PennantPark Floating Rate Capital Ltd.
PFLT- Exchange
- NYSE
- SEC CIK
- 0001504619
No open-market purchases or sales by PennantPark Floating Rate Capital Ltd. insiders were filed in the last 90 days; 125 institutions reported holding it in 13F filings for Q2 2026, worth $164.7M in total; no superinvestor holds it.
Other share classesPFLA
13F holders, Q1 2025
Institutional positions in PennantPark Floating Rate Capital Ltd. as of Mar 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 132
- +6 vs. Q4 2024
- Shares held
- 25.6M
- +7.32M (+40.2%) vs. Q4 2024
- Total value
- $285.9M
- +$86.6M (+43.4%) vs. Q4 2024
- New holders
- 28
- 55 more added
- Sold out
- 22
- 20 more reduced
1 institution that held it in Q4 2024 haven't filed for Q1 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 125 | $164.7M |
| Q1 2026 | 134 | $166.2M |
| Q4 2025 | 136 | $207.8M |
| Q3 2025 | 135 | $193.4M |
| Q2 2025 | 124 | $221.1M |
| Q1 2025 | 132 | $285.9M |
| Q4 2024 | 127 | $199.5M |
| Q3 2024 | 103 | $184.5M |
| Q2 2024 | 111 | $180.3M |
| Q1 2024 | 105 | $160.4M |
| Q4 2023 | 101 | $148.8M |
| Q3 2023 | 110 | $139.8M |
| Q2 2023 | 112 | $172.3M |
| Q1 2023 | 92 | $109.3M |
| Q4 2022 | 97 | $107.0M |
| Q3 2022 | 93 | $98.1M |
| Q2 2022 | 95 | $107.1M |
| Q1 2022 | 87 | $110.4M |
| Q4 2021 | 84 | $92.5M |
| Q3 2021 | 80 | $119.5M |
| Q2 2021 | 78 | $126.4M |
| Q1 2021 | 82 | $124.0M |
Institutions, Q1 2025
Shares, value and share of portfolio for each institution holding PennantPark Floating Rate Capital Ltd.; share changes are against Q4 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sound Income Strategies, LLC | 3,585,201 | $40.1M | 2.37% | +265,162+8.0% | Added |
| Van Eck Associates Corp | 1,956,976 | $21.9M | 0.03% | −28,754−1.4% | Reduced |
| Two Sigma Investments, LP | 1,739,847 | $19.5M | 0.04% | +633,719+57.3% | Added |
| Marshall Wace, LLP | 1,729,517 | $19.4M | 0.03% | +1,604,766+1,286.4% | Added |
| Altshuler Shaham Ltd | 1,573,156 | $17.6M | 0.43% | 00.0% | Unchanged |
| Scoggin Management LP | 1,469,691 | $16.4M | 8.14% | +1,469,691 | New |
| Two Sigma Advisers, LP | 1,271,275 | $14.2M | 0.03% | +554,500+77.4% | Added |
| Millennium Management LLC | 1,196,752 | $13.4M | 0.01% | +550,011+85.0% | Added |
| Invesco Ltd. | 1,049,808 | $11.7M | 0.00% | +86,099+8.9% | Added |
| Qube Research & Technologies Ltd | 1,001,915 | $11.2M | 0.02% | +467,525+87.5% | Added |
| UBS Group AG | 615,021 | $6.88M | 0.00% | +325,786+112.6% | Added |
| Balyasny Asset Management LLC | 581,018 | $6.50M | 0.02% | −926,495−61.5% | Reduced |
| Citadel Advisors LLC | 571,655 | $6.40M | 0.01% | +565,708+9,512.5% | Added |
| Morgan Stanley | 557,777 | $6.24M | 0.00% | +191,523+52.3% | Added |
| Legal & General Group Plc | 554,718 | $6.19M | 0.00% | +68,674+14.1% | Added |
| LPL Financial LLC | 438,966 | $4.91M | 0.00% | +6,679+1.5% | Added |
| Trexquant Investment LP | 416,710 | $4.66M | 0.05% | +43,097+11.5% | Added |
| BlackRock, Inc. | 383,055 | $4.29M | 0.00% | +81,259+26.9% | Added |
| Advisors Asset Management, Inc. | 331,123 | $3.71M | 0.07% | +18,963+6.1% | Added |
