PennantPark Floating Rate Capital Ltd.
PFLT- Exchange
- NYSE
- SEC CIK
- 0001504619
No open-market purchases or sales by PennantPark Floating Rate Capital Ltd. insiders were filed in the last 90 days; 125 institutions reported holding it in 13F filings for Q2 2026, worth $164.7M in total; no superinvestor holds it.
Other share classesPFLA
13F holders, Q2 2025
Institutional positions in PennantPark Floating Rate Capital Ltd. as of Jun 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 124
- −8 vs. Q1 2025
- Shares held
- 21.4M
- −4.16M (−16.3%) vs. Q1 2025
- Total value
- $221.1M
- −$64.8M (−22.7%) vs. Q1 2025
- New holders
- 18
- 52 more added
- Sold out
- 26
- 31 more reduced
Compare with Q1 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 125 | $164.7M |
| Q1 2026 | 134 | $166.2M |
| Q4 2025 | 136 | $207.8M |
| Q3 2025 | 135 | $193.4M |
| Q2 2025 | 124 | $221.1M |
| Q1 2025 | 132 | $285.9M |
| Q4 2024 | 127 | $199.5M |
| Q3 2024 | 103 | $184.5M |
| Q2 2024 | 111 | $180.3M |
| Q1 2024 | 105 | $160.4M |
| Q4 2023 | 101 | $148.8M |
| Q3 2023 | 110 | $139.8M |
| Q2 2023 | 112 | $172.3M |
| Q1 2023 | 92 | $109.3M |
| Q4 2022 | 97 | $107.0M |
| Q3 2022 | 93 | $98.1M |
| Q2 2022 | 95 | $107.1M |
| Q1 2022 | 87 | $110.4M |
| Q4 2021 | 84 | $92.5M |
| Q3 2021 | 80 | $119.5M |
| Q2 2021 | 78 | $126.4M |
| Q1 2021 | 82 | $124.0M |
Institutions, Q2 2025
Shares, value and share of portfolio for each institution holding PennantPark Floating Rate Capital Ltd.; share changes are against Q1 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Creekmur Asset Management LLC | 9 | $89 | 0.00% | +1+12.5% | Added |
| Group One Trading, L.P. | 95 | $981 | 0.00% | 00.0% | Unchanged |
| Caitong International Asset Management Co., Ltd | 177 | $1.83K | 0.00% | +176+17,600.0% | Added |
| Tower Research Capital LLC (TRC) | 358 | $3.70K | 0.00% | −4,641−92.8% | Reduced |
| Mid-American Wealth Advisory Group, Inc. | 485 | $5.01K | 0.00% | +485 | New |
| Vermillion Wealth Management, Inc. | 500 | $5.17K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 511 | $5.27K | 0.00% | +151+41.9% | Added |
| Harbor Asset Planning, Inc. | 526 | $5.43K | 0.01% | +526 | New |
| First Horizon Advisors, Inc. | 566 | $5.85K | 0.00% | +566 | New |
| Aventura Private Wealth, LLC | 752 | $7.77K | 0.00% | +22+3.0% | Added |
| Delta Asset Management LLC | 943 | $9.74K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 1,000 | $10.3K | 0.00% | 00.0% | Unchanged |
| Murphy & Mullick Capital Management Corp | 1,038 | $10.7K | 0.01% | +27+2.7% | Added |
| FNY Investment Advisers, LLC | 1,200 | $12.0K | 0.01% | 00.0% | Unchanged |
| Financial Network Wealth Advisors LLC | 1,426 | $14.7K | 0.02% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 1,452 | $15.0K | 0.00% | +1,345+1,257.0% | Added |
| ORG Partners LLC | 1,500 | $15.6K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 1,594 | $16.5K | 0.00% | +78+5.1% | Added |
| Private Trust Co NA | 2,530 | $26.1K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 2,777 | $28.7K | 0.00% | +2,614+1,603.7% | Added |
