PennantPark Floating Rate Capital Ltd.
PFLT- Exchange
- NYSE
- SEC CIK
- 0001504619
No open-market purchases or sales by PennantPark Floating Rate Capital Ltd. insiders were filed in the last 90 days; 125 institutions reported holding it in 13F filings for Q2 2026, worth $164.7M in total; no superinvestor holds it.
Other share classesPFLA
13F holders, Q2 2024
Institutional positions in PennantPark Floating Rate Capital Ltd. as of Jun 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 111
- +7 vs. Q1 2024
- Shares held
- 16.3M
- +2.19M (+15.5%) vs. Q1 2024
- Total value
- $180.3M
- +$20.0M (+12.5%) vs. Q1 2024
- New holders
- 20
- 48 more added
- Sold out
- 13
- 23 more reduced
1 institution that held it in Q1 2024 haven't filed for Q2 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 125 | $164.7M |
| Q1 2026 | 134 | $166.2M |
| Q4 2025 | 136 | $207.8M |
| Q3 2025 | 135 | $193.4M |
| Q2 2025 | 124 | $221.1M |
| Q1 2025 | 132 | $285.9M |
| Q4 2024 | 127 | $199.5M |
| Q3 2024 | 103 | $184.5M |
| Q2 2024 | 111 | $180.3M |
| Q1 2024 | 105 | $160.4M |
| Q4 2023 | 101 | $148.8M |
| Q3 2023 | 110 | $139.8M |
| Q2 2023 | 112 | $172.3M |
| Q1 2023 | 92 | $109.3M |
| Q4 2022 | 97 | $107.0M |
| Q3 2022 | 93 | $98.1M |
| Q2 2022 | 95 | $107.1M |
| Q1 2022 | 87 | $110.4M |
| Q4 2021 | 84 | $92.5M |
| Q3 2021 | 80 | $119.5M |
| Q2 2021 | 78 | $126.4M |
| Q1 2021 | 82 | $124.0M |
Institutions, Q2 2024
Shares, value and share of portfolio for each institution holding PennantPark Floating Rate Capital Ltd.; share changes are against Q1 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sound Income Strategies, LLC | 2,656,568 | $30.7M | 1.92% | −789,984−22.9% | Reduced |
| Altshuler Shaham Ltd | 1,573,156 | $18.2M | 0.62% | −156,930−9.1% | Reduced |
| Van Eck Associates Corp | 1,467,534 | $16.9M | 0.02% | +312,413+27.0% | Added |
| Two Sigma Investments, LP | 1,318,804 | $15.2M | 0.04% | +706,546+115.4% | Added |
| Two Sigma Advisers, LP | 1,116,475 | $12.9M | 0.03% | +524,600+88.6% | Added |
| Millennium Management LLC | 783,912 | $9.05M | 0.01% | +624,342+391.3% | Added |
| Balyasny Asset Management LLC | 676,307 | $7.80M | 0.02% | +676,307 | New |
| Legal & General Group Plc | 484,990 | $5.60M | 0.00% | +29,204+6.4% | Added |
| Qube Research & Technologies Ltd | 398,462 | $4.60M | 0.01% | +176,631+79.6% | Added |
| Citadel Advisors LLC | 340,455 | $3.93M | 0.00% | −308,800−47.6% | Reduced |
| Morgan Stanley | 308,604 | $3.56M | 0.00% | +11,243+3.8% | Added |
| NewEdge Wealth, LLC | 304,073 | $3.51M | 0.08% | −14,522−4.6% | Reduced |
| Trexquant Investment LP | 280,912 | $3.24M | 0.05% | +163,285+138.8% | Added |
| LPL Financial LLC | 259,881 | $3.00M | 0.00% | +37,358+16.8% | Added |
| Advisors Asset Management, Inc. | 257,790 | $2.97M | 0.06% | −24,759−8.8% | Reduced |
| BlackRock Inc. | 206,701 | $2.39M | 0.00% | +485+0.2% | Added |
| UBS Group AG | 198,726 | $2.29M | 0.00% | +77,108+63.4% | Added |
| Cubist Systematic Strategies, LLC | 153,281 | $1.77M | 0.03% | +153,281 | New |
| Hudson Bay Capital Management LP | 150,000 | $1.73M | 0.01% | −350,000−70.0% | Reduced |
| JPMorgan Chase & Co | 145,878 | $1.68M | 0.00% | +130,698+861.0% | Added |
| HRT Financial LP | 129,971 | $1.50M | 0.01% | +95,144+273.2% | Added |
| The PNC Financial Services Group, Inc. | 122,312 | $1.41M | 0.00% | −400−0.3% | Reduced |
| HighTower Advisors, LLC | 118,807 | $1.37M | 0.00% | +76+0.1% | Added |
| PFG Investments, LLC | 104,886 | $1.21M | 0.09% | +3,051+3.0% | Added |
| PFG Advisors | 104,573 | $1.21M | 0.08% | −3,480−3.2% | Reduced |
| Toroso Investments, LLC | 94,046 | $1.09M | 0.01% | +8,225+9.6% | Added |
| Virtus ETF Advisers LLC | 86,317 | $996.1K | 0.49% | +24,369+39.3% | Added |
| McKinley Capital Management LLC /Delaware | 80,891 | $933.5K | 0.16% | +906+1.1% | Added |
| Wedbush Securities Inc | 73,079 | $843.0K | 0.03% | +20,571+39.2% | Added |
| Stifel Financial Corp | 71,804 | $828.6K | 0.00% | −3,701−4.9% | Reduced |
| Global Retirement Partners, LLC | 71,579 | $826.0K | 0.03% | +68,320+2,096.3% | Added |
| Y-Intercept (Hong Kong) Ltd | 69,811 | $805.6K | 0.04% | +47,213+208.9% | Added |
| Jump Financial, LLC | 67,649 | $780.7K | 0.02% | +856+1.3% | Added |
| Graypoint LLC | 67,415 | $778.0K | 0.05% | +1,785+2.7% | Added |
| Aquatic Capital Management LLC | 62,700 | $723.6K | 0.03% | +15,900+34.0% | Added |
| Janney Montgomery Scott LLC | 60,517 | $698.0K | 0.00% | +2,122+3.6% | Added |
| Muzinich & Co., Inc. | 55,876 | $644.8K | 0.52% | 00.0% | Unchanged |
| Sumitomo Mitsui Trust Holdings, Inc. | 55,876 | $644.8K | 0.00% | 00.0% | Unchanged |
| Great West Life Assurance Co | 52,878 | $611.0K | 0.00% | +1,596+3.1% | Added |
| Advisor Group Holdings, Inc. | 47,944 | $553.3K | 0.00% | −33,187−40.9% | Reduced |
| Guggenheim Capital LLC | 42,550 | $491.0K | 0.00% | +2,052+5.1% | Added |
| Cambridge Investment Research Advisors, Inc. | 42,356 | $489.0K | 0.00% | +2,400+6.0% | Added |
| D. E. Shaw & Co., Inc. | 41,621 | $480.3K | 0.00% | +41,621 | New |
| Royal Bank of Canada | 39,793 | $459.0K | 0.00% | −12,718−24.2% | Reduced |
| Commonwealth Equity Services, LLC | 38,909 | $449.0K | 0.00% | +13,411+52.6% | Added |
| Cetera Investment Advisers | 36,542 | $421.7K | 0.00% | +2,578+7.6% | Added |
| Marshall Wace, LLP | 34,417 | $397.2K | 0.00% | −5,736−14.3% | Reduced |
| Quantbot Technologies LP | 32,518 | $375.3K | 0.02% | +32,518 | New |
| Jane Street Group, LLC | 29,657 | $342.2K | 0.00% | −5,344−15.3% | Reduced |
| Optimum Investment Advisors | 28,801 | $332.4K | 0.15% | 00.0% | Unchanged |
| Virtu Financial LLC | 28,153 | $325.0K | 0.02% | +5,792+25.9% | Added |
| Camden Capital, LLC | 26,658 | $307.6K | 0.02% | 00.0% | Unchanged |
| Connor, Clark & Lunn Investment Management Ltd. | 26,544 | $306.3K | 0.00% | +883+3.4% | Added |
| AE Wealth Management LLC | 22,634 | $261.2K | 0.00% | −1,556−6.4% | Reduced |
| Wells Fargo & Company | 21,576 | $249.0K | 0.00% | +12,474+137.0% | Added |
| Brevan Howard Capital Management LP | 20,642 | $238.2K | 0.02% | +3,567+20.9% | Added |
| Private Advisor Group, LLC | 20,513 | $236.7K | 0.00% | +6,498+46.4% | Added |
| Yelin Lapidot Holdings Management Ltd. | 19,500 | $225.0K | 0.04% | 00.0% | Unchanged |