| Jane Street Group, LLC | 319,736 | $3.58M | 0.01% | +279,399+692.7% | Added |
| TrueMark Investments, LLC | 310,616 | $3.48M | 0.91% | +273,448+735.7% | Added |
| NewEdge Wealth, LLC | 286,124 | $3.20M | 0.06% | −2,248−0.8% | Reduced |
| GraniteShares Advisors LLC | 239,300 | $2.68M | 1.71% | +14,500+6.5% | Added |
| HRT Financial LP | 151,195 | $1.69M | 0.01% | +151,195 | New |
| Wedbush Securities Inc | 132,529 | $1.48M | 0.05% | +5,037+4.0% | Added |
| Magnetar Financial LLC | 132,368 | $1.48M | 0.02% | +132,368 | New |
| Advisor Group Holdings, Inc. | 117,367 | $1.31M | 0.00% | +4,976+4.4% | Added |
| PFG Investments, LLC | 112,590 | $1.26M | 0.08% | +5,410+5.0% | Added |
| PFG Advisors | 108,150 | $1.21M | 0.07% | +4,002+3.8% | Added |
| Toroso Investments, LLC | 103,334 | $1.16M | 0.01% | 00.0% | Unchanged |
| Virtus Investment Advisers, Inc. | 99,055 | $1.11M | 0.30% | +99,055 | New |
| HighTower Advisors, LLC | 96,383 | $1.08M | 0.00% | +322+0.3% | Added |
| JPMorgan Chase & Co | 87,780 | $982.3K | 0.00% | +86,772+8,608.3% | Added |
| XTX Topco Ltd | 87,356 | $977.5K | 0.05% | +87,356 | New |
| D. E. Shaw & Co., Inc. | 87,212 | $975.9K | 0.00% | +56,654+185.4% | Added |
| Great West Life Assurance Co | 83,765 | $937.0K | 0.00% | +28,488+51.5% | Added |
| Commonwealth Equity Services, LLC | 81,312 | $910.0K | 0.00% | +40,486+99.2% | Added |
| Cornerstone Wealth Management, LLC | 73,732 | $825.1K | 0.06% | +73,732 | New |
| Graypoint LLC | 73,134 | $818.4K | 0.05% | +1,978+2.8% | Added |
| ExodusPoint Capital Management, LP | 71,800 | $803.0K | 0.01% | +71,800 | New |
| Denali Advisors LLC | 70,953 | $794.0K | 0.09% | +7,523+11.9% | Added |
| Ameriprise Financial Inc | 65,135 | $731.4K | 0.00% | +65,135 | New |
| Brevan Howard Capital Management LP | 65,090 | $728.4K | 0.02% | −1,595−2.4% | Reduced |
| Strategic Financial Concepts, LLC | 64,161 | $718.0K | 0.13% | −2,039−3.1% | Reduced |
| Entropy Technologies, LP | 63,145 | $706.6K | 0.07% | +46,662+283.1% | Added |
| Squarepoint Ops LLC | 62,477 | $699.1K | 0.00% | +62,477 | New |
| Cetera Investment Advisers | 62,375 | $698.0K | 0.00% | +30,313+94.5% | Added |
| Stifel Financial Corp | 60,409 | $676.0K | 0.00% | −2,870−4.5% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 59,048 | $661.0K | 0.00% | +8,830+17.6% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 51,655 | $578.0K | 0.00% | 00.0% | Unchanged |
| Muzinich & Co., Inc. | 51,655 | $578.0K | 0.35% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 48,896 | $547.1K | 0.01% | +897+1.9% | Added |
| Natixis | 44,576 | $498.4K | 0.00% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 43,716 | $489.0K | 0.00% | +2,579+6.3% | Added |
| Nebula Research & Development LLC | 42,754 | $478.4K | 0.04% | +29,934+233.5% | Added |
| Envestnet Asset Management Inc | 37,559 | $420.3K | 0.00% | +37,559 | New |
| Aquatic Capital Management LLC | 36,464 | $408.0K | 0.01% | −32,284−47.0% | Reduced |
| Raymond James Financial Inc | 30,831 | $345.0K | 0.00% | +4,893+18.9% | Added |
| Sovran Advisors, LLC | 33,511 | $325.4K | 0.04% | +33,511 | New |
| Royal Bank of Canada | 28,907 | $323.0K | 0.00% | −6,345−18.0% | Reduced |
