Skip to main content
Livermore
Livermore
ZHEN

PennantPark Floating Rate Capital Ltd.

PFLT
Exchange
NYSE
SEC CIK
0001504619

No open-market purchases or sales by PennantPark Floating Rate Capital Ltd. insiders were filed in the last 90 days; 125 institutions reported holding it in 13F filings for Q2 2026, worth $164.7M in total; no superinvestor holds it.

Other share classesPFLA

13F holders, Q2 2021

Institutional positions in PennantPark Floating Rate Capital Ltd. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
78
−4 vs. Q1 2021
Shares held
9.92M
−496.7K (−4.8%) vs. Q1 2021
Total value
$126.4M
+$2.39M (+1.9%) vs. Q1 2021
New holders
8
19 more added
Sold out
12
27 more reduced

Compare with Q1 2021: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting PFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ2 2021: 78 institutions
Q1 2021: 82 institutionsQ2 2021: 78 institutionsQ3 2021: 80 institutionsQ4 2021: 84 institutionsQ1 2022: 87 institutionsQ2 2022: 95 institutionsQ3 2022: 93 institutionsQ4 2022: 97 institutionsQ1 2023: 92 institutionsQ2 2023: 112 institutionsQ3 2023: 110 institutionsQ4 2023: 101 institutionsQ1 2024: 105 institutionsQ2 2024: 111 institutionsQ3 2024: 103 institutionsQ4 2024: 127 institutionsQ1 2025: 132 institutionsQ2 2025: 124 institutionsQ3 2025: 135 institutionsQ4 2025: 136 institutionsQ1 2026: 134 institutionsQ2 2026: 125 institutions
Value heldQ2 2021: $126.4M
Q1 2021: $124.0MQ2 2021: $126.4MQ3 2021: $119.5MQ4 2021: $92.5MQ1 2022: $110.4MQ2 2022: $107.1MQ3 2022: $98.1MQ4 2022: $107.0MQ1 2023: $109.3MQ2 2023: $172.3MQ3 2023: $139.8MQ4 2023: $148.8MQ1 2024: $160.4MQ2 2024: $180.3MQ3 2024: $184.5MQ4 2024: $199.5MQ1 2025: $285.9MQ2 2025: $221.1MQ3 2025: $193.4MQ4 2025: $207.8MQ1 2026: $166.2MQ2 2026: $164.7M
Institutions holding PFLT and their total value by quarter
QuarterHoldersValue
Q2 2026125$164.7M
Q1 2026134$166.2M
Q4 2025136$207.8M
Q3 2025135$193.4M
Q2 2025124$221.1M
Q1 2025132$285.9M
Q4 2024127$199.5M
Q3 2024103$184.5M
Q2 2024111$180.3M
Q1 2024105$160.4M
Q4 2023101$148.8M
Q3 2023110$139.8M
Q2 2023112$172.3M
Q1 202392$109.3M
Q4 202297$107.0M
Q3 202293$98.1M
Q2 202295$107.1M
Q1 202287$110.4M
Q4 202184$92.5M
Q3 202180$119.5M
Q2 202178$126.4M
Q1 202182$124.0M

Institutions, Q2 2021

Shares, value and share of portfolio for each institution holding PennantPark Floating Rate Capital Ltd.; share changes are against Q1 2021.

