PennantPark Floating Rate Capital Ltd.
PFLT- Exchange
- NYSE
- SEC CIK
- 0001504619
No open-market purchases or sales by PennantPark Floating Rate Capital Ltd. insiders were filed in the last 90 days; 125 institutions reported holding it in 13F filings for Q2 2026, worth $164.7M in total; no superinvestor holds it.
Other share classesPFLA
13F holders, Q2 2022
Institutional positions in PennantPark Floating Rate Capital Ltd. as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 95
- +9 vs. Q1 2022
- Shares held
- 9.39M
- +1.29M (+16.0%) vs. Q1 2022
- Total value
- $107.1M
- −$2.28M (−2.1%) vs. Q1 2022
- New holders
- 18
- 25 more added
- Sold out
- 9
- 23 more reduced
1 institution that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 125 | $164.7M |
| Q1 2026 | 134 | $166.2M |
| Q4 2025 | 136 | $207.8M |
| Q3 2025 | 135 | $193.4M |
| Q2 2025 | 124 | $221.1M |
| Q1 2025 | 132 | $285.9M |
| Q4 2024 | 127 | $199.5M |
| Q3 2024 | 103 | $184.5M |
| Q2 2024 | 111 | $180.3M |
| Q1 2024 | 105 | $160.4M |
| Q4 2023 | 101 | $148.8M |
| Q3 2023 | 110 | $139.8M |
| Q2 2023 | 112 | $172.3M |
| Q1 2023 | 92 | $109.3M |
| Q4 2022 | 97 | $107.0M |
| Q3 2022 | 93 | $98.1M |
| Q2 2022 | 95 | $107.1M |
| Q1 2022 | 87 | $110.4M |
| Q4 2021 | 84 | $92.5M |
| Q3 2021 | 80 | $119.5M |
| Q2 2021 | 78 | $126.4M |
| Q1 2021 | 82 | $124.0M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding PennantPark Floating Rate Capital Ltd.; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sound Income Strategies, LLC | 2,451,644 | $28.1M | 3.75% | +68,304+2.9% | Added |
| Altshuler Shaham Ltd | 1,891,245 | $21.0M | 0.31% | +1,891,245 | New |
| Van Eck Associates Corp | 558,478 | $6.41M | 0.02% | −353,925−38.8% | Reduced |
| Two Sigma Advisers, LP | 384,175 | $4.41M | 0.01% | −44,400−10.4% | Reduced |
| Morgan Stanley | 286,196 | $3.29M | 0.00% | −38,432−11.8% | Reduced |
| First Republic Investment Management, Inc. | 285,872 | $3.28M | 0.01% | −300−0.1% | Reduced |
| BlackRock Inc. | 274,262 | $3.15M | 0.00% | +38,231+16.2% | Added |
| Advisors Asset Management, Inc. | 242,469 | $2.78M | 0.05% | +242,469 | New |
| Hennion & Walsh Asset Management, Inc. | 237,143 | $2.72M | 0.17% | −12,244−4.9% | Reduced |
| Legal & General Group Plc | 229,542 | $2.64M | 0.00% | +16,000+7.5% | Added |
| Two Sigma Investments, LP | 216,504 | $2.48M | 0.01% | −261,181−54.7% | Reduced |
| Advisor Group Holdings, Inc. | 209,046 | $2.40M | 0.01% | −25,188−10.8% | Reduced |
| PFG Advisors | 140,612 | $1.61M | 0.18% | −543−0.4% | Reduced |
| UBS Group AG | 128,415 | $1.47M | 0.00% | +74,460+138.0% | Added |
| HighTower Advisors, LLC | 122,506 | $1.41M | 0.00% | +138+0.1% | Added |
| The PNC Financial Services Group, Inc. | 122,312 | $1.40M | 0.00% | 00.0% | Unchanged |
| Sumitomo Mitsui Trust Holdings, Inc. | 114,434 | $1.31M | 0.00% | 00.0% | Unchanged |
| Muzinich & Co., Inc. | 114,434 | $1.31M | 1.11% | 00.0% | Unchanged |
| McKinley Capital Management LLC /Delaware | 98,098 | $1.13M | 0.15% | +642+0.7% | Added |
