PennantPark Floating Rate Capital Ltd.
PFLT- Exchange
- NYSE
- SEC CIK
- 0001504619
No open-market purchases or sales by PennantPark Floating Rate Capital Ltd. insiders were filed in the last 90 days; 125 institutions reported holding it in 13F filings for Q2 2026, worth $164.7M in total; no superinvestor holds it.
Other share classesPFLA
Q3 2021 vs. Q2 2021
How the institutions holding PennantPark Floating Rate Capital Ltd. changed between Q2 2021 and Q3 2021.
All holders in Q3 2021All holders in Q2 2021
| Measure | Q2 2021 | Q3 2021 | Change |
|---|---|---|---|
| Holders | 78 | 80 | +2 |
| Shares | 9.92M | 9.29M | −631.6K (−6.4%) |
| Value | $126.4M | $119.5M | −$6.92M (−5.5%) |
New holders (14)
Institutions that held PennantPark Floating Rate Capital Ltd. at the end of Q3 2021 but not at the end of Q2 2021.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Toroso Investments, LLC | 27,486 | $352.0K | 0.01% |
| Citadel Advisors LLC | 12,516 | $160.0K | 0.00% |
| Caxton Associates LP | 11,196 | $143.0K | 0.02% |
| Lineweaver Wealth Advisors, LLC | 10,072 | $128.0K | 0.04% |
| Group One Trading, L.P. | 4,100 | $52.0K | 0.00% |
| Total Clarity Wealth Management, Inc. | 2,615 | $33.0K | 0.02% |
| FNY Investment Advisers, LLC | 2,500 | $31.0K | 0.01% |
| Strategic Asset Management, LLC | 2,325 | $30.0K | 0.04% |
| Lazard Asset Management LLC | 1,819 | $23.0K | 0.00% |
| Geneos Wealth Management Inc. | 1,156 | $14.0K | 0.00% |
| Sphinx Trading, LP | 1,000 | $13.0K | 0.02% |
| Arkadios Wealth Advisors | 875 | $11.0K | 0.00% |
| Horizon Financial Services, LLC | 200 | $3.00K | 0.00% |
| Signaturefd, LLC | 25 | $0 | 0.00% |
Sold out (12)
Institutions that held PennantPark Floating Rate Capital Ltd. at the end of Q2 2021 and filed for Q3 2021 without it.
| Institution | Shares, Q2 2021 | Value, Q2 2021 |
|---|---|---|
| Arrowstreet Capital, Limited Partnership | 245,554 | $3.12M |
| TownSquare Capital, LLC | 33,584 | $450.0K |
| D. E. Shaw & Co., Inc. | 34,901 | $444.0K |
| Trexquant Investment LP | 12,357 | $157.0K |
| NinePointTwo Capital | 11,761 | $149.0K |
| Millennium Management LLC | 11,534 | $147.0K |
| Northwestern Mutual Wealth Management Co | 1,750 | $22.0K |
| Wolverine Asset Management LLC | 1,586 | $20.0K |
| Deutsche Bank AG | 700 | $9.00K |
| Tower Research Capital LLC (TRC) | 434 | $6.00K |
| City Holding Co | 163 | $2.00K |
| FMR LLC | 1 | $0 |