PennantPark Floating Rate Capital Ltd.
PFLT- Exchange
- NYSE
- SEC CIK
- 0001504619
No open-market purchases or sales by PennantPark Floating Rate Capital Ltd. insiders were filed in the last 90 days; 125 institutions reported holding it in 13F filings for Q2 2026, worth $164.7M in total; no superinvestor holds it.
Other share classesPFLA
13F holders, Q1 2022
Institutional positions in PennantPark Floating Rate Capital Ltd. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 87
- +7 vs. Q4 2021
- Shares held
- 8.17M
- +958.8K (+13.3%) vs. Q4 2021
- Total value
- $110.4M
- +$18.3M (+19.9%) vs. Q4 2021
- New holders
- 20
- 25 more added
- Sold out
- 13
- 18 more reduced
4 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 125 | $164.7M |
| Q1 2026 | 134 | $166.2M |
| Q4 2025 | 136 | $207.8M |
| Q3 2025 | 135 | $193.4M |
| Q2 2025 | 124 | $221.1M |
| Q1 2025 | 132 | $285.9M |
| Q4 2024 | 127 | $199.5M |
| Q3 2024 | 103 | $184.5M |
| Q2 2024 | 111 | $180.3M |
| Q1 2024 | 105 | $160.4M |
| Q4 2023 | 101 | $148.8M |
| Q3 2023 | 110 | $139.8M |
| Q2 2023 | 112 | $172.3M |
| Q1 2023 | 92 | $109.3M |
| Q4 2022 | 97 | $107.0M |
| Q3 2022 | 93 | $98.1M |
| Q2 2022 | 95 | $107.1M |
| Q1 2022 | 87 | $110.4M |
| Q4 2021 | 84 | $92.5M |
| Q3 2021 | 80 | $119.5M |
| Q2 2021 | 78 | $126.4M |
| Q1 2021 | 82 | $124.0M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding PennantPark Floating Rate Capital Ltd.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| AdvisorNet Financial, Inc | 26 | $0 | 0.00% | +26 | New |
| Lindbrook Capital, LLC | 30 | $0 | 0.00% | +30 | New |
| Signaturefd, LLC | 75 | $1.00K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 54 | $1.00K | 0.00% | 00.0% | Unchanged |
| West Paces Advisors Inc. | 76 | $1.03K | 0.00% | 00.0% | Unchanged |
| Pin Oak Investment Advisors Inc | 223 | $3.00K | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 250 | $3.00K | 0.00% | +250 | New |
| Citigroup Inc | 325 | $4.00K | 0.00% | +325 | New |
| Spire Wealth Management | 500 | $7.00K | 0.00% | 00.0% | Unchanged |
| Tucker Asset Management LLC | 534 | $7.21K | 0.00% | 00.0% | Unchanged |
| Atwood & Palmer Inc | 640 | $9.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 640 | $9.00K | 0.00% | +245+62.0% | Added |
| Focused Wealth Management, Inc | 750 | $10.0K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 756 | $10.0K | 0.00% | +756 | New |
| American National Bank | 800 | $11.0K | 0.00% | 00.0% | Unchanged |
| Charter Oak Capital Management, LLC | 1,064 | $14.0K | 0.00% | 00.0% | Unchanged |
| Money Concepts Capital Corp | 1,000 | $14.0K | 0.00% | +1,000 | New |
| IFP Advisors, Inc | 1,048 | $14.0K | 0.00% | +1,048 | New |
| Geneos Wealth Management Inc. | 1,156 | $15.0K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 1,200 | $16.0K | 0.02% | +1,200 | New |
| Strategic Asset Management, LLC | 2,325 | $31.0K | 0.04% | 00.0% | Unchanged |
| American Portfolios Advisors | 2,353 | $31.8K | 0.00% | 00.0% | Unchanged |
