PennantPark Floating Rate Capital Ltd.
PFLT- Exchange
- NYSE
- SEC CIK
- 0001504619
No open-market purchases or sales by PennantPark Floating Rate Capital Ltd. insiders were filed in the last 90 days; 125 institutions reported holding it in 13F filings for Q2 2026, worth $164.7M in total; no superinvestor holds it.
Other share classesPFLA
13F holders, Q1 2026
Institutional positions in PennantPark Floating Rate Capital Ltd. as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 134
- +2 vs. Q4 2025
- Shares held
- 20.7M
- −1.57M (−7.0%) vs. Q4 2025
- Total value
- $166.2M
- −$41.2M (−19.9%) vs. Q4 2025
- New holders
- 25
- 48 more added
- Sold out
- 23
- 32 more reduced
4 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 125 | $164.7M |
| Q1 2026 | 134 | $166.2M |
| Q4 2025 | 136 | $207.8M |
| Q3 2025 | 135 | $193.4M |
| Q2 2025 | 124 | $221.1M |
| Q1 2025 | 132 | $285.9M |
| Q4 2024 | 127 | $199.5M |
| Q3 2024 | 103 | $184.5M |
| Q2 2024 | 111 | $180.3M |
| Q1 2024 | 105 | $160.4M |
| Q4 2023 | 101 | $148.8M |
| Q3 2023 | 110 | $139.8M |
| Q2 2023 | 112 | $172.3M |
| Q1 2023 | 92 | $109.3M |
| Q4 2022 | 97 | $107.0M |
| Q3 2022 | 93 | $98.1M |
| Q2 2022 | 95 | $107.1M |
| Q1 2022 | 87 | $110.4M |
| Q4 2021 | 84 | $92.5M |
| Q3 2021 | 80 | $119.5M |
| Q2 2021 | 78 | $126.4M |
| Q1 2021 | 82 | $124.0M |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding PennantPark Floating Rate Capital Ltd.; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sound Income Strategies, LLC | 4,940,809 | $39.6M | 1.91% | +296,851+6.4% | Added |
| UBS Group AG | 2,020,025 | $16.2M | 0.00% | +652,583+47.7% | Added |
| Invesco Ltd. | 1,807,110 | $14.5M | 0.00% | +584,413+47.8% | Added |
| Van Eck Associates Corp | 1,805,312 | $14.5M | 0.01% | −525,847−22.6% | Reduced |
| Diameter Capital Partners LP | 1,655,246 | $13.3M | 2.55% | +470,770+39.7% | Added |
| Altshuler Shaham Ltd | 1,029,172 | $8.27M | 0.15% | −290,984−22.0% | Reduced |
| Legal & General Group Plc | 765,087 | $6.16M | 0.00% | +77,517+11.3% | Added |
| Morgan Stanley | 601,660 | $4.84M | 0.00% | +24,536+4.3% | Added |
| LPL Financial LLC | 399,594 | $3.21M | 0.00% | −17,471−4.2% | Reduced |
| BlackRock, Inc. | 385,021 | $3.10M | 0.00% | −296,860−43.5% | Reduced |
| Advisors Asset Management, Inc. | 359,336 | $2.89M | 0.05% | +15,227+4.4% | Added |
| Two Sigma Investments, LP | 293,681 | $2.36M | 0.00% | −103,382−26.0% | Reduced |
| GraniteShares Advisors LLC | 262,767 | $2.11M | 1.52% | −30,077−10.3% | Reduced |
| Advisor Group Holdings, Inc. | 216,435 | $1.74M | 0.00% | +7,796+3.7% | Added |
| Qube Research & Technologies Ltd | 188,207 | $1.51M | 0.00% | −330,542−63.7% | Reduced |
| Trexquant Investment LP | 177,765 | $1.43M | 0.01% | −46,113−20.6% | Reduced |
| NewEdge Wealth, LLC | 177,682 | $1.43M | 0.02% | +5,938+3.5% | Added |
| Muzinich & Co., Inc. | 171,904 | $1.38M | 0.48% | +1,068+0.6% | Added |
| Millennium Management LLC | 160,994 | $1.29M | 0.00% | −529,057−76.7% | Reduced |
| XTX Topco Ltd | 147,801 | $1.19M | 0.02% | −32,839−18.2% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 147,213 | $1.18M | 0.00% | 00.0% | Unchanged |
| PFG Investments, LLC | 140,523 | $1.13M | 0.05% | +17,016+13.8% | Added |
| Independent Advisor Alliance | 137,500 | $1.11M | 0.01% | +137,500 | New |
| Krilogy Financial LLC | 123,880 | $1.07M | 0.03% | 00.0% | Unchanged |
| Great West Life Assurance Co | 108,194 | $874.0K | 0.00% | −16,928−13.5% | Reduced |
| Toroso Investments, LLC | 105,656 | $849.5K | 0.00% | +105,656 | New |
| PFG Advisors | 99,022 | $796.1K | 0.04% | +965+1.0% | Added |
| Cerity Partners LLC | 86,563 | $696.1K | 0.00% | +4,553+5.6% | Added |
| VARCOV Co. | 85,730 | $689.3K | 0.26% | −14,348−14.3% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 85,245 | $685.0K | 0.00% | +3,931+4.8% | Added |
| Naviter Wealth, LLC | 78,217 | $636.4K | 0.08% | +57,451+276.7% | Added |
| CastleKnight Management LP | 79,100 | $636.0K | 0.03% | 00.0% | Unchanged |
| Virtus Investment Advisers, Inc. | 75,014 | $603.1K | 0.17% | −4,687−5.9% | Reduced |
| Yelin Lapidot Holdings Management Ltd. | 74,427 | $598.4K | 0.12% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 72,446 | $582.5K | 0.00% | +37,288+106.1% | Added |
| HighTower Advisors, LLC | 71,580 | $575.5K | 0.00% | +375+0.5% | Added |
| Cetera Investment Advisers | 69,941 | $562.3K | 0.00% | +1,663+2.4% | Added |
| Guggenheim Capital LLC | 67,534 | $543.0K | 0.00% | +8,387+14.2% | Added |
| Bank of America Corp | 55,056 | $442.6K | 0.00% | −12,941−19.0% | Reduced |
| Commonwealth Equity Services, LLC | 52,991 | $426.1K | 0.00% | +8,469+19.0% | Added |
| Envestnet Asset Management Inc | 49,530 | $398.2K | 0.00% | +3,952+8.7% | Added |
| Stifel Financial Corp | 47,307 | $380.3K | 0.00% | −3,650−7.2% | Reduced |
| Denali Advisors LLC | 47,034 | $378.2K | 0.04% | −1,513−3.1% | Reduced |
| Andina Capital Management, LLC | 46,947 | $377.5K | 0.33% | +46,947 | New |
| Foundations Investment Advisors, LLC | 44,997 | $361.8K | 0.00% | +23,796+112.2% | Added |
| Sovran Advisors, LLC | 37,801 | $339.1K | 0.03% | +1,337+3.7% | Added |
| Janney Montgomery Scott LLC | 41,802 | $336.0K | 0.00% | +1,661+4.1% | Added |
| Oxford Asset Management LLP | 37,243 | $299.4K | 0.12% | −8,139−17.9% | Reduced |
| Susquehanna International Group, LLP | 37,125 | $298.5K | 0.00% | +26,303+243.1% | Added |
| DRW Securities, LLC | 33,205 | $267.0K | 0.01% | +33,205 | New |
| Wedbush Securities Inc | 32,962 | $265.0K | 0.01% | −6,300−16.0% | Reduced |
| Freestone Capital Holdings, LLC | 29,045 | $233.5K | 0.01% | +2,000+7.4% | Added |
| Greenwood Gearhart Inc | 29,000 | $233.2K | 0.01% | +29,000 | New |
| Royal Bank of Canada | 27,629 | $222.0K | 0.00% | +5,576+25.3% | Added |
| Camden Capital, LLC | 26,658 | $214.3K | 0.01% | 00.0% | Unchanged |
| Strategic Financial Concepts, LLC | 26,239 | $211.0K | 0.05% | +26,239 | New |
| Brevan Howard Capital Management LP | 25,455 | $204.7K | 0.00% | −4,268−14.4% | Reduced |
| Ethos Financial Group, LLC | 21,308 | $197.5K | 0.01% | 00.0% | Unchanged |
| Wells Fargo & Company | 24,385 | $196.1K | 0.00% | −127,173−83.9% | Reduced |
| Cornerstone Wealth Management, LLC | 22,612 | $181.8K | 0.01% | −11,809−34.3% | Reduced |
