PennantPark Floating Rate Capital Ltd.
PFLT- Exchange
- NYSE
- SEC CIK
- 0001504619
No open-market purchases or sales by PennantPark Floating Rate Capital Ltd. insiders were filed in the last 90 days; 125 institutions reported holding it in 13F filings for Q2 2026, worth $164.7M in total; no superinvestor holds it.
Other share classesPFLA
13F holders, Q2 2025
Institutional positions in PennantPark Floating Rate Capital Ltd. as of Jun 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 124
- −8 vs. Q1 2025
- Shares held
- 21.4M
- −4.16M (−16.3%) vs. Q1 2025
- Total value
- $221.1M
- −$64.8M (−22.7%) vs. Q1 2025
- New holders
- 18
- 52 more added
- Sold out
- 26
- 31 more reduced
Compare with Q1 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 125 | $164.7M |
| Q1 2026 | 134 | $166.2M |
| Q4 2025 | 136 | $207.8M |
| Q3 2025 | 135 | $193.4M |
| Q2 2025 | 124 | $221.1M |
| Q1 2025 | 132 | $285.9M |
| Q4 2024 | 127 | $199.5M |
| Q3 2024 | 103 | $184.5M |
| Q2 2024 | 111 | $180.3M |
| Q1 2024 | 105 | $160.4M |
| Q4 2023 | 101 | $148.8M |
| Q3 2023 | 110 | $139.8M |
| Q2 2023 | 112 | $172.3M |
| Q1 2023 | 92 | $109.3M |
| Q4 2022 | 97 | $107.0M |
| Q3 2022 | 93 | $98.1M |
| Q2 2022 | 95 | $107.1M |
| Q1 2022 | 87 | $110.4M |
| Q4 2021 | 84 | $92.5M |
| Q3 2021 | 80 | $119.5M |
| Q2 2021 | 78 | $126.4M |
| Q1 2021 | 82 | $124.0M |
Institutions, Q2 2025
Shares, value and share of portfolio for each institution holding PennantPark Floating Rate Capital Ltd.; share changes are against Q1 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sound Income Strategies, LLC | 3,904,625 | $40.3M | 2.31% | +319,424+8.9% | Added |
| Van Eck Associates Corp | 2,358,575 | $24.4M | 0.03% | +401,599+20.5% | Added |
| Altshuler Shaham Ltd | 1,730,086 | $17.9M | 0.57% | +156,930+10.0% | Added |
| Marshall Wace, LLP | 1,439,742 | $14.9M | 0.02% | −289,775−16.8% | Reduced |
| UBS Group AG | 1,117,647 | $11.5M | 0.00% | +502,626+81.7% | Added |
| Invesco Ltd. | 1,076,310 | $11.1M | 0.00% | +26,502+2.5% | Added |
| Two Sigma Investments, LP | 942,801 | $9.74M | 0.02% | −797,046−45.8% | Reduced |
| Qube Research & Technologies Ltd | 798,816 | $8.25M | 0.01% | −203,099−20.3% | Reduced |
| Millennium Management LLC | 720,074 | $7.44M | 0.01% | −476,678−39.8% | Reduced |
| Two Sigma Advisers, LP | 653,075 | $6.75M | 0.01% | −618,200−48.6% | Reduced |
| Legal & General Group Plc | 578,019 | $5.97M | 0.00% | +23,301+4.2% | Added |
| BlackRock, Inc. | 500,758 | $5.17M | 0.00% | +117,703+30.7% | Added |
| Morgan Stanley | 388,070 | $4.01M | 0.00% | −169,707−30.4% | Reduced |
| Advisors Asset Management, Inc. | 329,829 | $3.41M | 0.06% | −1,294−0.4% | Reduced |
| NewEdge Wealth, LLC | 295,639 | $3.07M | 0.05% | +9,515+3.3% | Added |
| Trexquant Investment LP | 269,430 | $2.78M | 0.03% | −147,280−35.3% | Reduced |
| GraniteShares Advisors LLC | 255,250 | $2.64M | 1.62% | +15,950+6.7% | Added |
| LPL Financial LLC | 244,157 | $2.52M | 0.00% | −194,809−44.4% | Reduced |
| Balyasny Asset Management LLC | 243,615 | $2.52M | 0.01% | −337,403−58.1% | Reduced |
| Y-Intercept (Hong Kong) Ltd | 207,207 | $2.14M | 0.05% | +182,384+734.7% | Added |
