PennantPark Floating Rate Capital Ltd.
PFLT- Exchange
- NYSE
- SEC CIK
- 0001504619
No open-market purchases or sales by PennantPark Floating Rate Capital Ltd. insiders were filed in the last 90 days; 125 institutions reported holding it in 13F filings for Q2 2026, worth $164.7M in total; no superinvestor holds it.
Other share classesPFLA
13F holders, Q1 2025
Institutional positions in PennantPark Floating Rate Capital Ltd. as of Mar 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 132
- +6 vs. Q4 2024
- Shares held
- 25.6M
- +7.32M (+40.2%) vs. Q4 2024
- Total value
- $285.9M
- +$86.6M (+43.4%) vs. Q4 2024
- New holders
- 28
- 55 more added
- Sold out
- 22
- 20 more reduced
1 institution that held it in Q4 2024 haven't filed for Q1 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 125 | $164.7M |
| Q1 2026 | 134 | $166.2M |
| Q4 2025 | 136 | $207.8M |
| Q3 2025 | 135 | $193.4M |
| Q2 2025 | 124 | $221.1M |
| Q1 2025 | 132 | $285.9M |
| Q4 2024 | 127 | $199.5M |
| Q3 2024 | 103 | $184.5M |
| Q2 2024 | 111 | $180.3M |
| Q1 2024 | 105 | $160.4M |
| Q4 2023 | 101 | $148.8M |
| Q3 2023 | 110 | $139.8M |
| Q2 2023 | 112 | $172.3M |
| Q1 2023 | 92 | $109.3M |
| Q4 2022 | 97 | $107.0M |
| Q3 2022 | 93 | $98.1M |
| Q2 2022 | 95 | $107.1M |
| Q1 2022 | 87 | $110.4M |
| Q4 2021 | 84 | $92.5M |
| Q3 2021 | 80 | $119.5M |
| Q2 2021 | 78 | $126.4M |
| Q1 2021 | 82 | $124.0M |
Institutions, Q1 2025
Shares, value and share of portfolio for each institution holding PennantPark Floating Rate Capital Ltd.; share changes are against Q4 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Caitong International Asset Management Co., Ltd | 1 | $11 | 0.00% | −122−99.2% | Reduced |
| Creekmur Asset Management LLC | 8 | $93 | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 15 | $168 | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 38 | $425 | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 95 | $1.06K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 107 | $1.20K | 0.00% | +107 | New |
| Allworth Financial LP | 163 | $1.63K | 0.00% | +163 | New |
| Continuum Advisory, LLC | 177 | $1.98K | 0.00% | +5+2.9% | Added |
| Principal Securities, Inc. | 219 | $2.39K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 360 | $4.03K | 0.00% | +9+2.6% | Added |
| Russell Investments Group, Ltd. | 400 | $4.48K | 0.00% | 00.0% | Unchanged |
| Vermillion Wealth Management, Inc. | 500 | $5.59K | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 527 | $5.90K | 0.00% | +206+64.2% | Added |
| Aventura Private Wealth, LLC | 730 | $8.17K | 0.00% | +19+2.7% | Added |
| Delta Asset Management LLC | 943 | $10.6K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 963 | $10.8K | 0.00% | +963 | New |
| Harbour Investments, Inc. | 1,000 | $11.2K | 0.00% | +1,000 | New |
| Murphy & Mullick Capital Management Corp | 1,011 | $11.3K | 0.01% | +25+2.5% | Added |
| FNY Investment Advisers, LLC | 1,200 | $13.0K | 0.01% | 00.0% | Unchanged |
| Simplex Trading, LLC | 1,233 | $13.0K | 0.00% | +1,233 | New |
