00% | 00.0% | Unchanged |
| Muzinich & Co., Inc. | 144,417 | $1.84M | 1.27% | 00.0% | Unchanged |
| Sumitomo Mitsui Trust Holdings, Inc. | 144,417 | $1.84M | 0.00% | 00.0% | Unchanged |
| PFG Advisors | 146,975 | $1.88M | 0.19% | −4,901−3.2% | Reduced |
| Mid-American Wealth Advisory Group, Inc. | 152,616 | $1.95M | 1.57% | +152,616 | New |
| Morgan Stanley | 174,434 | $2.23M | 0.00% | +16,059+10.1% | Added |
| Two Sigma Investments, LP | 195,025 | $2.49M | 0.01% | −116,508−37.4% | Reduced |
| Advisors Asset Management, Inc. | 208,403 | $2.66M | 0.04% | +23,170+12.5% | Added |
| Legal & General Group Plc | 223,568 | $2.85M | 0.00% | −7,571−3.3% | Reduced |
| Advisor Group Holdings, Inc. | 250,123 | $3.19M | 0.01% | −3,422−1.3% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 262,391 | $3.35M | 0.16% | +23,223+9.7% | Added |
| Two Sigma Advisers, LP | 283,675 | $3.62M | 0.01% | −63,400−18.3% | Reduced |
| First Republic Investment Management, Inc. | 286,172 | $3.65M | 0.01% | −6,203−2.1% | Reduced |
| BlackRock Inc. | 296,029 | $3.78M | 0.00% | +24,493+9.0% | Added |
| Van Eck Associates Corp | 593,836 | $7.58M | 0.02% | +44,469+8.1% | Added |
| Sound Income Strategies, LLC | 2,366,688 | $30.2M | 3.56% | +59,715+2.6% | Added |
| Altshuler Shaham Ltd | 0 | $0 | 0.00% | −1,891,245−100.0% | Sold out |
| Relative Value Partners Group, LLC | 0 | $0 | 0.00% | −267,089−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −37,858−100.0% | Sold out |
| Susquehanna Fundamental Investments, LLC | 0 | $0 | 0.00% | −34,800−100.0% | Sold out |
| Private Advisor Group, LLC | 0 | $0 | 0.00% | −23,809−100.0% | Sold out |
| Independent Financial Group, LLC | 0 | $0 | 0.00% | −20,810−100.0% | Sold out |
| Sheaff Brock Investment Advisors, LLC | 0 | $0 | 0.00% | −12,730−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −12,516−100.0% | Sold out |
| Acadian Asset Management LLC | 0 | $0 | 0.00% | −6,375−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −2,500−100.0% | Sold out |
| Arkadios Wealth Advisors | 0 | $0 | 0.00% | −875−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −407−100.0% | Sold out |
| Horizon Financial Services, LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |