PennantPark Floating Rate Capital Ltd.
PFLT- Exchange
- NYSE
- SEC CIK
- 0001504619
No open-market purchases or sales by PennantPark Floating Rate Capital Ltd. insiders were filed in the last 90 days; 125 institutions reported holding it in 13F filings for Q2 2026, worth $164.7M in total; no superinvestor holds it.
Other share classesPFLA
13F holders, Q2 2022
Institutional positions in PennantPark Floating Rate Capital Ltd. as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 95
- +9 vs. Q1 2022
- Shares held
- 9.39M
- +1.29M (+16.0%) vs. Q1 2022
- Total value
- $107.1M
- −$2.28M (−2.1%) vs. Q1 2022
- New holders
- 18
- 25 more added
- Sold out
- 9
- 23 more reduced
1 institution that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 125 | $164.7M |
| Q1 2026 | 134 | $166.2M |
| Q4 2025 | 136 | $207.8M |
| Q3 2025 | 135 | $193.4M |
| Q2 2025 | 124 | $221.1M |
| Q1 2025 | 132 | $285.9M |
| Q4 2024 | 127 | $199.5M |
| Q3 2024 | 103 | $184.5M |
| Q2 2024 | 111 | $180.3M |
| Q1 2024 | 105 | $160.4M |
| Q4 2023 | 101 | $148.8M |
| Q3 2023 | 110 | $139.8M |
| Q2 2023 | 112 | $172.3M |
| Q1 2023 | 92 | $109.3M |
| Q4 2022 | 97 | $107.0M |
| Q3 2022 | 93 | $98.1M |
| Q2 2022 | 95 | $107.1M |
| Q1 2022 | 87 | $110.4M |
| Q4 2021 | 84 | $92.5M |
| Q3 2021 | 80 | $119.5M |
| Q2 2021 | 78 | $126.4M |
| Q1 2021 | 82 | $124.0M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding PennantPark Floating Rate Capital Ltd.; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| AdvisorNet Financial, Inc | 27 | $0 | 0.00% | +1+3.8% | Added |
| Lindbrook Capital, LLC | 30 | $0 | 0.00% | 00.0% | Unchanged |
| Total Clarity Wealth Management, Inc. | 19 | $0 | 0.00% | +19 | New |
| West Paces Advisors Inc. | 76 | $872 | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 54 | $1.00K | 0.00% | 00.0% | Unchanged |
| Pin Oak Investment Advisors Inc | 223 | $3.00K | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 250 | $3.00K | 0.00% | 00.0% | Unchanged |
| Hudock, Inc. | 302 | $3.00K | 0.00% | +302 | New |
| BNP Paribas Arbitrage, SA | 400 | $4.59K | 0.00% | −7,156−94.7% | Reduced |
| Spire Wealth Management | 500 | $6.00K | 0.00% | 00.0% | Unchanged |
| Tucker Asset Management LLC | 534 | $6.13K | 0.00% | 00.0% | Unchanged |
| Atwood & Palmer Inc | 640 | $7.00K | 0.00% | 00.0% | Unchanged |
| American National Bank | 800 | $9.00K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 750 | $9.00K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 756 | $10.0K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 926 | $11.0K | 0.00% | +926 | New |
| Charter Oak Capital Management, LLC | 1,064 | $12.0K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 1,080 | $12.0K | 0.00% | +755+232.3% | Added |
| FNY Investment Advisers, LLC | 1,200 | $13.0K | 0.01% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 1,156 | $13.0K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 1,048 | $14.0K | 0.00% | 00.0% | Unchanged |
| Strategic Asset Management, LLC | 2,325 | $27.0K | 0.04% | 00.0% | Unchanged |