| Stifel Financial Corp | 81,482 | $935.0K | 0.00% | +1,021+1.3% | Added |
| Mackenzie Financial Corp | 61,207 | $703.0K | 0.00% | −36,711−37.5% | Reduced |
| AE Wealth Management LLC | 60,577 | $695.0K | 0.01% | −1,385−2.2% | Reduced |
| Toroso Investments, LLC | 59,751 | $686.0K | 0.03% | +2,390+4.2% | Added |
| CSS LLC | 59,566 | $684.0K | 0.03% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 55,671 | $644.0K | 0.00% | +3,103+5.9% | Added |
| Virtus ETF Advisers LLC | 53,189 | $611.0K | 0.23% | +4,597+9.5% | Added |
| Wedbush Securities Inc | 52,865 | $607.0K | 0.03% | −1,870−3.4% | Reduced |
| Roosevelt Investment Group LLC | 45,886 | $527.0K | 0.04% | −3,154−6.4% | Reduced |
| LPL Financial LLC | 44,840 | $515.0K | 0.00% | +1,126+2.6% | Added |
| Great West Life Assurance Co | 43,348 | $498.0K | 0.00% | +29,361+209.9% | Added |
| Neuberger Berman Group LLC | 35,138 | $404.0K | 0.00% | +35,138 | New |
| Cambridge Investment Research Advisors, Inc. | 30,283 | $348.0K | 0.00% | +939+3.2% | Added |
| Jump Financial, LLC | 29,200 | $335.0K | 0.01% | −6,892−19.1% | Reduced |
| Royal Bank of Canada | 26,713 | $306.0K | 0.00% | −739−2.7% | Reduced |
| Banque Pictet & Cie SA | 26,300 | $302.0K | 0.00% | +26,300 | New |
| Pictet North America Advisors SA | 26,300 | $302.0K | 0.04% | +26,300 | New |
| JPMorgan Chase & Co | 25,669 | $295.0K | 0.00% | −10,486−29.0% | Reduced |
| Optimum Investment Advisors | 24,801 | $285.0K | 0.14% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 23,700 | $272.0K | 0.05% | 00.0% | Unchanged |
| Snowden Capital Advisors LLC | 23,200 | $266.0K | 0.01% | −51,000−68.7% | Reduced |
| Garner Asset Management Corp | 22,538 | $259.0K | 0.11% | +4,982+28.4% | Added |
| Teamwork Financial Advisors, LLC | 21,716 | $249.0K | 0.05% | +748+3.6% | Added |
| Millennium Management LLC | 20,913 | $240.0K | 0.00% | −84,119−80.1% | Reduced |
| Natixis | 19,996 | $229.0K | 0.00% | +19,996 | New |
| AllSquare Wealth Management LLC | 19,800 | $227.0K | 0.15% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 19,134 | $220.0K | 0.01% | +50.0% | Added |
| Envestnet Asset Management Inc | 18,660 | $214.0K | 0.00% | −29−0.2% | Reduced |
| Wambolt & Associates, LLC | 17,638 | $202.0K | 0.08% | +1,795+11.3% | Added |
| Susquehanna International Group, LLP | 17,425 | $200.0K | 0.00% | +17,425 | New |
| Jane Street Group, LLC | 15,182 | $174.0K | 0.00% | +15,182 | New |
| Avantax Advisory Services, Inc. | 15,039 | $173.0K | 0.00% | +15,039 | New |
| Davenport & Co LLC | 13,400 | $154.0K | 0.00% | −1,500−10.1% | Reduced |
| Relative Value Partners Group, LLC | 11,806 | $152.0K | 0.01% | +1,000+9.3% | Added |
| Allspring Global Investments Holdings, LLC | 13,100 | $150.0K | 0.00% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 12,795 | $146.0K | 0.00% | −4,068−24.1% | Reduced |
| Comerica Bank | 11,640 | $142.0K | 0.00% | 00.0% | Unchanged |
| Kingsview Wealth Management, LLC | 11,792 | $135.0K | 0.01% | +11,792 | New |
| Qube Research & Technologies Ltd | 11,318 | $130.0K | 0.00% | +11,318 | New |