| Advisor Group Holdings, Inc. | 162,389 | $1.68M | 0.00% | +45,022+38.4% | Added |
| Brevan Howard Capital Management LP | 141,985 | $1.47M | 0.02% | +76,895+118.1% | Added |
| Wedbush Securities Inc | 139,202 | $1.44M | 0.05% | +6,673+5.0% | Added |
| PFG Investments, LLC | 118,908 | $1.23M | 0.07% | +6,318+5.6% | Added |
| Susquehanna International Group, LLP | 110,971 | $1.15M | 0.00% | +85,074+328.5% | Added |
| PFG Advisors | 110,108 | $1.14M | 0.05% | +1,958+1.8% | Added |
| Toroso Investments, LLC | 105,656 | $1.09M | 0.01% | +2,322+2.2% | Added |
| Muzinich & Co., Inc. | 104,859 | $1.08M | 0.49% | +53,204+103.0% | Added |
| HighTower Advisors, LLC | 95,188 | $983.3K | 0.00% | −1,195−1.2% | Reduced |
| Wells Fargo & Company | 94,376 | $974.9K | 0.00% | +67,034+245.2% | Added |
| Commonwealth Equity Services, LLC | 91,475 | $945.0K | 0.00% | +10,163+12.5% | Added |
| Virtus Investment Advisers, Inc. | 88,549 | $914.7K | 0.31% | −10,506−10.6% | Reduced |
| Great West Life Assurance Co | 86,588 | $896.0K | 0.00% | +2,823+3.4% | Added |
| State Street Corp | 84,170 | $878.0K | 0.00% | +60,642+257.7% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 81,236 | $839.2K | 0.00% | +29,581+57.3% | Added |
| Cambridge Investment Research Advisors, Inc. | 78,176 | $808.0K | 0.00% | +19,128+32.4% | Added |
| Graypoint LLC | 75,302 | $777.9K | 0.04% | +2,168+3.0% | Added |
| Denali Advisors LLC | 69,103 | $713.8K | 0.07% | −1,850−2.6% | Reduced |
| Ameriprise Financial Inc | 69,959 | $707.3K | 0.00% | +4,824+7.4% | Added |
| Cornerstone Wealth Management, LLC | 64,809 | $669.5K | 0.04% | −8,923−12.1% | Reduced |
| Cetera Investment Advisers | 63,704 | $658.1K | 0.00% | +1,329+2.1% | Added |
| Strategic Financial Concepts, LLC | 63,200 | $647.7K | 0.09% | −961−1.5% | Reduced |
| Stifel Financial Corp | 58,603 | $605.4K | 0.00% | −1,806−3.0% | Reduced |
| Nebula Research & Development LLC | 56,045 | $578.9K | 0.05% | +13,291+31.1% | Added |
| CI Private Wealth, LLC | 53,747 | $555.2K | 0.00% | +38,258+247.0% | Added |
| Guggenheim Capital LLC | 51,986 | $537.0K | 0.00% | +3,090+6.3% | Added |
| JPMorgan Chase & Co | 51,706 | $534.1K | 0.00% | −36,074−41.1% | Reduced |
| Natixis | 44,576 | $460.5K | 0.00% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 41,874 | $433.0K | 0.00% | −1,842−4.2% | Reduced |
| Northern Trust Corp | 41,596 | $429.7K | 0.00% | +26,812+181.4% | Added |
| Envestnet Asset Management Inc | 36,933 | $381.5K | 0.00% | −626−1.7% | Reduced |
| Sovran Advisors, LLC | 34,184 | $361.0K | 0.04% | +673+2.0% | Added |
| Citigroup Inc | 34,398 | $355.3K | 0.00% | +23,600+218.6% | Added |
| DRW Securities, LLC | 33,593 | $347.4K | 0.02% | +33,593 | New |
| ExodusPoint Capital Management, LP | 32,900 | $340.0K | 0.00% | −38,900−54.2% | Reduced |
| Simplex Trading, LLC | 30,528 | $315.0K | 0.01% | +29,295+2,375.9% | Added |
| Camden Capital, LLC | 26,658 | $275.4K | 0.03% | 00.0% | Unchanged |
| Raymond James Financial Inc | 25,177 | $260.1K | 0.00% | −5,654−18.3% | Reduced |
| Synergy Investment Management, LLC | 25,011 | $258.4K | 0.16% | +2,360+10.4% | Added |
