PennantPark Floating Rate Capital Ltd.
PFLT- Exchange
- NYSE
- SEC CIK
- 0001504619
No open-market purchases or sales by PennantPark Floating Rate Capital Ltd. insiders were filed in the last 90 days; 125 institutions reported holding it in 13F filings for Q2 2026, worth $164.7M in total; no superinvestor holds it.
Other share classesPFLA
13F holders, Q2 2024
Institutional positions in PennantPark Floating Rate Capital Ltd. as of Jun 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 111
- +7 vs. Q1 2024
- Shares held
- 16.3M
- +2.19M (+15.5%) vs. Q1 2024
- Total value
- $180.3M
- +$20.0M (+12.5%) vs. Q1 2024
- New holders
- 20
- 48 more added
- Sold out
- 13
- 23 more reduced
1 institution that held it in Q1 2024 haven't filed for Q2 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 125 | $164.7M |
| Q1 2026 | 134 | $166.2M |
| Q4 2025 | 136 | $207.8M |
| Q3 2025 | 135 | $193.4M |
| Q2 2025 | 124 | $221.1M |
| Q1 2025 | 132 | $285.9M |
| Q4 2024 | 127 | $199.5M |
| Q3 2024 | 103 | $184.5M |
| Q2 2024 | 111 | $180.3M |
| Q1 2024 | 105 | $160.4M |
| Q4 2023 | 101 | $148.8M |
| Q3 2023 | 110 | $139.8M |
| Q2 2023 | 112 | $172.3M |
| Q1 2023 | 92 | $109.3M |
| Q4 2022 | 97 | $107.0M |
| Q3 2022 | 93 | $98.1M |
| Q2 2022 | 95 | $107.1M |
| Q1 2022 | 87 | $110.4M |
| Q4 2021 | 84 | $92.5M |
| Q3 2021 | 80 | $119.5M |
| Q2 2021 | 78 | $126.4M |
| Q1 2021 | 82 | $124.0M |
Institutions, Q2 2024
Shares, value and share of portfolio for each institution holding PennantPark Floating Rate Capital Ltd.; share changes are against Q1 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Coppell Advisory Solutions LLC | 1 | $9 | 0.00% | +1 | New |
| FMR LLC | 1 | $12 | 0.00% | +1 | New |
| Parallel Advisors, LLC | 10 | $115 | 0.00% | +10 | New |
| Mather Group, LLC. | 11 | $125 | 0.00% | +11 | New |
| Group One Trading, L.P. | 95 | $1.10K | 0.00% | 00.0% | Unchanged |
| Principal Securities, Inc. | 100 | $1.15K | 0.00% | −110−52.4% | Reduced |
| Voisard Asset Management Group, Inc. | 140 | $1.62K | 0.00% | +140 | New |
| Larson Financial Group LLC | 196 | $2.26K | 0.00% | +196 | New |
| Blue Bell Private Wealth Management, LLC | 200 | $2.31K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 200 | $2.33K | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 250 | $2.88K | 0.00% | 00.0% | Unchanged |
| Cypress Capital, LLC | 319 | $3.68K | 0.00% | +319 | New |
| Creekmur Asset Management LLC | 392 | $4.52K | 0.00% | −5,463−93.3% | Reduced |
| Tucker Asset Management LLC | 534 | $6.16K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 756 | $8.72K | 0.00% | 00.0% | Unchanged |
| Delta Asset Management LLC | 943 | $10.9K | 0.00% | 00.0% | Unchanged |
| Private Trust Co NA | 2,530 | $29.2K | 0.00% | 00.0% | Unchanged |
| Quarry LP | 2,920 | $33.7K | 0.01% | +2,920 | New |
| International Assets Investment Management, LLC | 3,580 | $41.3K | 0.00% | +3,580 | New |
| GWM Advisors LLC | 4,714 | $54.4K | 0.00% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 5,000 | $59.5K | 0.00% | +1,000+25.0% | Added |
| Umb Bank N A | 5,423 | $62.6K | 0.00% | +5,423 | New |
