PennantPark Floating Rate Capital Ltd.
PFLT- Exchange
- NYSE
- SEC CIK
- 0001504619
No open-market purchases or sales by PennantPark Floating Rate Capital Ltd. insiders were filed in the last 90 days; 125 institutions reported holding it in 13F filings for Q2 2026, worth $164.7M in total; no superinvestor holds it.
Other share classesPFLA
13F holders, Q3 2024
Institutional positions in PennantPark Floating Rate Capital Ltd. as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 103
- −5 vs. Q2 2024
- Shares held
- 16.0M
- −13.2K (−0.1%) vs. Q2 2024
- Total value
- $184.5M
- +$7.65M (+4.3%) vs. Q2 2024
- New holders
- 18
- 32 more added
- Sold out
- 23
- 33 more reduced
3 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 125 | $164.7M |
| Q1 2026 | 134 | $166.2M |
| Q4 2025 | 136 | $207.8M |
| Q3 2025 | 135 | $193.4M |
| Q2 2025 | 124 | $221.1M |
| Q1 2025 | 132 | $285.9M |
| Q4 2024 | 127 | $199.5M |
| Q3 2024 | 103 | $184.5M |
| Q2 2024 | 111 | $180.3M |
| Q1 2024 | 105 | $160.4M |
| Q4 2023 | 101 | $148.8M |
| Q3 2023 | 110 | $139.8M |
| Q2 2023 | 112 | $172.3M |
| Q1 2023 | 92 | $109.3M |
| Q4 2022 | 97 | $107.0M |
| Q3 2022 | 93 | $98.1M |
| Q2 2022 | 95 | $107.1M |
| Q1 2022 | 87 | $110.4M |
| Q4 2021 | 84 | $92.5M |
| Q3 2021 | 80 | $119.5M |
| Q2 2021 | 78 | $126.4M |
| Q1 2021 | 82 | $124.0M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding PennantPark Floating Rate Capital Ltd.; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sound Income Strategies, LLC | 2,963,258 | $34.3M | 2.21% | +306,690+11.5% | Added |
| Van Eck Associates Corp | 1,798,265 | $20.6M | 0.03% | +330,731+22.5% | Added |
| Altshuler Shaham Ltd | 1,573,156 | $18.2M | 1.09% | 00.0% | Unchanged |
| Two Sigma Investments, LP | 1,354,376 | $15.7M | 0.04% | +35,572+2.7% | Added |
| Balyasny Asset Management LLC | 957,608 | $11.1M | 0.03% | +281,301+41.6% | Added |
| Two Sigma Advisers, LP | 700,997 | $8.11M | 0.02% | −415,478−37.2% | Reduced |
| Marshall Wace, LLP | 618,127 | $7.15M | 0.01% | +583,710+1,696.0% | Added |
| Legal & General Group Plc | 483,963 | $5.60M | 0.00% | −1,027−0.2% | Reduced |
| Trexquant Investment LP | 430,173 | $4.98M | 0.06% | +149,261+53.1% | Added |
| LPL Financial LLC | 358,922 | $4.15M | 0.00% | +99,041+38.1% | Added |
| Qube Research & Technologies Ltd | 347,167 | $4.02M | 0.01% | −51,295−12.9% | Reduced |
| Millennium Management LLC | 332,677 | $3.85M | 0.00% | −451,235−57.6% | Reduced |
| NewEdge Wealth, LLC | 286,672 | $3.32M | 0.06% | −17,401−5.7% | Reduced |
| Advisors Asset Management, Inc. | 281,626 | $3.26M | 0.06% | +23,836+9.2% | Added |
| UBS Group AG | 278,370 | $3.22M | 0.00% | +79,644+40.1% | Added |
| Morgan Stanley | 272,907 | $3.16M | 0.00% | −35,697−11.6% | Reduced |
| JPMorgan Chase & Co | 251,733 | $2.91M | 0.00% | +105,855+72.6% | Added |
| BlackRock, Inc. | 237,880 | $2.75M | 0.00% | +237,880 | New |
| Wedbush Securities Inc | 121,110 | $1.40M | 0.05% | +48,031+65.7% | Added |
| HighTower Advisors, LLC | 109,246 | $1.26M | 0.00% | −9,561−8.0% | Reduced |