| MAI Capital Management | 3,296 | $34.0K | 0.00% | −166−4.8% | Reduced |
| Bryn Mawr Trust Co | 3,363 | $34.7K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 3,434 | $35.5K | 0.00% | +100+3.0% | Added |
| Global Retirement Partners, LLC | 3,928 | $40.6K | 0.00% | +3,928 | New |
| US Bancorp | 4,000 | $41.3K | 0.00% | −5−0.1% | Reduced |
| Northwestern Mutual Wealth Management Co | 4,000 | $41.3K | 0.00% | +4,000 | New |
| GWM Advisors LLC | 4,714 | $48.7K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 4,771 | $49.0K | 0.00% | +4,771 | New |
| MPWM Advisory Solutions, LLC | 5,000 | $51.6K | 0.03% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 5,284 | $54.6K | 0.00% | +5,284 | New |
| CIBC Private Wealth Group, LLC | 7,122 | $73.6K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 8,224 | $89.9K | 0.01% | −3,000−26.7% | Reduced |
| AllSquare Wealth Management LLC | 9,200 | $95.0K | 0.05% | 00.0% | Unchanged |
| Golden State Wealth Management, LLC | 9,756 | $100.8K | 0.01% | +9,756 | New |
| Investment Partners, Ltd. | 10,000 | $103.3K | 0.04% | 00.0% | Unchanged |
| Sage Mountain Advisors LLC | 10,000 | $103.3K | 0.01% | 00.0% | Unchanged |
| Empowered Funds, LLC | 10,193 | $105.3K | 0.00% | −926−8.3% | Reduced |
| Sigma Planning Corp | 10,439 | $107.8K | 0.00% | +55+0.5% | Added |
| Glenview Trust Co | 10,650 | $110.0K | 0.00% | +10,650 | New |
| Calton & Associates, Inc. | 10,938 | $113.0K | 0.02% | +10,938 | New |
| Miracle Mile Advisors, LLC | 11,388 | $117.6K | 0.00% | +328+3.0% | Added |
| Fulton Breakefield Broenniman LLC | 11,798 | $121.9K | 0.01% | 00.0% | Unchanged |
| Change Path, LLC | 12,006 | $124.0K | 0.00% | +12,006 | New |
| First Foundation Advisors | 12,393 | $128.0K | 0.00% | 00.0% | Unchanged |
| Resources Investment Advisors, LLC. | 12,543 | $129.6K | 0.00% | 00.0% | Unchanged |
| Entropy Technologies, LP | 12,594 | $130.1K | 0.01% | −50,551−80.1% | Reduced |
| Strategies Wealth Advisors, LLC | 12,921 | $133.5K | 0.01% | +372+3.0% | Added |
| Mariner, LLC | 13,296 | $137.4K | 0.00% | +13,296 | New |
| Dynamic Technology Lab Private Ltd | 14,271 | $147.0K | 0.02% | +721+5.3% | Added |
| Garner Asset Management Corp | 14,267 | $147.4K | 0.07% | −353−2.4% | Reduced |
| Bank of America Corp | 14,429 | $149.1K | 0.00% | −561−3.7% | Reduced |
| Truist Financial Corp | 15,795 | $163.2K | 0.00% | +769+5.1% | Added |
| Private Advisor Group, LLC | 16,438 | $169.8K | 0.00% | +387+2.4% | Added |
| Lido Advisors, LLC | 16,381 | $170.9K | 0.00% | +16,381 | New |
| Foundations Investment Advisors, LLC | 16,652 | $172.0K | 0.00% | +16,652 | New |
| Optimum Investment Advisors | 17,500 | $180.8K | 0.08% | 00.0% | Unchanged |
| Schonfeld Strategic Advisors LLC | 18,126 | $187.2K | 0.00% | +18,126 | New |
| Westbourne Investments, Inc. | 19,175 | $198.1K | 0.11% | −1,135−5.6% | Reduced |
| Yelin Lapidot Holdings Management Ltd. | 19,500 | $201.4K | 0.04% | 00.0% | Unchanged |
| Royal Bank of Canada | 19,604 | $202.0K | 0.00% | −9,303−32.2% | Reduced |
| Beacon Investment Advisors LLC | 19,886 | $203.8K | 0.09% | +266+1.4% | Added |