| Lazard Asset Management LLC | 2,479 | $33.0K | 0.00% | +32+1.3% | Added |
| Cedar Wealth Management, LLC | 2,750 | $37.0K | 0.01% | 00.0% | Unchanged |
| US Bancorp | 4,000 | $54.0K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 5,818 | $79.0K | 0.00% | +672+13.1% | Added |
| Group One Trading, L.P. | 5,953 | $80.0K | 0.00% | −2,392−28.7% | Reduced |
| Rockefeller Capital Management L.P. | 6,855 | $92.0K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 8,512 | $95.0K | 0.01% | +8,512 | New |
| BNP Paribas Arbitrage, SA | 7,556 | $102.1K | 0.00% | +7,556 | New |
| Wells Fargo & Company | 8,122 | $110.0K | 0.00% | −10.0% | Reduced |
| Lineweaver Wealth Advisors, LLC | 10,314 | $139.0K | 0.04% | +105+1.0% | Added |
| Relative Value Partners Group, LLC | 10,806 | $147.0K | 0.01% | +10,806 | New |
| Comerica Bank | 11,640 | $164.0K | 0.00% | 00.0% | Unchanged |
| Allspring Global Investments Holdings, LLC | 13,100 | $176.0K | 0.00% | 00.0% | Unchanged |
| Davenport & Co LLC | 14,900 | $201.0K | 0.00% | 00.0% | Unchanged |
| Great West Life Assurance Co | 13,987 | $201.0K | 0.00% | +490+3.6% | Added |
| Raymond James & Associates | 14,993 | $203.0K | 0.00% | −3,390−18.4% | Reduced |
| Merit Financial Group, LLC | 15,000 | $203.0K | 0.01% | +15,000 | New |
| Crescent Grove Advisors, LLC | 15,000 | $203.0K | 0.02% | +15,000 | New |
| Wambolt & Associates, LLC | 15,843 | $218.0K | 0.08% | +15,843 | New |
| Commonwealth Equity Services, LLC | 16,863 | $227.0K | 0.00% | +16,863 | New |
| Garner Asset Management Corp | 17,556 | $237.0K | 0.10% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 18,689 | $252.0K | 0.00% | −48−0.3% | Reduced |
| Advisory Services Network, LLC | 19,129 | $258.0K | 0.01% | −31−0.2% | Reduced |
| AllSquare Wealth Management LLC | 19,800 | $267.0K | 0.16% | +1,200+6.5% | Added |
| Teamwork Financial Advisors, LLC | 20,968 | $283.0K | 0.05% | −2,830−11.9% | Reduced |
| International Assets Investment Management, LLC | 23,700 | $320.0K | 0.06% | 00.0% | Unchanged |
| Optimum Investment Advisors | 24,801 | $335.0K | 0.14% | −948−3.7% | Reduced |
| Royal Bank of Canada | 27,452 | $371.0K | 0.00% | +2,730+11.0% | Added |
| Caxton Associates LP | 27,657 | $374.0K | 0.04% | +16,461+147.0% | Added |
| Cambridge Investment Research Advisors, Inc. | 29,344 | $396.0K | 0.00% | +804+2.8% | Added |
| JPMorgan Chase & Co | 36,155 | $488.0K | 0.00% | +18,838+108.8% | Added |
| Jump Financial, LLC | 36,092 | $488.0K | 0.02% | +36,092 | New |
| LPL Financial LLC | 43,714 | $591.0K | 0.00% | +8,762+25.1% | Added |
| Virtus ETF Advisers LLC | 48,592 | $656.0K | 0.29% | +5,154+11.9% | Added |
| Roosevelt Investment Group LLC | 49,040 | $663.0K | 0.04% | −51−0.1% | Reduced |
| Janney Montgomery Scott LLC | 52,568 | $710.0K | 0.00% | +1,149+2.2% | Added |
| UBS Group AG | 53,955 | $729.0K | 0.00% | +5,930+12.3% | Added |
| Wedbush Securities Inc | 54,735 | $739.0K | 0.03% | +1,975+3.7% | Added |
| Toroso Investments, LLC | 57,361 | $775.0K | 0.02% | +16,730+41.2% | Added |
