PennantPark Floating Rate Capital Ltd.
PFLT- Exchange
- NYSE
- SEC CIK
- 0001504619
No open-market purchases or sales by PennantPark Floating Rate Capital Ltd. insiders were filed in the last 90 days; 125 institutions reported holding it in 13F filings for Q2 2026, worth $164.7M in total; no superinvestor holds it.
Other share classesPFLA
13F holders, Q3 2024
Institutional positions in PennantPark Floating Rate Capital Ltd. as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 103
- −5 vs. Q2 2024
- Shares held
- 16.0M
- −13.2K (−0.1%) vs. Q2 2024
- Total value
- $184.5M
- +$7.65M (+4.3%) vs. Q2 2024
- New holders
- 18
- 32 more added
- Sold out
- 23
- 33 more reduced
3 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 125 | $164.7M |
| Q1 2026 | 134 | $166.2M |
| Q4 2025 | 136 | $207.8M |
| Q3 2025 | 135 | $193.4M |
| Q2 2025 | 124 | $221.1M |
| Q1 2025 | 132 | $285.9M |
| Q4 2024 | 127 | $199.5M |
| Q3 2024 | 103 | $184.5M |
| Q2 2024 | 111 | $180.3M |
| Q1 2024 | 105 | $160.4M |
| Q4 2023 | 101 | $148.8M |
| Q3 2023 | 110 | $139.8M |
| Q2 2023 | 112 | $172.3M |
| Q1 2023 | 92 | $109.3M |
| Q4 2022 | 97 | $107.0M |
| Q3 2022 | 93 | $98.1M |
| Q2 2022 | 95 | $107.1M |
| Q1 2022 | 87 | $110.4M |
| Q4 2021 | 84 | $92.5M |
| Q3 2021 | 80 | $119.5M |
| Q2 2021 | 78 | $126.4M |
| Q1 2021 | 82 | $124.0M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding PennantPark Floating Rate Capital Ltd.; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Coppell Advisory Solutions LLC | 1 | $9 | 0.00% | 00.0% | Unchanged |
| Creekmur Asset Management LLC | 9 | $103 | 0.00% | −383−97.7% | Reduced |
| Farther Finance Advisors, LLC | 40 | $463 | 0.00% | +40 | New |
| Group One Trading, L.P. | 95 | $1.10K | 0.00% | 00.0% | Unchanged |
| Continuum Advisory, LLC | 171 | $1.89K | 0.00% | +171 | New |
| Hexagon Capital Partners LLC | 291 | $3.37K | 0.00% | +41+16.4% | Added |
| Principal Securities, Inc. | 315 | $3.65K | 0.00% | +215+215.0% | Added |
| Larson Financial Group LLC | 334 | $3.87K | 0.00% | +138+70.4% | Added |
| Russell Investments Group, Ltd. | 400 | $4.63K | 0.00% | +400 | New |
| Beacon Capital Management, LLC | 756 | $8.75K | 0.00% | 00.0% | Unchanged |
| Delta Asset Management LLC | 943 | $10.9K | 0.00% | 00.0% | Unchanged |
| Raleigh Capital Management Inc. | 1,100 | $12.7K | 0.00% | +1,100 | New |
| FNY Investment Advisers, LLC | 1,200 | $13.0K | 0.01% | +1,200 | New |
| Quarry LP | 1,266 | $14.6K | 0.00% | −1,654−56.6% | Reduced |
| BNP Paribas Arbitrage, SA | 1,300 | $15.0K | 0.00% | −8,200−86.3% | Reduced |
| Financial Network Wealth Advisors LLC | 1,426 | $16.5K | 0.01% | +1,426 | New |
| Tower Research Capital LLC (TRC) | 1,484 | $17.2K | 0.00% | +1,484 | New |
| Private Trust Co NA | 2,530 | $29.3K | 0.00% | 00.0% | Unchanged |
| Bryn Mawr Trust Co | 3,363 | $38.9K | 0.00% | +3,363 | New |
| GWM Advisors LLC | 4,714 | $54.5K | 0.00% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 5,000 | $57.9K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 5,010 | $58.0K | 0.00% | +5,000+50,000.0% | Added |