| Jump Financial, LLC | 20,995 | $216.9K | 0.00% | +20,995 | New |
| Quantbot Technologies LP | 21,234 | $219.3K | 0.01% | +21,234 | New |
| AE Wealth Management LLC | 21,641 | $223.6K | 0.00% | +3,416+18.7% | Added |
| M&T Bank Corp | 21,899 | $226.2K | 0.00% | 00.0% | Unchanged |
| Synergy Investment Management, LLC | 25,011 | $258.4K | 0.16% | +2,360+10.4% | Added |
| Raymond James Financial Inc | 25,177 | $260.1K | 0.00% | −5,654−18.3% | Reduced |
| Camden Capital, LLC | 26,658 | $275.4K | 0.03% | 00.0% | Unchanged |
| Simplex Trading, LLC | 30,528 | $315.0K | 0.01% | +29,295+2,375.9% | Added |
| ExodusPoint Capital Management, LP | 32,900 | $340.0K | 0.00% | −38,900−54.2% | Reduced |
| DRW Securities, LLC | 33,593 | $347.4K | 0.02% | +33,593 | New |
| Citigroup Inc | 34,398 | $355.3K | 0.00% | +23,600+218.6% | Added |
| Sovran Advisors, LLC | 34,184 | $361.0K | 0.04% | +673+2.0% | Added |
| Envestnet Asset Management Inc | 36,933 | $381.5K | 0.00% | −626−1.7% | Reduced |
| Northern Trust Corp | 41,596 | $429.7K | 0.00% | +26,812+181.4% | Added |
| Janney Montgomery Scott LLC | 41,874 | $433.0K | 0.00% | −1,842−4.2% | Reduced |
| Natixis | 44,576 | $460.5K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 51,706 | $534.1K | 0.00% | −36,074−41.1% | Reduced |
| Guggenheim Capital LLC | 51,986 | $537.0K | 0.00% | +3,090+6.3% | Added |
| CI Private Wealth, LLC | 53,747 | $555.2K | 0.00% | +38,258+247.0% | Added |
| Nebula Research & Development LLC | 56,045 | $578.9K | 0.05% | +13,291+31.1% | Added |
| Stifel Financial Corp | 58,603 | $605.4K | 0.00% | −1,806−3.0% | Reduced |
| Strategic Financial Concepts, LLC | 63,200 | $647.7K | 0.09% | −961−1.5% | Reduced |
| Cetera Investment Advisers | 63,704 | $658.1K | 0.00% | +1,329+2.1% | Added |
| Cornerstone Wealth Management, LLC | 64,809 | $669.5K | 0.04% | −8,923−12.1% | Reduced |
| Ameriprise Financial Inc | 69,959 | $707.3K | 0.00% | +4,824+7.4% | Added |
| Denali Advisors LLC | 69,103 | $713.8K | 0.07% | −1,850−2.6% | Reduced |
| Graypoint LLC | 75,302 | $777.9K | 0.04% | +2,168+3.0% | Added |
| Cambridge Investment Research Advisors, Inc. | 78,176 | $808.0K | 0.00% | +19,128+32.4% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 81,236 | $839.2K | 0.00% | +29,581+57.3% | Added |
| State Street Corp | 84,170 | $878.0K | 0.00% | +60,642+257.7% | Added |
| Great West Life Assurance Co | 86,588 | $896.0K | 0.00% | +2,823+3.4% | Added |
| Virtus Investment Advisers, Inc. | 88,549 | $914.7K | 0.31% | −10,506−10.6% | Reduced |
| Commonwealth Equity Services, LLC | 91,475 | $945.0K | 0.00% | +10,163+12.5% | Added |
| Wells Fargo & Company | 94,376 | $974.9K | 0.00% | +67,034+245.2% | Added |
| HighTower Advisors, LLC | 95,188 | $983.3K | 0.00% | −1,195−1.2% | Reduced |
| Muzinich & Co., Inc. | 104,859 | $1.08M | 0.49% | +53,204+103.0% | Added |
| Toroso Investments, LLC | 105,656 | $1.09M | 0.01% | +2,322+2.2% | Added |
| PFG Advisors | 110,108 | $1.14M | 0.05% | +1,958+1.8% | Added |
| Susquehanna International Group, LLP | 110,971 | $1.15M | 0.00% | +85,074+328.5% | Added |