Institutions holding PFLT in Q2 2021
InstitutionSharesValue% of portfolioChange in sharesAction
Sound Income Strategies, LLC2,301,360$29.3M4.22%−122,378−5.0%Reduced
Altshuler Shaham Ltd1,891,245$24.3M0.18%00.0%Unchanged
Van Eck Associates Corp582,939$7.42M0.02%−105,238−15.3%Reduced
Two Sigma Advisers, LP360,275$4.58M0.01%+15,400+4.5%Added
Two Sigma Investments, LP352,977$4.49M0.01%+48,247+15.8%Added
Pin Oak Investment Advisors Inc336,136$4.28M4.35%−12,100−3.5%Reduced
First Republic Investment Management, Inc.294,139$3.74M0.01%+294,139New
Advisor Group Holdings, Inc.269,577$3.43M0.01%+1,730+0.6%Added
Relative Value Partners Group, LLC266,223$3.41M0.27%−35,379−11.7%Reduced
Legal & General Group Plc247,421$3.15M0.00%−22,655−8.4%Reduced
Arrowstreet Capital, Limited Partnership245,554$3.12M0.00%−48,889−16.6%Reduced
BlackRock Inc.233,344$2.97M0.00%+22,623+10.7%Added
Morgan Stanley188,721$2.40M0.00%−29,964−13.7%Reduced
Hennion & Walsh Asset Management, Inc.179,925$2.29M0.12%+32,066+21.7%Added
PFG Advisors163,643$2.08M0.24%00.0%Unchanged
Sumitomo Mitsui Trust Holdings, Inc.151,689$1.93M0.00%00.0%Unchanged
Muzinich & Co., Inc.151,689$1.93M1.19%00.0%Unchanged
Advisors Asset Management, Inc.130,633$1.66M0.02%+22,762+21.1%Added
The PNC Financial Services Group, Inc.122,312$1.56M0.00%00.0%Unchanged
HighTower Advisors, LLC118,475$1.51M0.00%−12,514−9.6%Reduced
McKinley Capital Management LLC /Delaware92,114$1.17M0.08%−2,169−2.3%Reduced
Roosevelt Investment Group LLC85,372$1.09M0.07%00.0%Unchanged
Mackenzie Financial Corp84,034$1.07M0.00%+45,132+116.0%Added
Stifel Financial Corp80,637$1.03M0.00%+290.0%Added
AE Wealth Management LLC69,617$886.0K0.01%+38,070+120.7%Added
Confluence Investment Management LLC64,560$821.0K0.01%+1,008+1.6%Added
CSS LLC59,566$758.0K0.04%00.0%Unchanged
Virtus ETF Advisers LLC51,448$654.0K0.27%+13,397+35.2%Added
UBS Group AG49,422$628.0K0.00%+6,180+14.3%Added
Janney Montgomery Scott LLC43,964$559.0K0.00%−2,747−5.9%Reduced
Wedbush Securities Inc40,606$517.0K0.02%−9,630−19.2%Reduced
Optimum Investment Advisors39,745$506.0K0.16%−2,846−6.7%Reduced
Susquehanna International Group, LLP39,358$501.0K0.00%−36,357−48.0%Reduced
TownSquare Capital, LLC33,584$450.0K0.01%−2,419−6.7%Reduced
D. E. Shaw & Co., Inc.34,901$444.0K0.00%+24,732+243.2%Added
Susquehanna Fundamental Investments, LLC34,800$443.0K0.01%00.0%Unchanged
Cambridge Investment Research Advisors, Inc.34,334$437.0K0.00%−3,989−10.4%Reduced
LPL Financial LLC33,206$422.0K0.00%−246−0.7%Reduced
International Assets Investment Management, LLC26,300$335.0K0.06%−26,700−50.4%Reduced
Royal Bank of Canada24,750$315.0K0.00%+2,262+10.1%Added
Teamwork Financial Advisors, LLC23,555$300.0K0.06%+467+2.0%Added
Independent Financial Group, LLC20,810$264.7K0.03%+1,580+8.2%Added
Envestnet Asset Management Inc19,378$246.0K0.00%−655−3.3%Reduced
Wells Fargo & Company18,333$233.0K0.00%+150+0.8%Added
Garner Asset Management Corp17,556$223.0K0.11%00.0%Unchanged
JPMorgan Chase & Co17,358$221.0K0.00%−2,467−12.4%Reduced
Advisory Services Network, LLC15,963$203.0K0.01%+5,827+57.5%Added
AllSquare Wealth Management LLC15,600$198.0K0.12%00.0%Unchanged
Davenport & Co LLC14,900$190.0K0.00%−164−1.1%Reduced
Acadian Asset Management LLC14,291$182.0K0.00%00.0%Unchanged
Private Advisor Group, LLC13,784$176.0K0.00%−2,290−14.2%Reduced
Sheaff Brock Investment Advisors, LLC12,730$162.0K0.02%00.0%Unchanged
Great West Life Assurance Co12,584$160.0K0.00%+723+6.1%Added
Trexquant Investment LP12,357$157.0K0.01%+12,357New
NinePointTwo Capital11,761$149.0K0.05%+11,761New
Millennium Management LLC11,534$147.0K0.00%−30,020−72.2%Reduced
Comerica Bank11,640$146.0K0.00%00.0%Unchanged
Raymond James & Associates11,123$141.0K0.00%+11,123New
NEXT Financial Group, Inc7,061$90.0K0.01%−454−6.0%Reduced
Rockefeller Capital Management L.P.6,855$87.0K0.00%00.0%Unchanged
US Bancorp4,015$51.0K0.00%00.0%Unchanged
Bank of America Corp3,742$48.0K0.00%00.0%Unchanged
Northwestern Mutual Wealth Management Co1,750$22.0K0.00%+1,750New
Wolverine Asset Management LLC1,586$20.0K0.00%−776−32.9%Reduced
Charter Oak Capital Management, LLC1,064$14.0K0.00%00.0%Unchanged
Mark Sheptoff Financial Planning, LLC850$11.0K0.01%+850New
Focused Wealth Management, Inc750$10.0K0.00%00.0%Unchanged
Deutsche Bank AG700$9.00K0.00%+700New
Atwood & Palmer Inc640$8.00K0.00%00.0%Unchanged
American Portfolios Advisors603$7.67K0.00%00.0%Unchanged
Tucker Asset Management LLC534$6.79K0.00%00.0%Unchanged
Tower Research Capital LLC (TRC)434$6.00K0.00%−1,187−73.2%Reduced
Spire Wealth Management500$6.00K0.00%00.0%Unchanged
Hudock, Inc.350$4.00K0.00%−50−12.5%Reduced
Citigroup Inc200$3.00K0.00%+200New
City Holding Co163$2.00K0.00%00.0%Unchanged
Steward Partners Investment Advisory, LLC54$1.00K0.00%00.0%Unchanged
FMR LLC1$00.00%−1−50.0%Reduced
Pacific Ridge Capital Partners, LLC0$00.00%−230,801−100.0%Sold out
Taylor Frigon Capital Management LLC0$00.00%−138,405−100.0%Sold out
ExodusPoint Capital Management, LP0$00.00%−81,062−100.0%Sold out
California Public Employees Retirement System0$00.00%−78,700−100.0%Sold out
Neuberger Berman Group LLC0$00.00%−34,896−100.0%Sold out
Aigen Investment Management, LP0$00.00%−15,552−100.0%Sold out
Citadel Advisors LLC0$00.00%−11,109−100.0%Sold out
FNY Investment Advisers, LLC0$00.00%−5,686−100.0%Sold out
Brown Brothers Harriman & Co0$00.00%−1,000−100.0%Sold out
Allred Capital Management, LLC0$00.00%−250−100.0%Sold out
Global Wealth Management Investment Advisory, Inc.0$00.00%−167−100.0%Sold out
Eudaimonia Partners, LLC0$00.00%−23−100.0%Sold out