| M&T Bank Corp | 21,899 | $226.2K | 0.00% | 00.0% | Unchanged |
| AE Wealth Management LLC | 21,641 | $223.6K | 0.00% | +3,416+18.7% | Added |
| Quantbot Technologies LP | 21,234 | $219.3K | 0.01% | +21,234 | New |
| Jump Financial, LLC | 20,995 | $216.9K | 0.00% | +20,995 | New |
| Beacon Investment Advisors LLC | 19,886 | $203.8K | 0.09% | +266+1.4% | Added |
| Royal Bank of Canada | 19,604 | $202.0K | 0.00% | −9,303−32.2% | Reduced |
| Yelin Lapidot Holdings Management Ltd. | 19,500 | $201.4K | 0.04% | 00.0% | Unchanged |
| Westbourne Investments, Inc. | 19,175 | $198.1K | 0.11% | −1,135−5.6% | Reduced |
| Schonfeld Strategic Advisors LLC | 18,126 | $187.2K | 0.00% | +18,126 | New |
| Optimum Investment Advisors | 17,500 | $180.8K | 0.08% | 00.0% | Unchanged |
| Foundations Investment Advisors, LLC | 16,652 | $172.0K | 0.00% | +16,652 | New |
| Lido Advisors, LLC | 16,381 | $170.9K | 0.00% | +16,381 | New |
| Private Advisor Group, LLC | 16,438 | $169.8K | 0.00% | +387+2.4% | Added |
| Truist Financial Corp | 15,795 | $163.2K | 0.00% | +769+5.1% | Added |
| Bank of America Corp | 14,429 | $149.1K | 0.00% | −561−3.7% | Reduced |
| Garner Asset Management Corp | 14,267 | $147.4K | 0.07% | −353−2.4% | Reduced |
| Dynamic Technology Lab Private Ltd | 14,271 | $147.0K | 0.02% | +721+5.3% | Added |
| Mariner, LLC | 13,296 | $137.4K | 0.00% | +13,296 | New |
| Strategies Wealth Advisors, LLC | 12,921 | $133.5K | 0.01% | +372+3.0% | Added |
| Entropy Technologies, LP | 12,594 | $130.1K | 0.01% | −50,551−80.1% | Reduced |
| Resources Investment Advisors, LLC. | 12,543 | $129.6K | 0.00% | 00.0% | Unchanged |
| First Foundation Advisors | 12,393 | $128.0K | 0.00% | 00.0% | Unchanged |
| Change Path, LLC | 12,006 | $124.0K | 0.00% | +12,006 | New |
| Fulton Breakefield Broenniman LLC | 11,798 | $121.9K | 0.01% | 00.0% | Unchanged |
| Miracle Mile Advisors, LLC | 11,388 | $117.6K | 0.00% | +328+3.0% | Added |
| Calton & Associates, Inc. | 10,938 | $113.0K | 0.02% | +10,938 | New |
| Glenview Trust Co | 10,650 | $110.0K | 0.00% | +10,650 | New |
| Sigma Planning Corp | 10,439 | $107.8K | 0.00% | +55+0.5% | Added |
| Empowered Funds, LLC | 10,193 | $105.3K | 0.00% | −926−8.3% | Reduced |
| Investment Partners, Ltd. | 10,000 | $103.3K | 0.04% | 00.0% | Unchanged |
| Sage Mountain Advisors LLC | 10,000 | $103.3K | 0.01% | 00.0% | Unchanged |
| Golden State Wealth Management, LLC | 9,756 | $100.8K | 0.01% | +9,756 | New |
| AllSquare Wealth Management LLC | 9,200 | $95.0K | 0.05% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 8,224 | $89.9K | 0.01% | −3,000−26.7% | Reduced |
| CIBC Private Wealth Group, LLC | 7,122 | $73.6K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 5,284 | $54.6K | 0.00% | +5,284 | New |
| MPWM Advisory Solutions, LLC | 5,000 | $51.6K | 0.03% | 00.0% | Unchanged |
| CWM, LLC | 4,771 | $49.0K | 0.00% | +4,771 | New |
| GWM Advisors LLC | 4,714 | $48.7K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 4,000 | $41.3K | 0.00% | −5−0.1% | Reduced |
| Northwestern Mutual Wealth Management Co | 4,000 | $41.3K | 0.00% | +4,000 | New |