| Allspring Global Investments Holdings, LLC | 19,500 | $225.0K | 0.00% | +6,400+48.9% | Added |
| Natixis | 19,076 | $220.7K | 0.00% | 00.0% | Unchanged |
| CI Private Wealth, LLC | 18,380 | $212.1K | 0.00% | −5,986−24.6% | Reduced |
| Garner Asset Management Corp | 18,049 | $208.0K | 0.10% | +50.0% | Added |
| Goldman Sachs Group Inc | 17,265 | $199.2K | 0.00% | −549−3.1% | Reduced |
| Beacon Investment Advisors LLC | 14,650 | $169.1K | 0.09% | +405+2.8% | Added |
| Quadrature Capital Ltd | 14,088 | $162.6K | 0.00% | −29,712−67.8% | Reduced |
| AllSquare Wealth Management LLC | 13,700 | $158.1K | 0.09% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 12,778 | $147.5K | 0.01% | +100+0.8% | Added |
| Firethorn Wealth Partners, LLC | 12,664 | $146.1K | 0.08% | +337+2.7% | Added |
| Resources Investment Advisors, LLC. | 12,543 | $144.7K | 0.00% | +224+1.8% | Added |
| First Foundation Advisors | 12,393 | $143.0K | 0.01% | +12,393 | New |
| Raymond James Financial Services Advisors, Inc. | 12,290 | $141.8K | 0.00% | +291+2.4% | Added |
| Fulton Breakefield Broenniman LLC | 11,798 | $136.1K | 0.01% | +11,798 | New |
| Envestnet Asset Management Inc | 11,747 | $135.6K | 0.00% | +537+4.8% | Added |
| Bank of America Corp | 11,589 | $133.7K | 0.00% | +2,856+32.7% | Added |
| Strategies Wealth Advisors, LLC | 11,568 | $133.5K | 0.02% | +307+2.7% | Added |
| Teamwork Financial Advisors, LLC | 11,301 | $130.4K | 0.02% | −3,945−25.9% | Reduced |
| Cyndeo Wealth Partners, LLC | 10,989 | $126.8K | 0.01% | +10,989 | New |
| Wambolt & Associates, LLC | 10,182 | $117.3K | 0.03% | −1,624−13.8% | Reduced |
| Catalina Capital Group, LLC | 10,150 | $117.1K | 0.04% | +10,150 | New |
| Gratus Capital LLC | 10,000 | $115.4K | 0.00% | 00.0% | Unchanged |
| Sage Mountain Advisors LLC | 10,000 | $115.4K | 0.01% | 00.0% | Unchanged |
| Clearstead Advisors, LLC | 10,000 | $115.4K | 0.00% | +10,000 | New |
| BNP Paribas Arbitrage, SA | 9,500 | $109.6K | 0.00% | +9,393+8,778.5% | Added |
| Sunbelt Securities, Inc. | 8,624 | $99.5K | 0.01% | −300−3.4% | Reduced |
| US Bancorp | 8,445 | $97.5K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 7,335 | $84.0K | 0.00% | −7,929−51.9% | Reduced |
| IFP Advisors, Inc | 6,500 | $75.0K | 0.00% | +6,500 | New |
| Comerica Bank | 5,745 | $66.3K | 0.00% | 00.0% | Unchanged |
| Umb Bank N A | 5,423 | $62.6K | 0.00% | +5,423 | New |
| CIBC Private Wealth Group, LLC | 5,000 | $59.5K | 0.00% | +1,000+25.0% | Added |
| GWM Advisors LLC | 4,714 | $54.4K | 0.00% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 3,580 | $41.3K | 0.00% | +3,580 | New |
| Quarry LP | 2,920 | $33.7K | 0.01% | +2,920 | New |
| Private Trust Co NA | 2,530 | $29.2K | 0.00% | 00.0% | Unchanged |
| Delta Asset Management LLC | 943 | $10.9K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 756 | $8.72K | 0.00% | 00.0% | Unchanged |
| Tucker Asset Management LLC | 534 | $6.16K | 0.00% | 00.0% | Unchanged |
| Creekmur Asset Management LLC | 392 | $4.52K | 0.00% | −5,463−93.3% | Reduced |
| Cypress Capital, LLC | 319 | $3.68K | 0.00% | +319 | New |
| Hexagon Capital Partners LLC | 250 | $2.88K | 0.00% | 00.0% | Unchanged |