| CSS LLC | 59,566 | $805.0K | 0.03% | 00.0% | Unchanged |
| AE Wealth Management LLC | 61,962 | $837.0K | 0.01% | −2,176−3.4% | Reduced |
| Citadel Advisors LLC | 71,746 | $969.0K | 0.00% | +71,746 | New |
| Mid-American Wealth Advisory Group, Inc. | 74,063 | $1.00M | 0.78% | −78,553−51.5% | Reduced |
| Snowden Capital Advisors LLC | 74,200 | $1.00M | 0.04% | +44,500+149.8% | Added |
| Stifel Financial Corp | 80,461 | $1.09M | 0.00% | −3,869−4.6% | Reduced |
| Marshall Wace, LLP | 91,552 | $1.24M | 0.00% | +91,552 | New |
| McKinley Capital Management LLC /Delaware | 97,456 | $1.32M | 0.13% | +134+0.1% | Added |
| Mackenzie Financial Corp | 97,918 | $1.32M | 0.00% | +66+0.1% | Added |
| Millennium Management LLC | 105,032 | $1.42M | 0.00% | +105,032 | New |
| Sumitomo Mitsui Trust Holdings, Inc. | 114,434 | $1.55M | 0.00% | −29,983−20.8% | Reduced |
| Muzinich & Co., Inc. | 114,434 | $1.55M | 1.08% | −29,983−20.8% | Reduced |
| D. E. Shaw & Co., Inc. | 116,412 | $1.57M | 0.00% | +116,412 | New |
| The PNC Financial Services Group, Inc. | 122,312 | $1.65M | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 122,368 | $1.65M | 0.00% | +5,513+4.7% | Added |
| PFG Advisors | 141,155 | $1.91M | 0.19% | −5,820−4.0% | Reduced |
| Legal & General Group Plc | 213,542 | $2.89M | 0.00% | −10,026−4.5% | Reduced |
| Advisor Group Holdings, Inc. | 234,234 | $3.17M | 0.01% | −15,889−6.4% | Reduced |
| BlackRock Inc. | 236,031 | $3.19M | 0.00% | −59,998−20.3% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 249,387 | $3.37M | 0.18% | −13,004−5.0% | Reduced |
| First Republic Investment Management, Inc. | 286,172 | $3.87M | 0.01% | 00.0% | Unchanged |
| Morgan Stanley | 324,628 | $4.38M | 0.00% | +150,194+86.1% | Added |
| Two Sigma Advisers, LP | 428,575 | $5.79M | 0.02% | +144,900+51.1% | Added |
| Two Sigma Investments, LP | 477,685 | $6.45M | 0.02% | +282,660+144.9% | Added |
| Van Eck Associates Corp | 912,403 | $12.3M | 0.03% | +318,567+53.6% | Added |
| Sound Income Strategies, LLC | 2,383,340 | $32.2M | 3.71% | +16,652+0.7% | Added |
| Hudock, Inc. | 0 | $0 | 0.00% | −400−100.0% | Sold out |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −208,403−100.0% | Sold out |
| Invesco Ltd. | 0 | $0 | 0.00% | −52,664−100.0% | Sold out |
| Confluence Investment Management LLC | 0 | $0 | 0.00% | −32,494−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −24,389−100.0% | Sold out |
| Wealthspire Advisors, LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| State of Wyoming | 0 | $0 | 0.00% | −4,965−100.0% | Sold out |
| Total Clarity Wealth Management, Inc. | 0 | $0 | 0.00% | −4,000−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −2,373−100.0% | Sold out |
| Mark Sheptoff Financial Planning, LLC | 0 | $0 | 0.00% | −850−100.0% | Sold out |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −900−100.0% | Sold out |
| Global Wealth Management Investment Advisory, Inc. | 0 | $0 | 0.00% | −134−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −100−100.0% | Sold out |