| AE Wealth Management LLC | 22,546 | $181.3K | 0.00% | +428+1.9% | Added |
| M&T Bank Corp | 21,899 | $176.1K | 0.00% | 00.0% | Unchanged |
| PW Nova Financial Services LLC | 21,547 | $173.2K | 0.04% | +10,238+90.5% | Added |
| Beacon Investment Advisors LLC | 21,346 | $171.6K | 0.06% | +430+2.1% | Added |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 20,751 | $166.8K | 0.00% | +20,751 | New |
| Calton & Associates, Inc. | 20,574 | $165.4K | 0.02% | +7,073+52.4% | Added |
| Mariner, LLC | 20,186 | $162.3K | 0.00% | +8,985+80.2% | Added |
| Raymond James Financial Inc | 19,268 | $154.9K | 0.00% | +682+3.7% | Added |
| Squarepoint Ops LLC | 18,492 | $148.7K | 0.00% | +18,492 | New |
| Westend Capital Management, LLC | 17,118 | $137.6K | 0.04% | +17,118 | New |
| Two Sigma Securities, LLC | 16,896 | $135.8K | 0.02% | +16,896 | New |
| Savvy Advisors, Inc. | 16,178 | $130.1K | 0.00% | +16,178 | New |
| VestGen Advisors, LLC | 14,500 | $127.2K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 15,729 | $126.5K | 0.01% | 00.0% | Unchanged |
| Mirabella Financial Services LLP | 14,598 | $117.4K | 0.01% | +14,598 | New |
| Strategies Wealth Advisors, LLC | 14,240 | $114.5K | 0.01% | +477+3.5% | Added |
| Private Advisor Group, LLC | 14,204 | $114.2K | 0.00% | +1,110+8.5% | Added |
| Bridgewealth Advisory Group, LLC | 13,042 | $104.9K | 0.02% | +1,007+8.4% | Added |
| CI Private Wealth, LLC | 12,834 | $103.2K | 0.00% | −71−0.6% | Reduced |
| Northern Trust Corp | 12,764 | $102.6K | 0.00% | −32,522−71.8% | Reduced |
| Lido Advisors, LLC | 12,566 | $102.1K | 0.00% | +452+3.7% | Added |
| Nomura Holdings Inc | 12,500 | $100.5K | 0.00% | −7,387−37.1% | Reduced |
| Concurrent Investment Advisors, LLC | 12,265 | $98.6K | 0.00% | +12,265 | New |
| Garner Asset Management Corp | 12,057 | $96.9K | 0.04% | −2,224−15.6% | Reduced |
| BCO Wealth Management LLC | 12,019 | $96.6K | 0.06% | +313+2.7% | Added |
| Sowell Financial Services LLC | 11,801 | $94.9K | 0.00% | −1,609−12.0% | Reduced |
| Fulton Breakefield Broenniman LLC | 11,798 | $94.9K | 0.01% | 00.0% | Unchanged |
| Winton Group Ltd | 11,070 | $89.0K | 0.00% | +11,070 | New |
| Miller Financial Services LLC | 10,792 | $86.8K | 0.10% | +10,792 | New |
| Glenview Trust Co | 10,650 | $85.6K | 0.00% | 00.0% | Unchanged |
| Westbourne Investments, Inc. | 10,500 | $84.4K | 0.04% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 10,001 | $80.4K | 0.00% | 00.0% | Unchanged |
| Investment Partners, Ltd. | 10,000 | $80.4K | 0.03% | 00.0% | Unchanged |
| Golden State Wealth Management, LLC | 9,852 | $79.2K | 0.01% | +96+1.0% | Added |
| MAI Capital Management | 9,660 | $77.7K | 0.00% | +9,590+13,700.0% | Added |
| Farther Finance Advisors, LLC | 8,087 | $64.8K | 0.00% | +2,201+37.4% | Added |
| BNP Paribas Arbitrage, SA | 7,649 | $61.5K | 0.00% | −51,632−87.1% | Reduced |
| Key Capital Management, INC | 5,439 | $43.7K | 0.03% | −4,344−44.4% | Reduced |
| CWM, LLC | 5,350 | $43.0K | 0.00% | −2,032−27.5% | Reduced |
| MPWM Advisory Solutions, LLC | 5,000 | $40.2K | 0.02% | 00.0% | Unchanged |