| Private Trust Co NA | 2,530 | $29.0K | 0.00% | +2,530 | New |
| American Portfolios Advisors | 2,553 | $29.3K | 0.00% | +200+8.5% | Added |
| Cedar Wealth Management, LLC | 2,750 | $32.0K | 0.01% | 00.0% | Unchanged |
| Signaturefd, LLC | 2,750 | $32.0K | 0.00% | +2,675+3,566.7% | Added |
| Stonebridge Capital Advisors LLC | 2,877 | $33.0K | 0.00% | +2,877 | New |
| US Bancorp | 4,000 | $46.0K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 4,064 | $47.0K | 0.00% | −1,754−30.1% | Reduced |
| Aquatic Capital Management LLC | 4,200 | $48.0K | 0.02% | +4,200 | New |
| Rockefeller Capital Management L.P. | 6,855 | $78.0K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 7,753 | $89.0K | 0.00% | +1,800+30.2% | Added |
| Global Retirement Partners, LLC | 8,512 | $98.0K | 0.01% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 8,900 | $102.0K | 0.01% | +8,900 | New |
| Wells Fargo & Company | 8,982 | $103.0K | 0.00% | +860+10.6% | Added |
| Tower Research Capital LLC (TRC) | 9,604 | $110.0K | 0.00% | +8,964+1,400.6% | Added |
| Raymond James & Associates | 11,095 | $127.0K | 0.00% | −3,898−26.0% | Reduced |
| Qube Research & Technologies Ltd | 11,318 | $130.0K | 0.00% | +11,318 | New |
| Kingsview Wealth Management, LLC | 11,792 | $135.0K | 0.01% | +11,792 | New |
| Comerica Bank | 11,640 | $142.0K | 0.00% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 12,795 | $146.0K | 0.00% | −4,068−24.1% | Reduced |
| Allspring Global Investments Holdings, LLC | 13,100 | $150.0K | 0.00% | 00.0% | Unchanged |
| Relative Value Partners Group, LLC | 11,806 | $152.0K | 0.01% | +1,000+9.3% | Added |
| Davenport & Co LLC | 13,400 | $154.0K | 0.00% | −1,500−10.1% | Reduced |
| Avantax Advisory Services, Inc. | 15,039 | $173.0K | 0.00% | +15,039 | New |
| Jane Street Group, LLC | 15,182 | $174.0K | 0.00% | +15,182 | New |
| Susquehanna International Group, LLP | 17,425 | $200.0K | 0.00% | +17,425 | New |
| Wambolt & Associates, LLC | 17,638 | $202.0K | 0.08% | +1,795+11.3% | Added |
| Envestnet Asset Management Inc | 18,660 | $214.0K | 0.00% | −29−0.2% | Reduced |
| Advisory Services Network, LLC | 19,134 | $220.0K | 0.01% | +50.0% | Added |
| AllSquare Wealth Management LLC | 19,800 | $227.0K | 0.15% | 00.0% | Unchanged |
| Natixis | 19,996 | $229.0K | 0.00% | +19,996 | New |
| Millennium Management LLC | 20,913 | $240.0K | 0.00% | −84,119−80.1% | Reduced |
| Teamwork Financial Advisors, LLC | 21,716 | $249.0K | 0.05% | +748+3.6% | Added |
| Garner Asset Management Corp | 22,538 | $259.0K | 0.11% | +4,982+28.4% | Added |
| Snowden Capital Advisors LLC | 23,200 | $266.0K | 0.01% | −51,000−68.7% | Reduced |
| International Assets Investment Management, LLC | 23,700 | $272.0K | 0.05% | 00.0% | Unchanged |
| Optimum Investment Advisors | 24,801 | $285.0K | 0.14% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 25,669 | $295.0K | 0.00% | −10,486−29.0% | Reduced |
| Banque Pictet & Cie SA | 26,300 | $302.0K | 0.00% | +26,300 | New |
| Pictet North America Advisors SA | 26,300 | $302.0K | 0.04% | +26,300 | New |