| US Bancorp | 8,445 | $97.7K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 8,624 | $99.8K | 0.01% | 00.0% | Unchanged |
| IFP Advisors, Inc | 8,716 | $100.8K | 0.00% | +2,216+34.1% | Added |
| Clearstead Advisors, LLC | 10,000 | $115.7K | 0.00% | 00.0% | Unchanged |
| Sage Mountain Advisors LLC | 10,000 | $115.7K | 0.01% | 00.0% | Unchanged |
| D. E. Shaw & Co., Inc. | 10,213 | $118.2K | 0.00% | −31,408−75.5% | Reduced |
| Calton & Associates, Inc. | 10,271 | $118.8K | 0.05% | +10,271 | New |
| Jmac Enterprises LLC | 10,411 | $120.5K | 0.02% | +10,411 | New |
| Arkadios Wealth Advisors | 10,750 | $124.4K | 0.01% | −2,028−15.9% | Reduced |
| Cyndeo Wealth Partners, LLC | 11,287 | $130.6K | 0.01% | +298+2.7% | Added |
| Fulton Breakefield Broenniman LLC | 11,798 | $136.5K | 0.01% | 00.0% | Unchanged |
| Strategies Wealth Advisors, LLC | 11,884 | $137.5K | 0.02% | +316+2.7% | Added |
| First Foundation Advisors | 12,393 | $143.4K | 0.01% | 00.0% | Unchanged |
| Resources Investment Advisors, LLC. | 12,543 | $145.1K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 12,989 | $150.3K | 0.00% | +1,400+12.1% | Added |
| Firethorn Wealth Partners, LLC | 13,008 | $150.5K | 0.08% | +344+2.7% | Added |
| AllSquare Wealth Management LLC | 13,700 | $158.5K | 0.09% | 00.0% | Unchanged |
| Jane Street Group, LLC | 14,417 | $166.8K | 0.00% | −15,240−51.4% | Reduced |
| Paloma Partners Management Co | 15,036 | $174.0K | 0.01% | +15,036 | New |
| XTX Topco Ltd | 15,741 | $182.1K | 0.01% | +15,741 | New |
| Wells Fargo & Company | 15,746 | $182.2K | 0.00% | −5,830−27.0% | Reduced |
| Private Advisor Group, LLC | 16,352 | $189.2K | 0.00% | −4,161−20.3% | Reduced |
| Garner Asset Management Corp | 17,555 | $203.0K | 0.09% | −494−2.7% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 18,732 | $216.7K | 0.00% | +6,442+52.4% | Added |
| Beacon Investment Advisors LLC | 19,105 | $221.0K | 0.10% | +4,455+30.4% | Added |
| Yelin Lapidot Holdings Management Ltd. | 19,500 | $225.6K | 0.04% | 00.0% | Unchanged |
| Allspring Global Investments Holdings, LLC | 19,500 | $225.6K | 0.00% | 00.0% | Unchanged |
| AE Wealth Management LLC | 20,230 | $234.1K | 0.00% | −2,404−10.6% | Reduced |
| Royal Bank of Canada | 25,249 | $292.0K | 0.00% | −14,544−36.5% | Reduced |
| Camden Capital, LLC | 26,658 | $308.4K | 0.03% | 00.0% | Unchanged |
| Optimum Investment Advisors | 28,801 | $333.2K | 0.14% | 00.0% | Unchanged |
| Quantbot Technologies LP | 30,421 | $352.0K | 0.01% | −2,097−6.4% | Reduced |
| Northern Trust Corp | 33,043 | $382.3K | 0.00% | +33,043 | New |
| Citadel Advisors LLC | 33,240 | $384.6K | 0.00% | −307,215−90.2% | Reduced |
| Cetera Investment Advisers | 33,844 | $391.6K | 0.00% | −2,698−7.4% | Reduced |
| Lido Advisors, LLC | 35,283 | $408.2K | 0.00% | +35,283 | New |
| Cambridge Investment Research Advisors, Inc. | 36,092 | $418.0K | 0.00% | −6,264−14.8% | Reduced |
| Commonwealth Equity Services, LLC | 37,044 | $429.0K | 0.00% | −1,865−4.8% | Reduced |
| Susquehanna International Group, LLP | 39,837 | $460.9K | 0.00% | +39,837 | New |