| Financial Network Wealth Advisors LLC | 1,426 | $16.0K | 0.02% | +1,426 | New |
| ORG Partners LLC | 1,500 | $16.7K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 1,516 | $16.9K | 0.00% | +1,476+3,690.0% | Added |
| PSI Advisors, LLC | 2,000 | $22.4K | 0.01% | +2,000 | New |
| Private Trust Co NA | 2,530 | $28.3K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 3,334 | $37.3K | 0.00% | −555−14.3% | Reduced |
| Bryn Mawr Trust Co | 3,363 | $37.6K | 0.00% | 00.0% | Unchanged |
| MAI Capital Management | 3,462 | $38.7K | 0.00% | +10+0.3% | Added |
| US Bancorp | 4,005 | $44.8K | 0.00% | +5+0.1% | Added |
| Quarry LP | 4,567 | $51.1K | 0.01% | +893+24.3% | Added |
| GWM Advisors LLC | 4,714 | $52.8K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 4,999 | $55.9K | 0.00% | +3,041+155.3% | Added |
| MPWM Advisory Solutions, LLC | 5,000 | $56.0K | 0.04% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 7,122 | $65.4K | 0.00% | +1,926+37.1% | Added |
| Hillsdale Investment Management Inc. | 7,900 | $88.4K | 0.00% | +7,900 | New |
| AllSquare Wealth Management LLC | 9,200 | $102.9K | 0.06% | 00.0% | Unchanged |
| Clearstead Advisors, LLC | 10,000 | $111.9K | 0.00% | 00.0% | Unchanged |
| Investment Partners, Ltd. | 10,000 | $111.9K | 0.05% | 00.0% | Unchanged |
| Sage Mountain Advisors LLC | 10,000 | $111.9K | 0.01% | 00.0% | Unchanged |
| Sigma Planning Corp | 10,384 | $116.2K | 0.00% | −507−4.7% | Reduced |
| Virtu Financial LLC | 10,519 | $118.0K | 0.01% | −45,558−81.2% | Reduced |
| Citigroup Inc | 10,798 | $120.8K | 0.00% | +10,798 | New |
| Miracle Mile Advisors, LLC | 11,060 | $123.8K | 0.00% | +11,060 | New |
| Empowered Funds, LLC | 11,119 | $124.4K | 0.00% | +11,119 | New |
| Sunbelt Securities, Inc. | 11,224 | $125.6K | 0.01% | +3,000+36.5% | Added |
| Quadrature Capital Ltd | 11,293 | $126.1K | 0.00% | +11,293 | New |
| Fulton Breakefield Broenniman LLC | 11,798 | $132.0K | 0.01% | 00.0% | Unchanged |
| Oxford Asset Management LLP | 12,186 | $136.4K | 0.06% | +12,186 | New |
| First Foundation Advisors | 12,393 | $138.7K | 0.01% | 00.0% | Unchanged |
| Resources Investment Advisors, LLC. | 12,543 | $140.4K | 0.00% | 00.0% | Unchanged |
| Strategies Wealth Advisors, LLC | 12,549 | $140.4K | 0.02% | +113+0.9% | Added |
| Dynamic Technology Lab Private Ltd | 13,550 | $151.0K | 0.02% | +802+6.3% | Added |
| PharVision Advisers, LLC | 14,355 | $160.6K | 0.22% | −1,205−7.7% | Reduced |
| Garner Asset Management Corp | 14,620 | $163.6K | 0.07% | −2,940−16.7% | Reduced |
| Northern Trust Corp | 14,784 | $165.4K | 0.00% | −23,665−61.5% | Reduced |
| Bank of America Corp | 14,990 | $167.7K | 0.00% | +110+0.7% | Added |
| Truist Financial Corp | 15,026 | $168.1K | 0.00% | +15,026 | New |
| CI Private Wealth, LLC | 15,489 | $173.3K | 0.00% | −198−1.3% | Reduced |
| Private Advisor Group, LLC | 16,051 | $179.6K | 0.00% | −249−1.5% | Reduced |
| Optimum Investment Advisors | 17,500 | $195.8K | 0.09% | 00.0% | Unchanged |
| AE Wealth Management LLC | 18,225 | $203.9K | 0.00% | −728−3.8% | Reduced |
