SPHINX TRADING, LP

SEC CIK
0000857956

Holdings, Q4 2021

Positions as of Dec 31, 2021, filed Jan 31, 2022.SEC

Positions
141
+9 vs. Q3 2021
Total value
$96.81M
+$21.43M (+28.4%) vs. Q3 2021

Compare with Q3 2021: new, added, reduced and sold out

Positions

Long positions only. Changes compare share counts with Q3 2021.

SPHINX TRADING, LP holdings in Q4 2021
SecurityClassSharesValue% of portfolioChange in sharesActionHistory
FINSANGEL OAK FINL STRATEGIES INCOM BEN INT1,240,375$21.16M21.86%+494,204+66.2%AddedView
CRYPTO 1 ACQUISITION CORPG3168A128UNIT 04/30/2028745,000$7.53M7.77%+745,000New–
OECORION S.A.COM317,744$5.83M6.03%00.0%UnchangedView
BWBABCOCK & WILCOX ENTERPRISESCOM600,698$5.42M5.60%+7,500+1.3%AddedView
GPREGREEN PLAINS INCCOM110,000$3.82M3.95%−9,044−7.6%ReducedView
B RILEY PRIN 250 MERGER CORP05602L203UNIT 04/06/2026350,000$3.46M3.58%−100,000−22.2%Reduced–
AFRICAN GOLD ACQUISITION CORG0112R108SHS CL A320,094$3.1M3.20%+320,094New–
GALATA ACQUISITION CORPG3R23A108SHS CL A288,735$2.8M2.89%−111,265−27.8%Reduced–
EDIFY ACQUISITION CORP28059Q103CL A273,114$2.67M2.76%00.0%Unchanged–
ACELACCEL ENTERTAINMENT INCCOM CL A1200,000$2.6M2.69%−16,500−7.6%ReducedView
AEAEUALTENERGY ACQUISITION CORPUNIT 10/29/2026250,025$2.52M2.61%+250,025NewView
SEAPORT GLOBAL ACQUISITION I81221H204UNIT 11/17/2026250,000$2.51M2.60%+250,000New–
EDIFY ACQUISITION CORP28059Q202UNIT 11/25/2025221,417$2.21M2.28%00.0%Unchanged–
UISUNISYS CORPCOM NEW100,000$2.06M2.12%+15,000+17.6%AddedView
CINER RESOURCES LP172464109COM UNIT LTD100,000$1.65M1.70%00.0%Unchanged–
QUANTUM FINTECH ACQUISTIN CO74767A105COMMON STOCK164,723$1.63M1.68%−106,364−39.2%Reduced–
EVO ACQUISITION CORP30052G207UNIT 99/99/9999155,208$1.54M1.59%00.0%Unchanged–
MACONDRAY CAP ACQUISITN CORPG5853A123UNIT 05/31/2028150,000$1.5M1.55%00.0%Unchanged–
FTAIFORTRESS TRANS INFRST INVS LCOM REP LTD LIAB47,200$1.37M1.41%+16,200+52.3%AddedView
PARABELLUM ACQUISITION CORP69901P208UNIT 99/99/9999104,868$1.06M1.10%−722−0.7%Reduced–
MGNIMAGNITE INCCOM50,000$875K0.90%+25,000+100.0%AddedView
Redbox Entertainment Inc-a75724T111Warrant / Rights825,636$859K0.89%+825,636New–
FIRST MIDWEST BANCORP DEL320867104COM37,137$761K0.79%00.0%Unchanged–
MOUNTAIN CREST ACQSTN CORP I62402U206UNIT 99/99/999970,000$690K0.71%−18,300−20.7%Reduced–
GSMFERROGLOBE PLCSHS100,000$621K0.64%+50,000+100.0%AddedView