| Crescent Grove Advisors, LLC | 40,778 | $476.0K | 0.05% | +40,778 | New |
| Natixis | 44,576 | $515.7K | 0.00% | +25,500+133.7% | Added |
| Guggenheim Capital LLC | 45,109 | $521.9K | 0.00% | +2,559+6.0% | Added |
| Aquatic Capital Management LLC | 47,000 | $543.8K | 0.01% | −15,700−25.0% | Reduced |
| Y-Intercept (Hong Kong) Ltd | 50,644 | $586.0K | 0.04% | −19,167−27.5% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 51,655 | $597.6K | 0.00% | −4,221−7.6% | Reduced |
| Muzinich & Co., Inc. | 51,655 | $597.6K | 0.47% | −4,221−7.6% | Reduced |
| Janney Montgomery Scott LLC | 55,622 | $644.0K | 0.00% | −4,895−8.1% | Reduced |
| Great West Life Assurance Co | 58,254 | $675.0K | 0.00% | +5,376+10.2% | Added |
| Strategic Financial Concepts, LLC | 61,300 | $709.2K | 0.23% | −637,206−91.2% | Reduced |
| Stifel Financial Corp | 66,025 | $763.9K | 0.00% | −5,779−8.0% | Reduced |
| Virtus ETF Advisers LLC | 68,541 | $793.0K | 0.37% | −17,776−20.6% | Reduced |
| Global Retirement Partners, LLC | 69,000 | $798.3K | 0.02% | −2,579−3.6% | Reduced |
| Graypoint LLC | 69,259 | $801.3K | 0.05% | +1,844+2.7% | Added |
| Denali Advisors LLC | 79,081 | $915.0K | 0.10% | +79,081 | New |
| Jump Financial, LLC | 83,299 | $963.8K | 0.02% | +15,650+23.1% | Added |
| Advisor Group Holdings, Inc. | 91,049 | $1.05M | 0.00% | +43,105+89.9% | Added |
| HRT Financial LP | 100,343 | $1.16M | 0.01% | −29,628−22.8% | Reduced |
| Toroso Investments, LLC | 101,012 | $1.17M | 0.01% | +6,966+7.4% | Added |
| PFG Advisors | 104,604 | $1.21M | 0.08% | +310.0% | Added |
| PFG Investments, LLC | 105,062 | $1.22M | 0.08% | +176+0.2% | Added |
| HighTower Advisors, LLC | 109,246 | $1.26M | 0.00% | −9,561−8.0% | Reduced |
| Wedbush Securities Inc | 121,110 | $1.40M | 0.05% | +48,031+65.7% | Added |
| BlackRock, Inc. | 237,880 | $2.75M | 0.00% | +237,880 | New |
| JPMorgan Chase & Co | 251,733 | $2.91M | 0.00% | +105,855+72.6% | Added |
| Morgan Stanley | 272,907 | $3.16M | 0.00% | −35,697−11.6% | Reduced |
| UBS Group AG | 278,370 | $3.22M | 0.00% | +79,644+40.1% | Added |
| Advisors Asset Management, Inc. | 281,626 | $3.26M | 0.06% | +23,836+9.2% | Added |
| NewEdge Wealth, LLC | 286,672 | $3.32M | 0.06% | −17,401−5.7% | Reduced |
| Millennium Management LLC | 332,677 | $3.85M | 0.00% | −451,235−57.6% | Reduced |
| Qube Research & Technologies Ltd | 347,167 | $4.02M | 0.01% | −51,295−12.9% | Reduced |
| LPL Financial LLC | 358,922 | $4.15M | 0.00% | +99,041+38.1% | Added |
| Trexquant Investment LP | 430,173 | $4.98M | 0.06% | +149,261+53.1% | Added |
| Legal & General Group Plc | 483,963 | $5.60M | 0.00% | −1,027−0.2% | Reduced |
| Marshall Wace, LLP | 618,127 | $7.15M | 0.01% | +583,710+1,696.0% | Added |
| Two Sigma Advisers, LP | 700,997 | $8.11M | 0.02% | −415,478−37.2% | Reduced |
| Balyasny Asset Management LLC | 957,608 | $11.1M | 0.03% | +281,301+41.6% | Added |
| Two Sigma Investments, LP | 1,354,376 | $15.7M | 0.04% | +35,572+2.7% | Added |
| Altshuler Shaham Ltd | 1,573,156 | $18.2M | 1.09% | 00.0% | Unchanged |