PennantPark Floating Rate Capital Ltd.
PFLT- Exchange
- NYSE
- SEC CIK
- 0001504619
No open-market purchases or sales by PennantPark Floating Rate Capital Ltd. insiders were filed in the last 90 days; 125 institutions reported holding it in 13F filings for Q2 2026, worth $164.7M in total; no superinvestor holds it.
Other share classesPFLA
13F holders, Q1 2022
Institutional positions in PennantPark Floating Rate Capital Ltd. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 87
- +7 vs. Q4 2021
- Shares held
- 8.17M
- +958.8K (+13.3%) vs. Q4 2021
- Total value
- $110.4M
- +$18.3M (+19.9%) vs. Q4 2021
- New holders
- 20
- 25 more added
- Sold out
- 13
- 18 more reduced
4 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 125 | $164.7M |
| Q1 2026 | 134 | $166.2M |
| Q4 2025 | 136 | $207.8M |
| Q3 2025 | 135 | $193.4M |
| Q2 2025 | 124 | $221.1M |
| Q1 2025 | 132 | $285.9M |
| Q4 2024 | 127 | $199.5M |
| Q3 2024 | 103 | $184.5M |
| Q2 2024 | 111 | $180.3M |
| Q1 2024 | 105 | $160.4M |
| Q4 2023 | 101 | $148.8M |
| Q3 2023 | 110 | $139.8M |
| Q2 2023 | 112 | $172.3M |
| Q1 2023 | 92 | $109.3M |
| Q4 2022 | 97 | $107.0M |
| Q3 2022 | 93 | $98.1M |
| Q2 2022 | 95 | $107.1M |
| Q1 2022 | 87 | $110.4M |
| Q4 2021 | 84 | $92.5M |
| Q3 2021 | 80 | $119.5M |
| Q2 2021 | 78 | $126.4M |
| Q1 2021 | 82 | $124.0M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding PennantPark Floating Rate Capital Ltd.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sound Income Strategies, LLC | 2,383,340 | $32.2M | 3.71% | +16,652+0.7% | Added |
| Van Eck Associates Corp | 912,403 | $12.3M | 0.03% | +318,567+53.6% | Added |
| Two Sigma Investments, LP | 477,685 | $6.45M | 0.02% | +282,660+144.9% | Added |
| Two Sigma Advisers, LP | 428,575 | $5.79M | 0.02% | +144,900+51.1% | Added |
| Morgan Stanley | 324,628 | $4.38M | 0.00% | +150,194+86.1% | Added |
| First Republic Investment Management, Inc. | 286,172 | $3.87M | 0.01% | 00.0% | Unchanged |
| Hennion & Walsh Asset Management, Inc. | 249,387 | $3.37M | 0.18% | −13,004−5.0% | Reduced |
| BlackRock Inc. | 236,031 | $3.19M | 0.00% | −59,998−20.3% | Reduced |
| Advisor Group Holdings, Inc. | 234,234 | $3.17M | 0.01% | −15,889−6.4% | Reduced |
| Legal & General Group Plc | 213,542 | $2.89M | 0.00% | −10,026−4.5% | Reduced |
| PFG Advisors | 141,155 | $1.91M | 0.19% | −5,820−4.0% | Reduced |
| HighTower Advisors, LLC | 122,368 | $1.65M | 0.00% | +5,513+4.7% | Added |
| The PNC Financial Services Group, Inc. | 122,312 | $1.65M | 0.00% | 00.0% | Unchanged |
| D. E. Shaw & Co., Inc. | 116,412 | $1.57M | 0.00% | +116,412 | New |
| Sumitomo Mitsui Trust Holdings, Inc. | 114,434 | $1.55M | 0.00% | −29,983−20.8% | Reduced |
| Muzinich & Co., Inc. | 114,434 | $1.55M | 1.08% | −29,983−20.8% | Reduced |
| Millennium Management LLC | 105,032 | $1.42M | 0.00% | +105,032 | New |
| Mackenzie Financial Corp | 97,918 | $1.32M | 0.00% | +66+0.1% | Added |
| McKinley Capital Management LLC /Delaware | 97,456 | $1.32M | 0.13% | +134+0.1% | Added |
| Marshall Wace, LLP | 91,552 | $1.24M | 0.00% | +91,552 | New |
| Stifel Financial Corp | 80,461 | $1.09M | 0.00% | −3,869−4.6% | Reduced |
| Snowden Capital Advisors LLC | 74,200 | $1.00M | 0.04% | +44,500+149.8% | Added |
| Mid-American Wealth Advisory Group, Inc. | 74,063 | $1.00M | 0.78% | −78,553−51.5% | Reduced |
| Citadel Advisors LLC | 71,746 | $969.0K | 0.00% | +71,746 | New |
| AE Wealth Management LLC | 61,962 | $837.0K | 0.01% | −2,176−3.4% | Reduced |
| CSS LLC | 59,566 | $805.0K | 0.03% | 00.0% | Unchanged |
| Toroso Investments, LLC | 57,361 | $775.0K | 0.02% | +16,730+41.2% | Added |
| Wedbush Securities Inc | 54,735 | $739.0K | 0.03% | +1,975+3.7% | Added |
| UBS Group AG | 53,955 | $729.0K | 0.00% | +5,930+12.3% | Added |
| Janney Montgomery Scott LLC | 52,568 | $710.0K | 0.00% | +1,149+2.2% | Added |
| Roosevelt Investment Group LLC | 49,040 | $663.0K | 0.04% | −51−0.1% | Reduced |
| Virtus ETF Advisers LLC | 48,592 | $656.0K | 0.29% | +5,154+11.9% | Added |
| LPL Financial LLC | 43,714 | $591.0K | 0.00% | +8,762+25.1% | Added |
| JPMorgan Chase & Co | 36,155 | $488.0K | 0.00% | +18,838+108.8% | Added |
| Jump Financial, LLC | 36,092 | $488.0K | 0.02% | +36,092 | New |
| Cambridge Investment Research Advisors, Inc. | 29,344 | $396.0K | 0.00% | +804+2.8% | Added |
| Caxton Associates LP | 27,657 | $374.0K | 0.04% | +16,461+147.0% | Added |
| Royal Bank of Canada | 27,452 | $371.0K | 0.00% | +2,730+11.0% | Added |
| Optimum Investment Advisors | 24,801 | $335.0K | 0.14% | −948−3.7% | Reduced |