| Raymond James & Associates | 11,095 | $127.0K | 0.00% | −3,898−26.0% | Reduced |
| Tower Research Capital LLC (TRC) | 9,604 | $110.0K | 0.00% | +8,964+1,400.6% | Added |
| Wells Fargo & Company | 8,982 | $103.0K | 0.00% | +860+10.6% | Added |
| Belpointe Asset Management LLC | 8,900 | $102.0K | 0.01% | +8,900 | New |
| Global Retirement Partners, LLC | 8,512 | $98.0K | 0.01% | 00.0% | Unchanged |
| Group One Trading, L.P. | 7,753 | $89.0K | 0.00% | +1,800+30.2% | Added |
| Rockefeller Capital Management L.P. | 6,855 | $78.0K | 0.00% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 4,200 | $48.0K | 0.02% | +4,200 | New |
| Bank of America Corp | 4,064 | $47.0K | 0.00% | −1,754−30.1% | Reduced |
| US Bancorp | 4,000 | $46.0K | 0.00% | 00.0% | Unchanged |
| Stonebridge Capital Advisors LLC | 2,877 | $33.0K | 0.00% | +2,877 | New |
| Cedar Wealth Management, LLC | 2,750 | $32.0K | 0.01% | 00.0% | Unchanged |
| Signaturefd, LLC | 2,750 | $32.0K | 0.00% | +2,675+3,566.7% | Added |
| American Portfolios Advisors | 2,553 | $29.3K | 0.00% | +200+8.5% | Added |
| Private Trust Co NA | 2,530 | $29.0K | 0.00% | +2,530 | New |
| Strategic Asset Management, LLC | 2,325 | $27.0K | 0.04% | 00.0% | Unchanged |
| IFP Advisors, Inc | 1,048 | $14.0K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 1,200 | $13.0K | 0.01% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 1,156 | $13.0K | 0.00% | 00.0% | Unchanged |
| Charter Oak Capital Management, LLC | 1,064 | $12.0K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 1,080 | $12.0K | 0.00% | +755+232.3% | Added |
| CoreCap Advisors, LLC | 926 | $11.0K | 0.00% | +926 | New |
| Beacon Capital Management, LLC | 756 | $10.0K | 0.00% | 00.0% | Unchanged |
| American National Bank | 800 | $9.00K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 750 | $9.00K | 0.00% | 00.0% | Unchanged |
| Atwood & Palmer Inc | 640 | $7.00K | 0.00% | 00.0% | Unchanged |
| Tucker Asset Management LLC | 534 | $6.13K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 500 | $6.00K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 400 | $4.59K | 0.00% | −7,156−94.7% | Reduced |
| Pin Oak Investment Advisors Inc | 223 | $3.00K | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 250 | $3.00K | 0.00% | 00.0% | Unchanged |
| Hudock, Inc. | 302 | $3.00K | 0.00% | +302 | New |
| Steward Partners Investment Advisory, LLC | 54 | $1.00K | 0.00% | 00.0% | Unchanged |
| West Paces Advisors Inc. | 76 | $872 | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 27 | $0 | 0.00% | +1+3.8% | Added |
| Lindbrook Capital, LLC | 30 | $0 | 0.00% | 00.0% | Unchanged |
| Total Clarity Wealth Management, Inc. | 19 | $0 | 0.00% | +19 | New |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −116,412−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −91,552−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −71,746−100.0% | Sold out |
| Caxton Associates LP | 0 | $0 | 0.00% | −27,657−100.0% | Sold out |
| Merit Financial Group, LLC | 0 | $0 | 0.00% | −15,000−100.0% | Sold out |