| Comerica Bank | 5,745 | $66.3K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 6,500 | $75.0K | 0.00% | +6,500 | New |
| Simplex Trading, LLC | 7,335 | $84.0K | 0.00% | −7,929−51.9% | Reduced |
| US Bancorp | 8,445 | $97.5K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 8,624 | $99.5K | 0.01% | −300−3.4% | Reduced |
| BNP Paribas Arbitrage, SA | 9,500 | $109.6K | 0.00% | +9,393+8,778.5% | Added |
| Gratus Capital LLC | 10,000 | $115.4K | 0.00% | 00.0% | Unchanged |
| Sage Mountain Advisors LLC | 10,000 | $115.4K | 0.01% | 00.0% | Unchanged |
| Clearstead Advisors, LLC | 10,000 | $115.4K | 0.00% | +10,000 | New |
| Catalina Capital Group, LLC | 10,150 | $117.1K | 0.04% | +10,150 | New |
| Wambolt & Associates, LLC | 10,182 | $117.3K | 0.03% | −1,624−13.8% | Reduced |
| Cyndeo Wealth Partners, LLC | 10,989 | $126.8K | 0.01% | +10,989 | New |
| Teamwork Financial Advisors, LLC | 11,301 | $130.4K | 0.02% | −3,945−25.9% | Reduced |
| Strategies Wealth Advisors, LLC | 11,568 | $133.5K | 0.02% | +307+2.7% | Added |
| Bank of America Corp | 11,589 | $133.7K | 0.00% | +2,856+32.7% | Added |
| Envestnet Asset Management Inc | 11,747 | $135.6K | 0.00% | +537+4.8% | Added |
| Fulton Breakefield Broenniman LLC | 11,798 | $136.1K | 0.01% | +11,798 | New |
| Raymond James Financial Services Advisors, Inc. | 12,290 | $141.8K | 0.00% | +291+2.4% | Added |
| First Foundation Advisors | 12,393 | $143.0K | 0.01% | +12,393 | New |
| Resources Investment Advisors, LLC. | 12,543 | $144.7K | 0.00% | +224+1.8% | Added |
| Firethorn Wealth Partners, LLC | 12,664 | $146.1K | 0.08% | +337+2.7% | Added |
| Arkadios Wealth Advisors | 12,778 | $147.5K | 0.01% | +100+0.8% | Added |
| AllSquare Wealth Management LLC | 13,700 | $158.1K | 0.09% | 00.0% | Unchanged |
| Quadrature Capital Ltd | 14,088 | $162.6K | 0.00% | −29,712−67.8% | Reduced |
| Beacon Investment Advisors LLC | 14,650 | $169.1K | 0.09% | +405+2.8% | Added |
| Goldman Sachs Group Inc | 17,265 | $199.2K | 0.00% | −549−3.1% | Reduced |
| Garner Asset Management Corp | 18,049 | $208.0K | 0.10% | +50.0% | Added |
| CI Private Wealth, LLC | 18,380 | $212.1K | 0.00% | −5,986−24.6% | Reduced |
| Natixis | 19,076 | $220.7K | 0.00% | 00.0% | Unchanged |
| Yelin Lapidot Holdings Management Ltd. | 19,500 | $225.0K | 0.04% | 00.0% | Unchanged |
| Allspring Global Investments Holdings, LLC | 19,500 | $225.0K | 0.00% | +6,400+48.9% | Added |
| Private Advisor Group, LLC | 20,513 | $236.7K | 0.00% | +6,498+46.4% | Added |
| Brevan Howard Capital Management LP | 20,642 | $238.2K | 0.02% | +3,567+20.9% | Added |
| Wells Fargo & Company | 21,576 | $249.0K | 0.00% | +12,474+137.0% | Added |
| AE Wealth Management LLC | 22,634 | $261.2K | 0.00% | −1,556−6.4% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 26,544 | $306.3K | 0.00% | +883+3.4% | Added |
| Camden Capital, LLC | 26,658 | $307.6K | 0.02% | 00.0% | Unchanged |
| Virtu Financial LLC | 28,153 | $325.0K | 0.02% | +5,792+25.9% | Added |
| Optimum Investment Advisors | 28,801 | $332.4K | 0.15% | 00.0% | Unchanged |