| Wells Fargo & Company | 27,342 | $306.0K | 0.00% | +11,841+76.4% | Added |
| Camden Capital, LLC | 26,658 | $298.3K | 0.03% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 25,897 | $289.8K | 0.00% | −5,942−18.7% | Reduced |
| Y-Intercept (Hong Kong) Ltd | 24,823 | $277.8K | 0.02% | −10,269−29.3% | Reduced |
| State Street Corp | 23,528 | $265.7K | 0.00% | +23,528 | New |
| Two Sigma Securities, LLC | 23,458 | $262.5K | 0.04% | +23,458 | New |
| Synergy Investment Management, LLC | 22,651 | $253.5K | 0.11% | +1,856+8.9% | Added |
| M&T Bank Corp | 21,899 | $245.1K | 0.00% | +21,899 | New |
| Westbourne Investments, Inc. | 20,310 | $227.3K | 0.14% | +333+1.7% | Added |
| Beacon Investment Advisors LLC | 19,620 | $219.6K | 0.10% | +242+1.2% | Added |
| Yelin Lapidot Holdings Management Ltd. | 19,500 | $218.2K | 0.04% | 00.0% | Unchanged |
| AE Wealth Management LLC | 18,225 | $203.9K | 0.00% | −728−3.8% | Reduced |
| Optimum Investment Advisors | 17,500 | $195.8K | 0.09% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 16,051 | $179.6K | 0.00% | −249−1.5% | Reduced |
| CI Private Wealth, LLC | 15,489 | $173.3K | 0.00% | −198−1.3% | Reduced |
| Truist Financial Corp | 15,026 | $168.1K | 0.00% | +15,026 | New |
| Bank of America Corp | 14,990 | $167.7K | 0.00% | +110+0.7% | Added |
| Northern Trust Corp | 14,784 | $165.4K | 0.00% | −23,665−61.5% | Reduced |
| Garner Asset Management Corp | 14,620 | $163.6K | 0.07% | −2,940−16.7% | Reduced |
| PharVision Advisers, LLC | 14,355 | $160.6K | 0.22% | −1,205−7.7% | Reduced |
| Dynamic Technology Lab Private Ltd | 13,550 | $151.0K | 0.02% | +802+6.3% | Added |
| Strategies Wealth Advisors, LLC | 12,549 | $140.4K | 0.02% | +113+0.9% | Added |
| Resources Investment Advisors, LLC. | 12,543 | $140.4K | 0.00% | 00.0% | Unchanged |
| First Foundation Advisors | 12,393 | $138.7K | 0.01% | 00.0% | Unchanged |
| Oxford Asset Management LLP | 12,186 | $136.4K | 0.06% | +12,186 | New |
| Fulton Breakefield Broenniman LLC | 11,798 | $132.0K | 0.01% | 00.0% | Unchanged |
| Quadrature Capital Ltd | 11,293 | $126.1K | 0.00% | +11,293 | New |
| Sunbelt Securities, Inc. | 11,224 | $125.6K | 0.01% | +3,000+36.5% | Added |
| Empowered Funds, LLC | 11,119 | $124.4K | 0.00% | +11,119 | New |
| Miracle Mile Advisors, LLC | 11,060 | $123.8K | 0.00% | +11,060 | New |
| Citigroup Inc | 10,798 | $120.8K | 0.00% | +10,798 | New |
| Virtu Financial LLC | 10,519 | $118.0K | 0.01% | −45,558−81.2% | Reduced |
| Sigma Planning Corp | 10,384 | $116.2K | 0.00% | −507−4.7% | Reduced |
| Clearstead Advisors, LLC | 10,000 | $111.9K | 0.00% | 00.0% | Unchanged |
| Investment Partners, Ltd. | 10,000 | $111.9K | 0.05% | 00.0% | Unchanged |
| Sage Mountain Advisors LLC | 10,000 | $111.9K | 0.01% | 00.0% | Unchanged |
| AllSquare Wealth Management LLC | 9,200 | $102.9K | 0.06% | 00.0% | Unchanged |
| Hillsdale Investment Management Inc. | 7,900 | $88.4K | 0.00% | +7,900 | New |
| CIBC Private Wealth Group, LLC | 7,122 | $65.4K | 0.00% | +1,926+37.1% | Added |
| MPWM Advisory Solutions, LLC | 5,000 | $56.0K | 0.04% | 00.0% | Unchanged |