| Yelin Lapidot Holdings Management Ltd. | 19,500 | $218.2K | 0.04% | 00.0% | Unchanged |
| Beacon Investment Advisors LLC | 19,620 | $219.6K | 0.10% | +242+1.2% | Added |
| Westbourne Investments, Inc. | 20,310 | $227.3K | 0.14% | +333+1.7% | Added |
| M&T Bank Corp | 21,899 | $245.1K | 0.00% | +21,899 | New |
| Synergy Investment Management, LLC | 22,651 | $253.5K | 0.11% | +1,856+8.9% | Added |
| Two Sigma Securities, LLC | 23,458 | $262.5K | 0.04% | +23,458 | New |
| State Street Corp | 23,528 | $265.7K | 0.00% | +23,528 | New |
| Y-Intercept (Hong Kong) Ltd | 24,823 | $277.8K | 0.02% | −10,269−29.3% | Reduced |
| Susquehanna International Group, LLP | 25,897 | $289.8K | 0.00% | −5,942−18.7% | Reduced |
| Camden Capital, LLC | 26,658 | $298.3K | 0.03% | 00.0% | Unchanged |
| Wells Fargo & Company | 27,342 | $306.0K | 0.00% | +11,841+76.4% | Added |
| Royal Bank of Canada | 28,907 | $323.0K | 0.00% | −6,345−18.0% | Reduced |
| Sovran Advisors, LLC | 33,511 | $325.4K | 0.04% | +33,511 | New |
| Raymond James Financial Inc | 30,831 | $345.0K | 0.00% | +4,893+18.9% | Added |
| Aquatic Capital Management LLC | 36,464 | $408.0K | 0.01% | −32,284−47.0% | Reduced |
| Envestnet Asset Management Inc | 37,559 | $420.3K | 0.00% | +37,559 | New |
| Nebula Research & Development LLC | 42,754 | $478.4K | 0.04% | +29,934+233.5% | Added |
| Janney Montgomery Scott LLC | 43,716 | $489.0K | 0.00% | +2,579+6.3% | Added |
| Natixis | 44,576 | $498.4K | 0.00% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 48,896 | $547.1K | 0.01% | +897+1.9% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 51,655 | $578.0K | 0.00% | 00.0% | Unchanged |
| Muzinich & Co., Inc. | 51,655 | $578.0K | 0.35% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 59,048 | $661.0K | 0.00% | +8,830+17.6% | Added |
| Stifel Financial Corp | 60,409 | $676.0K | 0.00% | −2,870−4.5% | Reduced |
| Cetera Investment Advisers | 62,375 | $698.0K | 0.00% | +30,313+94.5% | Added |
| Squarepoint Ops LLC | 62,477 | $699.1K | 0.00% | +62,477 | New |
| Entropy Technologies, LP | 63,145 | $706.6K | 0.07% | +46,662+283.1% | Added |
| Strategic Financial Concepts, LLC | 64,161 | $718.0K | 0.13% | −2,039−3.1% | Reduced |
| Brevan Howard Capital Management LP | 65,090 | $728.4K | 0.02% | −1,595−2.4% | Reduced |
| Ameriprise Financial Inc | 65,135 | $731.4K | 0.00% | +65,135 | New |
| Denali Advisors LLC | 70,953 | $794.0K | 0.09% | +7,523+11.9% | Added |
| ExodusPoint Capital Management, LP | 71,800 | $803.0K | 0.01% | +71,800 | New |
| Graypoint LLC | 73,134 | $818.4K | 0.05% | +1,978+2.8% | Added |
| Cornerstone Wealth Management, LLC | 73,732 | $825.1K | 0.06% | +73,732 | New |
| Commonwealth Equity Services, LLC | 81,312 | $910.0K | 0.00% | +40,486+99.2% | Added |
| Great West Life Assurance Co | 83,765 | $937.0K | 0.00% | +28,488+51.5% | Added |
| D. E. Shaw & Co., Inc. | 87,212 | $975.9K | 0.00% | +56,654+185.4% | Added |
| XTX Topco Ltd | 87,356 | $977.5K | 0.05% | +87,356 | New |
| JPMorgan Chase & Co | 87,780 | $982.3K | 0.00% | +86,772+8,608.3% | Added |