PennantPark Floating Rate Capital Ltd.
PFLT- Exchange
- NYSE
- SEC CIK
- 0001504619
No open-market purchases or sales by PennantPark Floating Rate Capital Ltd. insiders were filed in the last 90 days; 125 institutions reported holding it in 13F filings for Q2 2026, worth $164.7M in total; no superinvestor holds it.
Other share classesPFLA
13F holders, Q3 2021
Institutional positions in PennantPark Floating Rate Capital Ltd. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 80
- +2 vs. Q2 2021
- Shares held
- 9.29M
- −631.6K (−6.4%) vs. Q2 2021
- Total value
- $119.5M
- −$6.92M (−5.5%) vs. Q2 2021
- New holders
- 14
- 25 more added
- Sold out
- 12
- 23 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 125 | $164.7M |
| Q1 2026 | 134 | $166.2M |
| Q4 2025 | 136 | $207.8M |
| Q3 2025 | 135 | $193.4M |
| Q2 2025 | 124 | $221.1M |
| Q1 2025 | 132 | $285.9M |
| Q4 2024 | 127 | $199.5M |
| Q3 2024 | 103 | $184.5M |
| Q2 2024 | 111 | $180.3M |
| Q1 2024 | 105 | $160.4M |
| Q4 2023 | 101 | $148.8M |
| Q3 2023 | 110 | $139.8M |
| Q2 2023 | 112 | $172.3M |
| Q1 2023 | 92 | $109.3M |
| Q4 2022 | 97 | $107.0M |
| Q3 2022 | 93 | $98.1M |
| Q2 2022 | 95 | $107.1M |
| Q1 2022 | 87 | $110.4M |
| Q4 2021 | 84 | $92.5M |
| Q3 2021 | 80 | $119.5M |
| Q2 2021 | 78 | $126.4M |
| Q1 2021 | 82 | $124.0M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding PennantPark Floating Rate Capital Ltd.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sound Income Strategies, LLC | 2,306,973 | $29.5M | 3.81% | +5,613+0.2% | Added |
| Altshuler Shaham Ltd | 1,891,245 | $24.9M | 0.19% | 00.0% | Unchanged |
| Van Eck Associates Corp | 549,367 | $7.03M | 0.02% | −33,572−5.8% | Reduced |
| Two Sigma Advisers, LP | 347,075 | $4.44M | 0.01% | −13,200−3.7% | Reduced |
| Two Sigma Investments, LP | 311,533 | $3.98M | 0.01% | −41,444−11.7% | Reduced |
| First Republic Investment Management, Inc. | 292,375 | $3.74M | 0.01% | −1,764−0.6% | Reduced |
| BlackRock Inc. | 271,536 | $3.47M | 0.00% | +38,192+16.4% | Added |
| Relative Value Partners Group, LLC | 267,089 | $3.44M | 0.26% | +866+0.3% | Added |
| Advisor Group Holdings, Inc. | 253,545 | $3.24M | 0.01% | −16,032−5.9% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 239,168 | $3.06M | 0.16% | +59,243+32.9% | Added |
| Legal & General Group Plc | 231,139 | $2.96M | 0.00% | −16,282−6.6% | Reduced |
| Advisors Asset Management, Inc. | 185,233 | $2.37M | 0.04% | +54,600+41.8% | Added |
| Morgan Stanley | 158,375 | $2.03M | 0.00% | −30,346−16.1% | Reduced |
| PFG Advisors | 151,876 | $1.94M | 0.22% | −11,767−7.2% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 144,417 | $1.85M | 0.00% | −7,272−4.8% | Reduced |
| Muzinich & Co., Inc. | 144,417 | $1.85M | 1.23% | −7,272−4.8% | Reduced |
| The PNC Financial Services Group, Inc. | 122,312 | $1.56M | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 103,262 | $1.32M | 0.00% | −15,213−12.8% | Reduced |
| McKinley Capital Management LLC /Delaware | 98,175 | $1.26M | 0.12% | +6,061+6.6% | Added |
| Mackenzie Financial Corp | 97,627 | $1.25M | 0.00% | +13,593+16.2% | Added |
| Stifel Financial Corp | 79,549 | $1.02M | 0.00% | −1,088−1.3% | Reduced |
| Roosevelt Investment Group LLC | 70,470 | $901.0K | 0.06% | −14,902−17.5% | Reduced |
| AE Wealth Management LLC | 67,096 | $858.0K | 0.01% | −2,521−3.6% | Reduced |
| Confluence Investment Management LLC | 65,404 | $837.0K | 0.01% | +844+1.3% | Added |
| CSS LLC | 59,566 | $762.0K | 0.04% | 00.0% | Unchanged |
| UBS Group AG | 52,939 | $677.0K | 0.00% | +3,517+7.1% | Added |
| Virtus ETF Advisers LLC | 50,509 | $646.0K | 0.28% | −939−1.8% | Reduced |
| Janney Montgomery Scott LLC | 45,587 | $583.0K | 0.00% | +1,623+3.7% | Added |
| Wedbush Securities Inc | 42,606 | $545.0K | 0.03% | +2,000+4.9% | Added |
| Susquehanna International Group, LLP | 37,858 | $484.0K | 0.00% | −1,500−3.8% | Reduced |
| Optimum Investment Advisors | 36,596 | $468.0K | 0.20% | −3,149−7.9% | Reduced |
| LPL Financial LLC | 34,910 | $446.0K | 0.00% | +1,704+5.1% | Added |
| Susquehanna Fundamental Investments, LLC | 34,800 | $445.0K | 0.01% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 29,639 | $379.0K | 0.00% | −4,695−13.7% | Reduced |
| Toroso Investments, LLC | 27,486 | $352.0K | 0.01% | +27,486 | New |
| Royal Bank of Canada | 23,893 | $306.0K | 0.00% | −857−3.5% | Reduced |
| Private Advisor Group, LLC | 23,809 | $305.0K | 0.00% | +10,025+72.7% | Added |
| International Assets Investment Management, LLC | 23,700 | $303.0K | 0.05% | −2,600−9.9% | Reduced |
| Teamwork Financial Advisors, LLC | 23,627 | $302.0K | 0.06% | +72+0.3% | Added |
| Wells Fargo & Company | 22,072 | $282.0K | 0.00% | +3,739+20.4% | Added |
| JPMorgan Chase & Co | 21,187 | $271.0K | 0.00% | +3,829+22.1% | Added |
| Independent Financial Group, LLC | 20,810 | $266.2K | 0.03% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 20,759 | $266.0K | 0.01% | +4,796+30.0% | Added |
| Envestnet Asset Management Inc | 19,870 | $254.0K | 0.00% | +492+2.5% | Added |
| Garner Asset Management Corp | 17,556 | $225.0K | 0.11% | 00.0% | Unchanged |
| AllSquare Wealth Management LLC | 15,900 | $203.0K | 0.12% | +300+1.9% | Added |
| Davenport & Co LLC | 14,900 | $191.0K | 0.00% | 00.0% | Unchanged |
| Great West Life Assurance Co | 13,972 | $180.0K | 0.00% | +1,388+11.0% | Added |
| Sheaff Brock Investment Advisors, LLC | 12,730 | $163.0K | 0.02% | 00.0% | Unchanged |
| Raymond James & Associates | 12,635 | $162.0K | 0.00% | +1,512+13.6% | Added |
| Citadel Advisors LLC | 12,516 | $160.0K | 0.00% | +12,516 | New |
| Comerica Bank | 11,640 | $155.0K | 0.00% | 00.0% | Unchanged |
| Caxton Associates LP | 11,196 | $143.0K | 0.02% | +11,196 | New |
| Lineweaver Wealth Advisors, LLC | 10,072 | $128.0K | 0.04% | +10,072 | New |
| NEXT Financial Group, Inc | 7,078 | $91.0K | 0.01% | +17+0.2% | Added |
| Rockefeller Capital Management L.P. | 6,855 | $87.0K | 0.00% | 00.0% | Unchanged |
| Acadian Asset Management LLC | 6,375 | $81.0K | 0.00% | −7,916−55.4% | Reduced |
| Bank of America Corp | 4,371 | $56.0K | 0.00% | +629+16.8% | Added |
| Group One Trading, L.P. | 4,100 | $52.0K | 0.00% | +4,100 | New |
| US Bancorp | 4,000 | $51.0K | 0.00% | −15−0.4% | Reduced |
| Total Clarity Wealth Management, Inc. | 2,615 | $33.0K | 0.02% | +2,615 | New |
| FNY Investment Advisers, LLC | 2,500 | $31.0K | 0.01% | +2,500 | New |
| Strategic Asset Management, LLC | 2,325 | $30.0K | 0.04% | +2,325 | New |
| Lazard Asset Management LLC | 1,819 | $23.0K | 0.00% | +1,819 | New |
| Charter Oak Capital Management, LLC | 1,064 | $14.0K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 1,156 | $14.0K | 0.00% | +1,156 | New |
| Sphinx Trading, LP | 1,000 | $13.0K | 0.02% | +1,000 | New |
| Mark Sheptoff Financial Planning, LLC | 850 | $11.0K | 0.01% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 875 | $11.0K | 0.00% | +875 | New |
| Focused Wealth Management, Inc | 750 | $10.0K | 0.00% | 00.0% | Unchanged |
| Atwood & Palmer Inc | 640 | $8.00K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 603 | $7.71K | 0.00% | 00.0% | Unchanged |
| Tucker Asset Management LLC | 534 | $7.19K | 0.00% | 00.0% | Unchanged |
| Hudock, Inc. | 600 | $7.00K | 0.00% | +250+71.4% | Added |
| Spire Wealth Management | 500 | $6.00K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 407 | $5.00K | 0.00% | +207+103.5% | Added |
| Pin Oak Investment Advisors Inc | 223 | $3.00K | 0.00% | −335,913−99.9% | Reduced |
| Horizon Financial Services, LLC | 200 | $3.00K | 0.00% | +200 | New |
| Steward Partners Investment Advisory, LLC | 54 | $1.00K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 25 | $0 | 0.00% | +25 | New |
| Arrowstreet Capital, Limited Partnership | 0 | $0 | 0.00% | −245,554−100.0% | Sold out |
| TownSquare Capital, LLC | 0 | $0 | 0.00% | −33,584−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −34,901−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −12,357−100.0% | Sold out |
| NinePointTwo Capital | 0 | $0 | 0.00% | −11,761−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −11,534−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −1,750−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −1,586−100.0% | Sold out |
| Deutsche Bank AG | 0 | $0 | 0.00% | −700−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −434−100.0% | Sold out |
| City Holding Co | 0 | $0 | 0.00% | −163−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |