PennantPark Floating Rate Capital Ltd.
PFLT- Exchange
- NYSE
- SEC CIK
- 0001504619
No open-market purchases or sales by PennantPark Floating Rate Capital Ltd. insiders were filed in the last 90 days; 125 institutions reported holding it in 13F filings for Q2 2026, worth $164.7M in total; no superinvestor holds it.
Other share classesPFLA
13F holders, Q1 2026
Institutional positions in PennantPark Floating Rate Capital Ltd. as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 134
- +2 vs. Q4 2025
- Shares held
- 20.7M
- −1.57M (−7.0%) vs. Q4 2025
- Total value
- $166.2M
- −$41.2M (−19.9%) vs. Q4 2025
- New holders
- 25
- 48 more added
- Sold out
- 23
- 32 more reduced
4 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 125 | $164.7M |
| Q1 2026 | 134 | $166.2M |
| Q4 2025 | 136 | $207.8M |
| Q3 2025 | 135 | $193.4M |
| Q2 2025 | 124 | $221.1M |
| Q1 2025 | 132 | $285.9M |
| Q4 2024 | 127 | $199.5M |
| Q3 2024 | 103 | $184.5M |
| Q2 2024 | 111 | $180.3M |
| Q1 2024 | 105 | $160.4M |
| Q4 2023 | 101 | $148.8M |
| Q3 2023 | 110 | $139.8M |
| Q2 2023 | 112 | $172.3M |
| Q1 2023 | 92 | $109.3M |
| Q4 2022 | 97 | $107.0M |
| Q3 2022 | 93 | $98.1M |
| Q2 2022 | 95 | $107.1M |
| Q1 2022 | 87 | $110.4M |
| Q4 2021 | 84 | $92.5M |
| Q3 2021 | 80 | $119.5M |
| Q2 2021 | 78 | $126.4M |
| Q1 2021 | 82 | $124.0M |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding PennantPark Floating Rate Capital Ltd.; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| PMV Capital Advisers, LLC | 12 | $98 | 0.00% | +12 | New |
| Strategic Wealth Partners, Ltd. | 56 | $450 | 0.00% | 00.0% | Unchanged |
| Caitong International Asset Management Co., Ltd | 66 | $531 | 0.00% | +65+6,500.0% | Added |
| Allworth Financial LP | 74 | $596 | 0.00% | +5+7.2% | Added |
| JPMorgan Chase & Co | 188 | $1.47K | 0.00% | −4,079−95.6% | Reduced |
| Hilltop National Bank | 191 | $1.54K | 0.00% | +191 | New |
| Jones Financial Companies LLLP | 200 | $1.55K | 0.00% | 00.0% | Unchanged |
| Hilton Head Capital Partners, LLC | 230 | $1.85K | 0.00% | +230 | New |
| Citigroup Inc | 257 | $2.07K | 0.00% | −4,406−94.5% | Reduced |
| N.E.W. Advisory Services LLC | 320 | $2.57K | 0.00% | +320 | New |
| Vermillion Wealth Management, Inc. | 500 | $4.02K | 0.00% | 00.0% | Unchanged |
| Root Financial Partners, LLC | 500 | $4.02K | 0.00% | +500 | New |
| NBC Securities, Inc. | 546 | $4.39K | 0.00% | +226+70.6% | Added |
| Larson Financial Group LLC | 563 | $4.53K | 0.00% | +19+3.5% | Added |
| Delta Asset Management LLC | 825 | $6.63K | 0.00% | −118−12.5% | Reduced |
| Aventura Private Wealth, LLC | 829 | $6.67K | 0.00% | +28+3.5% | Added |
| Murphy & Mullick Capital Management Corp | 1,038 | $8.34K | 0.01% | +37+3.7% | Added |
| Pin Oak Investment Advisors Inc | 1,146 | $9.00K | 0.01% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 1,200 | $9.00K | 0.00% | 00.0% | Unchanged |
| Atlantic Union Bankshares Corp | 1,200 | $9.65K | 0.00% | 00.0% | Unchanged |
| Truvestments Capital LLC | 1,202 | $9.66K | 0.00% | +1,202 | New |
| Financial Network Wealth Advisors LLC | 1,426 | $11.5K | 0.01% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 1,615 | $13.0K | 0.00% | +1,615 | New |
| Triumph Capital Management | 1,600 | $13.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 1,771 | $14.2K | 0.00% | +1,771 | New |
| Burk Holdings LLC | 2,106 | $16.9K | 0.01% | +2,106 | New |
| Nomura Asset Management Co Ltd | 2,113 | $17.0K | 0.00% | +2,113 | New |
| Private Trust Co NA | 2,530 | $20.3K | 0.00% | 00.0% | Unchanged |
| Bryn Mawr Trust Co | 3,363 | $27.0K | 0.00% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 3,580 | $28.7K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 4,000 | $32.2K | 0.00% | 00.0% | Unchanged |
| State of Alaska, Department of Revenue | 4,625 | $37.0K | 0.00% | 00.0% | Unchanged |
| McIlrath & Eck, LLC | 4,689 | $37.7K | 0.00% | +3,002+177.9% | Added |
| GWM Advisors LLC | 4,714 | $37.9K | 0.00% | 00.0% | Unchanged |
| MPWM Advisory Solutions, LLC | 5,000 | $40.2K | 0.02% | 00.0% | Unchanged |
| CWM, LLC | 5,350 | $43.0K | 0.00% | −2,032−27.5% | Reduced |
| Key Capital Management, INC | 5,439 | $43.7K | 0.03% | −4,344−44.4% | Reduced |
| BNP Paribas Arbitrage, SA | 7,649 | $61.5K | 0.00% | −51,632−87.1% | Reduced |
| Farther Finance Advisors, LLC | 8,087 | $64.8K | 0.00% | +2,201+37.4% | Added |
| MAI Capital Management | 9,660 | $77.7K | 0.00% | +9,590+13,700.0% | Added |
| Golden State Wealth Management, LLC | 9,852 | $79.2K | 0.01% | +96+1.0% | Added |
| Investment Partners, Ltd. | 10,000 | $80.4K | 0.03% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 10,001 | $80.4K | 0.00% | 00.0% | Unchanged |
| Westbourne Investments, Inc. | 10,500 | $84.4K | 0.04% | 00.0% | Unchanged |
| Glenview Trust Co | 10,650 | $85.6K | 0.00% | 00.0% | Unchanged |
| Miller Financial Services LLC | 10,792 | $86.8K | 0.10% | +10,792 | New |
| Winton Group Ltd | 11,070 | $89.0K | 0.00% | +11,070 | New |
| Fulton Breakefield Broenniman LLC | 11,798 | $94.9K | 0.01% | 00.0% | Unchanged |
| Sowell Financial Services LLC | 11,801 | $94.9K | 0.00% | −1,609−12.0% | Reduced |
| BCO Wealth Management LLC | 12,019 | $96.6K | 0.06% | +313+2.7% | Added |
| Garner Asset Management Corp | 12,057 | $96.9K | 0.04% | −2,224−15.6% | Reduced |
| Concurrent Investment Advisors, LLC | 12,265 | $98.6K | 0.00% | +12,265 | New |
| Nomura Holdings Inc | 12,500 | $100.5K | 0.00% | −7,387−37.1% | Reduced |
| Lido Advisors, LLC | 12,566 | $102.1K | 0.00% | +452+3.7% | Added |
| Northern Trust Corp | 12,764 | $102.6K | 0.00% | −32,522−71.8% | Reduced |
| CI Private Wealth, LLC | 12,834 | $103.2K | 0.00% | −71−0.6% | Reduced |
| Bridgewealth Advisory Group, LLC | 13,042 | $104.9K | 0.02% | +1,007+8.4% | Added |
| Private Advisor Group, LLC | 14,204 | $114.2K | 0.00% | +1,110+8.5% | Added |
| Strategies Wealth Advisors, LLC | 14,240 | $114.5K | 0.01% | +477+3.5% | Added |
| Mirabella Financial Services LLP | 14,598 | $117.4K | 0.01% | +14,598 | New |
| Sunbelt Securities, Inc. | 15,729 | $126.5K | 0.01% | 00.0% | Unchanged |
| VestGen Advisors, LLC | 14,500 | $127.2K | 0.00% | 00.0% | Unchanged |
| Savvy Advisors, Inc. | 16,178 | $130.1K | 0.00% | +16,178 | New |
| Two Sigma Securities, LLC | 16,896 | $135.8K | 0.02% | +16,896 | New |
| Westend Capital Management, LLC | 17,118 | $137.6K | 0.04% | +17,118 | New |
| Squarepoint Ops LLC | 18,492 | $148.7K | 0.00% | +18,492 | New |
| Raymond James Financial Inc | 19,268 | $154.9K | 0.00% | +682+3.7% | Added |
| Mariner, LLC | 20,186 | $162.3K | 0.00% | +8,985+80.2% | Added |
| Calton & Associates, Inc. | 20,574 | $165.4K | 0.02% | +7,073+52.4% | Added |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 20,751 | $166.8K | 0.00% | +20,751 | New |
| Beacon Investment Advisors LLC | 21,346 | $171.6K | 0.06% | +430+2.1% | Added |
| PW Nova Financial Services LLC | 21,547 | $173.2K | 0.04% | +10,238+90.5% | Added |
| M&T Bank Corp | 21,899 | $176.1K | 0.00% | 00.0% | Unchanged |
| AE Wealth Management LLC | 22,546 | $181.3K | 0.00% | +428+1.9% | Added |
| Cornerstone Wealth Management, LLC | 22,612 | $181.8K | 0.01% | −11,809−34.3% | Reduced |
| Wells Fargo & Company | 24,385 | $196.1K | 0.00% | −127,173−83.9% | Reduced |
| Ethos Financial Group, LLC | 21,308 | $197.5K | 0.01% | 00.0% | Unchanged |
| Brevan Howard Capital Management LP | 25,455 | $204.7K | 0.00% | −4,268−14.4% | Reduced |
| Strategic Financial Concepts, LLC | 26,239 | $211.0K | 0.05% | +26,239 | New |
| Camden Capital, LLC | 26,658 | $214.3K | 0.01% | 00.0% | Unchanged |
| Royal Bank of Canada | 27,629 | $222.0K | 0.00% | +5,576+25.3% | Added |
| Greenwood Gearhart Inc | 29,000 | $233.2K | 0.01% | +29,000 | New |
| Freestone Capital Holdings, LLC | 29,045 | $233.5K | 0.01% | +2,000+7.4% | Added |
| Wedbush Securities Inc | 32,962 | $265.0K | 0.01% | −6,300−16.0% | Reduced |
| DRW Securities, LLC | 33,205 | $267.0K | 0.01% | +33,205 | New |
| Susquehanna International Group, LLP | 37,125 | $298.5K | 0.00% | +26,303+243.1% | Added |
| Oxford Asset Management LLP | 37,243 | $299.4K | 0.12% | −8,139−17.9% | Reduced |
| Janney Montgomery Scott LLC | 41,802 | $336.0K | 0.00% | +1,661+4.1% | Added |
| Sovran Advisors, LLC | 37,801 | $339.1K | 0.03% | +1,337+3.7% | Added |
| Foundations Investment Advisors, LLC | 44,997 | $361.8K | 0.00% | +23,796+112.2% | Added |
| Andina Capital Management, LLC | 46,947 | $377.5K | 0.33% | +46,947 | New |
| Denali Advisors LLC | 47,034 | $378.2K | 0.04% | −1,513−3.1% | Reduced |
| Stifel Financial Corp | 47,307 | $380.3K | 0.00% | −3,650−7.2% | Reduced |
| Envestnet Asset Management Inc | 49,530 | $398.2K | 0.00% | +3,952+8.7% | Added |
| Commonwealth Equity Services, LLC | 52,991 | $426.1K | 0.00% | +8,469+19.0% | Added |
| Bank of America Corp | 55,056 | $442.6K | 0.00% | −12,941−19.0% | Reduced |
| Guggenheim Capital LLC | 67,534 | $543.0K | 0.00% | +8,387+14.2% | Added |
| Cetera Investment Advisers | 69,941 | $562.3K | 0.00% | +1,663+2.4% | Added |
| HighTower Advisors, LLC | 71,580 | $575.5K | 0.00% | +375+0.5% | Added |
| Goldman Sachs Group Inc | 72,446 | $582.5K | 0.00% | +37,288+106.1% | Added |