ACVAACV AUCTIONS INCCOM CL A30,000$565K0.58%+30,000NewView
AFRICAN GOLD ACQUISITION CORG0112R124*W EXP 03/31/2021,098,000$540K0.56%+1,098,000New–
IHS MARKIT LTDG47567105SHS4,000$532K0.55%00.0%Unchanged–
RICE ACQUISITION CORP IIG75529118UNIT 99/99/999950,000$526K0.54%00.0%Unchanged–
CIT GROUP INC125581801COM NEW10,000$513K0.53%00.0%Unchanged–
ATHENE HOLDING LTDG0684D107CL A6,000$500K0.52%00.0%Unchanged–
RILYBRC GROUP HOLDINGS INCCOM5,000$444K0.46%00.0%UnchangedView
ATLANTIC CAP BANCSHARES INC048269203COM15,200$437K0.45%00.0%Unchanged–
SIERRA METALS INC82639W106COM308,204$419K0.43%00.0%Unchanged–
KIMBALL INTL INC494274103CL B40,000$409K0.42%00.0%Unchanged–
EMLEASTERN COCOM15,000$376K0.39%00.0%UnchangedView
DRTTFDIRTT ENVIRONMENTAL SOLUTIONCOM165,000$360K0.37%+165,000NewView
FLAGSTAR BANCORP INC337930705COM PAR .0017,500$360K0.37%+7,500New–
GREAT WESTERN BANCORP INC391416104COM10,500$357K0.37%+1,500+16.7%Added–
UMPQUA HLDGS CORP904214103COM17,800$342K0.35%+17,800New–
GREENSKY INC39572G100CL A30,000$341K0.35%+10,000+50.0%Added–
XNCRXENCOR INCCOM8,382$336K0.35%00.0%UnchangedView
TRISTATE CAP HLDGS INC89678F100COM10,800$327K0.34%+10,800New–
INVESTORS BANCORP INC NEW46146L101COM20,000$303K0.31%00.0%Unchanged–
SLVISHARES SILVER TRUSTETF14,000$301K0.31%−21,000−60.0%ReducedView
SPYSTATE STREET SPDR S&P 500 ETFETF600$285K0.29%+200+50.0%AddedView
COHERENT INC192479103COM1,000$267K0.28%−200−16.7%Reduced–
BRYN MAWR BK CORP117665109COM5,786$260K0.27%+5,786New–
ATOTECH LTDG0625A105COM10,012$256K0.26%00.0%Unchanged–
STERLING BANCORP DEL85917A100COM9,799$253K0.26%00.0%Unchanged–
NEXTNAV INC65345N114*W EXP 10/28/202145,274$246K0.25%+145,274New–
MGM GROWTH PPTYS LLC55303A105CL A COM5,600$229K0.24%00.0%Unchanged–
BOTTOMLINE TECH DEL INC101388106COM4,000$226K0.23%+4,000New–
PHILLIPS 66 PARTNERS LP718549207COM UNIT REP INT6,000$216K0.22%+6,000New–
KIRKLAND LAKE GOLD LTD49741E100COM5,000$210K0.22%+5,000New–
MONMOUTH REAL ESTATE INVT CO609720107CL A10,000$210K0.22%+3,000+42.9%Added–
VONAGE HLDGS CORP92886T201COM10,000$208K0.21%+10,000New–
NUANCE COMMUNICATIONS INC67020Y100COM3,700$205K0.21%−1,500−28.8%Reduced–
CIRCOR INTL INC17273K109COM7,500$204K0.21%+7,500New–
TEEKAY LNG PARTNERS L PY8564M105PRTNRSP UNITS12,071$204K0.21%+12,071New–
INTERSECT ENT INC46071F103COM7,000$191K0.20%00.0%Unchanged–
WELBILT INC949090104COM8,000$190K0.20%00.0%Unchanged–
GALATA ACQUISITION CORPG3R23A116*W EXP 99/99/999400,000$188K0.19%00.0%Unchanged–
DEL TACO RESTAURANTS INC NEW245496104COM15,000$187K0.19%+15,000New–
SPX FLOW INC78469X107COM2,100$182K0.19%+2,100New–
VEONEER INC92336X109COM4,000$142K0.15%+3,400+566.7%Added–
ARENA PHARMACEUTICALS INC040047607COM NEW1,500$139K0.14%+1,500New–
ROGROGERS CORPCOM500$137K0.14%+500NewView
CYRUSONE INC23283R100COM1,500$135K0.14%+1,500New–
QDELQUIDEL CORPCOM1,000$135K0.14%+1,000NewView
QUANTUM FINTECH ACQUISTIN CO74767A113*W EXP 01/30/202260,814$133K0.14%−31,886−10.9%Reduced–
NTICNORTHERN TECHNOLOGIES INTL CCOM8,501$130K0.13%00.0%UnchangedView
COMPOSECURE INC20459V113*W EXP 12/27/20285,050$130K0.13%+85,050New–
EDIFY ACQUISITION CORP28059Q111*W EXP 11/25/202248,350$127K0.13%00.0%Unchanged–
GCP APPLIED TECHNOLOGIES INC36164Y101COM4,000$127K0.13%+4,000New–
QMCOQUANTUM CORPCOM NEW21,499$119K0.12%−2,526−10.5%ReducedView
CHANGE HEALTHCARE INC15912K100COM5,200$111K0.11%−2,300−30.7%Reduced–
XILINX INC983919101COM500$106K0.11%+500New–
MCAFEE CORP579063108COM CL A4,000$103K0.11%+4,000New–
STATE AUTO FINL CORP855707105COM2,000$103K0.11%00.0%Unchanged–
CASPER SLEEP INC147626105COM15,000$100K0.10%+15,000New–
PAE INC69290Y109COM CL A10,000$99K0.10%+10,000New–
CERNER CORP156782104COM1,000$93K0.10%+1,000New–
NEOPHOTONICS CORP64051T100COM6,000$92K0.10%+6,000New–
TXNMTXNM ENERGY INCCOM2,000$91K0.09%−2,000−50.0%ReducedView
HEALTHCARE SERVICES ACQU COR42227K112*W EXP 99/99/999164,132$85K0.09%00.0%Unchanged–
MIMECAST LTDG14838109ORD SHS1,000$80K0.08%+1,000New–
COREPOINT LODGING INC21872L104COM5,000$79K0.08%+5,000New–
PFNPIMCO INCOME STRATEGY FD IICOM8,000$76K0.08%00.0%UnchangedView
AMERICAN NATIONAL GROUP INC02772A109COM NEW400$76K0.08%00.0%Unchanged–
ASPEN TECHNOLOGY INC045327103COM500$76K0.08%+500New–
FORTERRA INC34960W106COM3,000$71K0.07%00.0%Unchanged–
FERRO CORP315405100COM3,000$65K0.07%−1,100−26.8%Reduced–
SIGNATURE BK NEW YORK N Y82669G104COM200$65K0.07%00.0%Unchanged–
AEROJET ROCKETDYNE HLDGS INC007800105COM1,000$47K0.05%−3,000−75.0%Reduced–
BACBANK OF AMER CORP COMStock1,000$44K0.05%00.0%UnchangedView
PROSHARES TR74347B201PSHS ULTSH 20YRS2,625$44K0.05%00.0%Unchanged–
CECOCECO ENVIRONMENTAL CORPCOM6,790$42K0.04%+790+13.2%AddedView
ENTGENTEGRIS INCCOM300$42K0.04%+300NewView
ARIAPOLLO COML REAL ESTATE FINCOM3,002$40K0.04%00.0%UnchangedView