| Royal Bank of Canada | 26,713 | $306.0K | 0.00% | −739−2.7% | Reduced |
| Jump Financial, LLC | 29,200 | $335.0K | 0.01% | −6,892−19.1% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 30,283 | $348.0K | 0.00% | +939+3.2% | Added |
| Neuberger Berman Group LLC | 35,138 | $404.0K | 0.00% | +35,138 | New |
| Great West Life Assurance Co | 43,348 | $498.0K | 0.00% | +29,361+209.9% | Added |
| LPL Financial LLC | 44,840 | $515.0K | 0.00% | +1,126+2.6% | Added |
| Roosevelt Investment Group LLC | 45,886 | $527.0K | 0.04% | −3,154−6.4% | Reduced |
| Wedbush Securities Inc | 52,865 | $607.0K | 0.03% | −1,870−3.4% | Reduced |
| Virtus ETF Advisers LLC | 53,189 | $611.0K | 0.23% | +4,597+9.5% | Added |
| Janney Montgomery Scott LLC | 55,671 | $644.0K | 0.00% | +3,103+5.9% | Added |
| CSS LLC | 59,566 | $684.0K | 0.03% | 00.0% | Unchanged |
| Toroso Investments, LLC | 59,751 | $686.0K | 0.03% | +2,390+4.2% | Added |
| AE Wealth Management LLC | 60,577 | $695.0K | 0.01% | −1,385−2.2% | Reduced |
| Mackenzie Financial Corp | 61,207 | $703.0K | 0.00% | −36,711−37.5% | Reduced |
| Stifel Financial Corp | 81,482 | $935.0K | 0.00% | +1,021+1.3% | Added |
| McKinley Capital Management LLC /Delaware | 98,098 | $1.13M | 0.15% | +642+0.7% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 114,434 | $1.31M | 0.00% | 00.0% | Unchanged |
| Muzinich & Co., Inc. | 114,434 | $1.31M | 1.11% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 122,312 | $1.40M | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 122,506 | $1.41M | 0.00% | +138+0.1% | Added |
| UBS Group AG | 128,415 | $1.47M | 0.00% | +74,460+138.0% | Added |
| PFG Advisors | 140,612 | $1.61M | 0.18% | −543−0.4% | Reduced |
| Advisor Group Holdings, Inc. | 209,046 | $2.40M | 0.01% | −25,188−10.8% | Reduced |
| Two Sigma Investments, LP | 216,504 | $2.48M | 0.01% | −261,181−54.7% | Reduced |
| Legal & General Group Plc | 229,542 | $2.64M | 0.00% | +16,000+7.5% | Added |
| Hennion & Walsh Asset Management, Inc. | 237,143 | $2.72M | 0.17% | −12,244−4.9% | Reduced |
| Advisors Asset Management, Inc. | 242,469 | $2.78M | 0.05% | +242,469 | New |
| BlackRock Inc. | 274,262 | $3.15M | 0.00% | +38,231+16.2% | Added |
| First Republic Investment Management, Inc. | 285,872 | $3.28M | 0.01% | −300−0.1% | Reduced |
| Morgan Stanley | 286,196 | $3.29M | 0.00% | −38,432−11.8% | Reduced |
| Two Sigma Advisers, LP | 384,175 | $4.41M | 0.01% | −44,400−10.4% | Reduced |
| Van Eck Associates Corp | 558,478 | $6.41M | 0.02% | −353,925−38.8% | Reduced |
| Altshuler Shaham Ltd | 1,891,245 | $21.0M | 0.31% | +1,891,245 | New |
| Sound Income Strategies, LLC | 2,451,644 | $28.1M | 3.75% | +68,304+2.9% | Added |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −116,412−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −91,552−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −71,746−100.0% | Sold out |
| Caxton Associates LP | 0 | $0 | 0.00% | −27,657−100.0% | Sold out |
| Merit Financial Group, LLC | 0 | $0 | 0.00% | −15,000−100.0% | Sold out |