| Jane Street Group, LLC | 29,657 | $342.2K | 0.00% | −5,344−15.3% | Reduced |
| Quantbot Technologies LP | 32,518 | $375.3K | 0.02% | +32,518 | New |
| Marshall Wace, LLP | 34,417 | $397.2K | 0.00% | −5,736−14.3% | Reduced |
| Cetera Investment Advisers | 36,542 | $421.7K | 0.00% | +2,578+7.6% | Added |
| Commonwealth Equity Services, LLC | 38,909 | $449.0K | 0.00% | +13,411+52.6% | Added |
| Royal Bank of Canada | 39,793 | $459.0K | 0.00% | −12,718−24.2% | Reduced |
| D. E. Shaw & Co., Inc. | 41,621 | $480.3K | 0.00% | +41,621 | New |
| Cambridge Investment Research Advisors, Inc. | 42,356 | $489.0K | 0.00% | +2,400+6.0% | Added |
| Guggenheim Capital LLC | 42,550 | $491.0K | 0.00% | +2,052+5.1% | Added |
| Advisor Group Holdings, Inc. | 47,944 | $553.3K | 0.00% | −33,187−40.9% | Reduced |
| Great West Life Assurance Co | 52,878 | $611.0K | 0.00% | +1,596+3.1% | Added |
| Muzinich & Co., Inc. | 55,876 | $644.8K | 0.52% | 00.0% | Unchanged |
| Sumitomo Mitsui Trust Holdings, Inc. | 55,876 | $644.8K | 0.00% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 60,517 | $698.0K | 0.00% | +2,122+3.6% | Added |
| Aquatic Capital Management LLC | 62,700 | $723.6K | 0.03% | +15,900+34.0% | Added |
| Graypoint LLC | 67,415 | $778.0K | 0.05% | +1,785+2.7% | Added |
| Jump Financial, LLC | 67,649 | $780.7K | 0.02% | +856+1.3% | Added |
| Y-Intercept (Hong Kong) Ltd | 69,811 | $805.6K | 0.04% | +47,213+208.9% | Added |
| Global Retirement Partners, LLC | 71,579 | $826.0K | 0.03% | +68,320+2,096.3% | Added |
| Stifel Financial Corp | 71,804 | $828.6K | 0.00% | −3,701−4.9% | Reduced |
| Wedbush Securities Inc | 73,079 | $843.0K | 0.03% | +20,571+39.2% | Added |
| McKinley Capital Management LLC /Delaware | 80,891 | $933.5K | 0.16% | +906+1.1% | Added |
| Virtus ETF Advisers LLC | 86,317 | $996.1K | 0.49% | +24,369+39.3% | Added |
| Toroso Investments, LLC | 94,046 | $1.09M | 0.01% | +8,225+9.6% | Added |
| PFG Advisors | 104,573 | $1.21M | 0.08% | −3,480−3.2% | Reduced |
| PFG Investments, LLC | 104,886 | $1.21M | 0.09% | +3,051+3.0% | Added |
| HighTower Advisors, LLC | 118,807 | $1.37M | 0.00% | +76+0.1% | Added |
| The PNC Financial Services Group, Inc. | 122,312 | $1.41M | 0.00% | −400−0.3% | Reduced |
| HRT Financial LP | 129,971 | $1.50M | 0.01% | +95,144+273.2% | Added |
| JPMorgan Chase & Co | 145,878 | $1.68M | 0.00% | +130,698+861.0% | Added |
| Hudson Bay Capital Management LP | 150,000 | $1.73M | 0.01% | −350,000−70.0% | Reduced |
| Cubist Systematic Strategies, LLC | 153,281 | $1.77M | 0.03% | +153,281 | New |
| UBS Group AG | 198,726 | $2.29M | 0.00% | +77,108+63.4% | Added |
| BlackRock Inc. | 206,701 | $2.39M | 0.00% | +485+0.2% | Added |
| Advisors Asset Management, Inc. | 257,790 | $2.97M | 0.06% | −24,759−8.8% | Reduced |
| LPL Financial LLC | 259,881 | $3.00M | 0.00% | +37,358+16.8% | Added |
| Trexquant Investment LP | 280,912 | $3.24M | 0.05% | +163,285+138.8% | Added |
| NewEdge Wealth, LLC | 304,073 | $3.51M | 0.08% | −14,522−4.6% | Reduced |
| Morgan Stanley | 308,604 | $3.56M | 0.00% | +11,243+3.8% | Added |