| International Assets Investment Management, LLC | 23,700 | $320.0K | 0.06% | 00.0% | Unchanged |
| Teamwork Financial Advisors, LLC | 20,968 | $283.0K | 0.05% | −2,830−11.9% | Reduced |
| AllSquare Wealth Management LLC | 19,800 | $267.0K | 0.16% | +1,200+6.5% | Added |
| Advisory Services Network, LLC | 19,129 | $258.0K | 0.01% | −31−0.2% | Reduced |
| Envestnet Asset Management Inc | 18,689 | $252.0K | 0.00% | −48−0.3% | Reduced |
| Garner Asset Management Corp | 17,556 | $237.0K | 0.10% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 16,863 | $227.0K | 0.00% | +16,863 | New |
| Wambolt & Associates, LLC | 15,843 | $218.0K | 0.08% | +15,843 | New |
| Raymond James & Associates | 14,993 | $203.0K | 0.00% | −3,390−18.4% | Reduced |
| Merit Financial Group, LLC | 15,000 | $203.0K | 0.01% | +15,000 | New |
| Crescent Grove Advisors, LLC | 15,000 | $203.0K | 0.02% | +15,000 | New |
| Davenport & Co LLC | 14,900 | $201.0K | 0.00% | 00.0% | Unchanged |
| Great West Life Assurance Co | 13,987 | $201.0K | 0.00% | +490+3.6% | Added |
| Allspring Global Investments Holdings, LLC | 13,100 | $176.0K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 11,640 | $164.0K | 0.00% | 00.0% | Unchanged |
| Relative Value Partners Group, LLC | 10,806 | $147.0K | 0.01% | +10,806 | New |
| Lineweaver Wealth Advisors, LLC | 10,314 | $139.0K | 0.04% | +105+1.0% | Added |
| Wells Fargo & Company | 8,122 | $110.0K | 0.00% | −10.0% | Reduced |
| BNP Paribas Arbitrage, SA | 7,556 | $102.1K | 0.00% | +7,556 | New |
| Global Retirement Partners, LLC | 8,512 | $95.0K | 0.01% | +8,512 | New |
| Rockefeller Capital Management L.P. | 6,855 | $92.0K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 5,953 | $80.0K | 0.00% | −2,392−28.7% | Reduced |
| Bank of America Corp | 5,818 | $79.0K | 0.00% | +672+13.1% | Added |
| US Bancorp | 4,000 | $54.0K | 0.00% | 00.0% | Unchanged |
| Cedar Wealth Management, LLC | 2,750 | $37.0K | 0.01% | 00.0% | Unchanged |
| Lazard Asset Management LLC | 2,479 | $33.0K | 0.00% | +32+1.3% | Added |
| American Portfolios Advisors | 2,353 | $31.8K | 0.00% | 00.0% | Unchanged |
| Strategic Asset Management, LLC | 2,325 | $31.0K | 0.04% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 1,200 | $16.0K | 0.02% | +1,200 | New |
| Geneos Wealth Management Inc. | 1,156 | $15.0K | 0.00% | 00.0% | Unchanged |
| Charter Oak Capital Management, LLC | 1,064 | $14.0K | 0.00% | 00.0% | Unchanged |
| Money Concepts Capital Corp | 1,000 | $14.0K | 0.00% | +1,000 | New |
| IFP Advisors, Inc | 1,048 | $14.0K | 0.00% | +1,048 | New |
| American National Bank | 800 | $11.0K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 750 | $10.0K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 756 | $10.0K | 0.00% | +756 | New |
| Atwood & Palmer Inc | 640 | $9.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 640 | $9.00K | 0.00% | +245+62.0% | Added |
| Tucker Asset Management LLC | 534 | $7.21K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 500 | $7.00K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 325 | $4.00K | 0.00% | +325 | New |
| Pin Oak Investment Advisors Inc | 223 | $3.00K | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 250 | $3.00K | 0.00% | +250 | New |
| West Paces Advisors Inc. | 76 | $1.03K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 75 | $1.00K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 54 | $1.00K | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 26 | $0 | 0.00% | +26 | New |
| Lindbrook Capital, LLC | 30 | $0 | 0.00% | +30 | New |
| Hudock, Inc. | 0 | $0 | 0.00% | −400−100.0% | Sold out |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −208,403−100.0% | Sold out |
| Invesco Ltd. | 0 | $0 | 0.00% | −52,664−100.0% | Sold out |
| Confluence Investment Management LLC | 0 | $0 | 0.00% | −32,494−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −24,389−100.0% | Sold out |
| Wealthspire Advisors, LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| State of Wyoming | 0 | $0 | 0.00% | −4,965−100.0% | Sold out |
| Total Clarity Wealth Management, Inc. | 0 | $0 | 0.00% | −4,000−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −2,373−100.0% | Sold out |
| Mark Sheptoff Financial Planning, LLC | 0 | $0 | 0.00% | −850−100.0% | Sold out |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −900−100.0% | Sold out |
| Global Wealth Management Investment Advisory, Inc. | 0 | $0 | 0.00% | −134−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −100−100.0% | Sold out |