Options (8)

Put and call positions reported in the same filing. The value is that of the underlying shares, as reported on Form 13F.

SPHINX TRADING, LP option positions in Q4 2021
SecurityClassPutsCalls
IHS MARKIT LTDG47567105SHS$532K–
COHERENT INC192479103COM$267K–
XILINX INC983919101COM$106K–
CHANGE HEALTHCARE INC15912K100COM$62K$43K
STATE AUTO FINL CORP855707105COM$103K–
OVVOVINTIV INCCOM$40K–
VEONEER INC92336X109COM$21K–
TXNMTXNM ENERGY INCCOM$18K–

Sold out since Q3 2021 (38)

Positions held at the end of Q3 2021 that are no longer in this filing.

SPHINX TRADING, LP positions sold out since Q3 2021
SecurityClassShares, Q3 2021Value, Q3 2021% of portfolio, Q3 2021
B RILEY PRINCIPAL 150 MERGER05601V103COM CL A135,675$1.32M1.75%
SEAPORT GLOBAL ACQUISITN COR812227114*W EXP 12/15/202906,773$852K1.13%
CLWCLEARWATER PAPER CORPCOM20,000$767K1.02%
CASHPATHWARD FINANCIAL INCCOM10,000$525K0.70%
PEOPLES UNITED FINANCIAL INC712704105COM29,797$521K0.69%
ELMDELECTROMED INC COMStock30,018$325K0.43%
DOMTAR CORP257559203COM NEW5,100$278K0.37%
CADENCE BANCORPORATION12739A100CL A12,500$275K0.36%
KANSAS CITY SOUTHERN485170302COM NEW1,000$271K0.36%
STAMPS COM INC852857200COM NEW800$264K0.35%
MAGELLAN HEALTH INC559079207COM NEW2,500$236K0.31%
SPARTACUS ACQUISITION CORP84677L117*W EXP 10/31/202145,274$231K0.31%
ANGEL OAK FINL STRATEGIES IN03464A118RIGHT 10/14/20211,028,521$220K0.29%
COLUMBIA PPTY TR INC198287203COM NEW10,000$190K0.25%
PPD INC69355F102COM4,000$187K0.25%
COVANTA HLDG CORP22282E102COM9,000$181K0.24%
INOVALON HLDGS INC45781D101COM CL A4,500$181K0.24%
TRILLIUM THERAPEUTICS INC89620X506COM NEW10,000$176K0.23%
KADMON HLDGS INC48283N106COM20,000$174K0.23%
CAI INTERNATIONAL INC12477X106COM3,000$168K0.22%
ROMAN DBDR TECH ACQUISITION77584N119*W EXP 10/31/20294,850$153K0.20%
SANDERSON FARMS INC800013104COM800$151K0.20%
HILL ROM HLDGS INC431475102COM1,000$150K0.20%
VEREIT INC92339V308COM3,201$145K0.19%
ECHO GLOBAL LOGISTICS INC27875T101COM3,000$143K0.19%
MEDALLIA INC584021109COM4,000$135K0.18%
SCORE MEDIA & GAMING INC80919D202CL A SUB VTG SHS3,600$123K0.16%
ACCELERON PHARMA INC00434H108COM700$120K0.16%
ALTGALTA EQUIPMENT GROUP INCCOMMON STOCK8,600$118K0.16%
EXONE CO302104104COM4,500$105K0.14%
SOLITON INC834251100COM5,000$102K0.14%
QAD INC74727D306CL A1,100$96K0.13%
EXEEXPAND ENERGY CORPORATIONCOM1,000$62K0.08%
MERIDIAN BANCORP INC MD58958U103COM1,804$37K0.05%
LGOLargo Res Ltd Com NewCOM2,000$21K0.03%
BVSBIOVENTUS INCCOM CL A601$9K0.01%
ATOSATOSSA THERAPEUTICS INCCOM1,900$6K0.01%
NGLNGL ENERGY PARTNERS LPCOM UNIT REPST2,500$6K0.01%

13F filings by quarter

SPHINX TRADING, LP 13F filings by quarter
QuarterFiledPositionsTotal valueChangesFiling
Q4 2021Jan 31, 2022141$96.81Mvs. Q3 2021SEC
Q3 2021Oct 12, 2021132$75.39M–SEC