| PFG Investments, LLC | 105,062 | $1.22M | 0.08% | +176+0.2% | Added |
| PFG Advisors | 104,604 | $1.21M | 0.08% | +310.0% | Added |
| Toroso Investments, LLC | 101,012 | $1.17M | 0.01% | +6,966+7.4% | Added |
| HRT Financial LP | 100,343 | $1.16M | 0.01% | −29,628−22.8% | Reduced |
| Advisor Group Holdings, Inc. | 91,049 | $1.05M | 0.00% | +43,105+89.9% | Added |
| Jump Financial, LLC | 83,299 | $963.8K | 0.02% | +15,650+23.1% | Added |
| Denali Advisors LLC | 79,081 | $915.0K | 0.10% | +79,081 | New |
| Graypoint LLC | 69,259 | $801.3K | 0.05% | +1,844+2.7% | Added |
| Global Retirement Partners, LLC | 69,000 | $798.3K | 0.02% | −2,579−3.6% | Reduced |
| Virtus ETF Advisers LLC | 68,541 | $793.0K | 0.37% | −17,776−20.6% | Reduced |
| Stifel Financial Corp | 66,025 | $763.9K | 0.00% | −5,779−8.0% | Reduced |
| Strategic Financial Concepts, LLC | 61,300 | $709.2K | 0.23% | −637,206−91.2% | Reduced |
| Great West Life Assurance Co | 58,254 | $675.0K | 0.00% | +5,376+10.2% | Added |
| Janney Montgomery Scott LLC | 55,622 | $644.0K | 0.00% | −4,895−8.1% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 51,655 | $597.6K | 0.00% | −4,221−7.6% | Reduced |
| Muzinich & Co., Inc. | 51,655 | $597.6K | 0.47% | −4,221−7.6% | Reduced |
| Y-Intercept (Hong Kong) Ltd | 50,644 | $586.0K | 0.04% | −19,167−27.5% | Reduced |
| Aquatic Capital Management LLC | 47,000 | $543.8K | 0.01% | −15,700−25.0% | Reduced |
| Guggenheim Capital LLC | 45,109 | $521.9K | 0.00% | +2,559+6.0% | Added |
| Natixis | 44,576 | $515.7K | 0.00% | +25,500+133.7% | Added |
| Crescent Grove Advisors, LLC | 40,778 | $476.0K | 0.05% | +40,778 | New |
| Susquehanna International Group, LLP | 39,837 | $460.9K | 0.00% | +39,837 | New |
| Commonwealth Equity Services, LLC | 37,044 | $429.0K | 0.00% | −1,865−4.8% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 36,092 | $418.0K | 0.00% | −6,264−14.8% | Reduced |
| Lido Advisors, LLC | 35,283 | $408.2K | 0.00% | +35,283 | New |
| Cetera Investment Advisers | 33,844 | $391.6K | 0.00% | −2,698−7.4% | Reduced |
| Citadel Advisors LLC | 33,240 | $384.6K | 0.00% | −307,215−90.2% | Reduced |
| Northern Trust Corp | 33,043 | $382.3K | 0.00% | +33,043 | New |
| Quantbot Technologies LP | 30,421 | $352.0K | 0.01% | −2,097−6.4% | Reduced |
| Optimum Investment Advisors | 28,801 | $333.2K | 0.14% | 00.0% | Unchanged |
| Camden Capital, LLC | 26,658 | $308.4K | 0.03% | 00.0% | Unchanged |
| Royal Bank of Canada | 25,249 | $292.0K | 0.00% | −14,544−36.5% | Reduced |
| AE Wealth Management LLC | 20,230 | $234.1K | 0.00% | −2,404−10.6% | Reduced |
| Yelin Lapidot Holdings Management Ltd. | 19,500 | $225.6K | 0.04% | 00.0% | Unchanged |
| Allspring Global Investments Holdings, LLC | 19,500 | $225.6K | 0.00% | 00.0% | Unchanged |
| Beacon Investment Advisors LLC | 19,105 | $221.0K | 0.10% | +4,455+30.4% | Added |
| Raymond James Financial Services Advisors, Inc. | 18,732 | $216.7K | 0.00% | +6,442+52.4% | Added |
| Garner Asset Management Corp | 17,555 | $203.0K | 0.09% | −494−2.7% | Reduced |
| Private Advisor Group, LLC | 16,352 | $189.2K | 0.00% | −4,161−20.3% | Reduced |
| Wells Fargo & Company | 15,746 | $182.2K | 0.00% | −5,830−27.0% | Reduced |
| XTX Topco Ltd | 15,741 | $182.1K | 0.01% | +15,741 | New |
| Paloma Partners Management Co | 15,036 | $174.0K | 0.01% | +15,036 | New |
| Jane Street Group, LLC | 14,417 | $166.8K | 0.00% | −15,240−51.4% | Reduced |
| AllSquare Wealth Management LLC | 13,700 | $158.5K | 0.09% | 00.0% | Unchanged |
| Firethorn Wealth Partners, LLC | 13,008 | $150.5K | 0.08% | +344+2.7% | Added |
| Bank of America Corp | 12,989 | $150.3K | 0.00% | +1,400+12.1% | Added |
| Resources Investment Advisors, LLC. | 12,543 | $145.1K | 0.00% | 00.0% | Unchanged |
| First Foundation Advisors | 12,393 | $143.4K | 0.01% | 00.0% | Unchanged |
| Strategies Wealth Advisors, LLC | 11,884 | $137.5K | 0.02% | +316+2.7% | Added |
| Fulton Breakefield Broenniman LLC | 11,798 | $136.5K | 0.01% | 00.0% | Unchanged |
| Cyndeo Wealth Partners, LLC | 11,287 | $130.6K | 0.01% | +298+2.7% | Added |
| Arkadios Wealth Advisors | 10,750 | $124.4K | 0.01% | −2,028−15.9% | Reduced |
| Jmac Enterprises LLC | 10,411 | $120.5K | 0.02% | +10,411 | New |
| Calton & Associates, Inc. | 10,271 | $118.8K | 0.05% | +10,271 | New |
| D. E. Shaw & Co., Inc. | 10,213 | $118.2K | 0.00% | −31,408−75.5% | Reduced |
| Clearstead Advisors, LLC | 10,000 | $115.7K | 0.00% | 00.0% | Unchanged |
| Sage Mountain Advisors LLC | 10,000 | $115.7K | 0.01% | 00.0% | Unchanged |
| IFP Advisors, Inc | 8,716 | $100.8K | 0.00% | +2,216+34.1% | Added |
| Sunbelt Securities, Inc. | 8,624 | $99.8K | 0.01% | 00.0% | Unchanged |
| US Bancorp | 8,445 | $97.7K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 5,010 | $58.0K | 0.00% | +5,000+50,000.0% | Added |
| CIBC Private Wealth Group, LLC | 5,000 | $57.9K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 4,714 | $54.5K | 0.00% | 00.0% | Unchanged |
| Bryn Mawr Trust Co | 3,363 | $38.9K | 0.00% | +3,363 | New |
| Private Trust Co NA | 2,530 | $29.3K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 1,484 | $17.2K | 0.00% | +1,484 | New |
| Financial Network Wealth Advisors LLC | 1,426 | $16.5K | 0.01% | +1,426 | New |
| BNP Paribas Arbitrage, SA | 1,300 | $15.0K | 0.00% | −8,200−86.3% | Reduced |
| Quarry LP | 1,266 | $14.6K | 0.00% | −1,654−56.6% | Reduced |
| FNY Investment Advisers, LLC | 1,200 | $13.0K | 0.01% | +1,200 | New |
| Raleigh Capital Management Inc. | 1,100 | $12.7K | 0.00% | +1,100 | New |
| Delta Asset Management LLC | 943 | $10.9K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 756 | $8.75K | 0.00% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 400 | $4.63K | 0.00% | +400 | New |
| Larson Financial Group LLC | 334 | $3.87K | 0.00% | +138+70.4% | Added |
| Principal Securities, Inc. | 315 | $3.65K | 0.00% | +215+215.0% | Added |
| Hexagon Capital Partners LLC | 291 | $3.37K | 0.00% | +41+16.4% | Added |
| Continuum Advisory, LLC | 171 | $1.89K | 0.00% | +171 | New |
| Group One Trading, L.P. | 95 | $1.10K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 40 | $463 | 0.00% | +40 | New |