PennantPark Floating Rate Capital Ltd.
PFLT- Exchange
- NYSE
- SEC CIK
- 0001504619
No open-market purchases or sales by PennantPark Floating Rate Capital Ltd. insiders were filed in the last 90 days; 125 institutions reported holding it in 13F filings for Q2 2026, worth $165.5M in total; no superinvestor holds it.
Other share classesPFLA
13F holders, Q2 2026
Institutional positions in PennantPark Floating Rate Capital Ltd. as of Jun 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 125
- −6 vs. Q1 2026
- Shares held
- 22.1M
- +1.48M (+7.2%) vs. Q1 2026
- Total value
- $165.5M
- −$480.4K (−0.3%) vs. Q1 2026
- New holders
- 19
- 43 more added
- Sold out
- 25
- 36 more reduced
3 institutions that held it in Q1 2026 haven't filed for Q2 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2026: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 125 | $165.5M |
| Q1 2026 | 134 | $166.2M |
| Q4 2025 | 136 | $207.9M |
| Q3 2025 | 135 | $193.5M |
| Q2 2025 | 124 | $221.3M |
| Q1 2025 | 132 | $285.9M |
| Q4 2024 | 127 | $199.5M |
| Q3 2024 | 103 | $191.0M |
| Q2 2024 | 111 | $244.2M |
| Q1 2024 | 105 | $167.4M |
| Q4 2023 | 101 | $151.9M |
| Q3 2023 | 110 | $140.1M |
| Q2 2023 | 112 | $172.3M |
| Q1 2023 | 92 | $110.1M |
| Q4 2022 | 97 | $107.0M |
| Q3 2022 | 93 | $98.1M |
| Q2 2022 | 95 | $107.1M |
| Q1 2022 | 87 | $110.4M |
| Q4 2021 | 84 | $92.5M |
| Q3 2021 | 80 | $119.5M |
| Q2 2021 | 78 | $126.4M |
| Q1 2021 | 82 | $124.0M |
Institutions, Q2 2026
Shares, value and share of portfolio for each institution holding PennantPark Floating Rate Capital Ltd.; share changes are against Q1 2026.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sound Income Strategies, LLC | 5,222,616 | $39.1M | 1.75% | +281,807+5.7% | Added |
| UBS Group AG | 3,086,895 | $23.1M | 0.00% | +1,066,870+52.8% | Added |
| Van Eck Associates Corp | 2,473,706 | $18.5M | 0.01% | +668,394+37.0% | Added |
| Invesco Ltd. | 1,796,252 | $13.4M | 0.00% | −10,858−0.6% | Reduced |
| Altshuler Shaham Ltd | 1,029,172 | $7.70M | 0.10% | 00.0% | Unchanged |
| Diameter Capital Partners LP | 900,000 | $6.73M | 0.72% | −755,246−45.6% | Reduced |
| Legal & General Group Plc | 810,824 | $6.06M | 0.00% | +45,737+6.0% | Added |
| Morgan Stanley | 777,564 | $5.82M | 0.00% | +175,904+29.2% | Added |
| Franklin Resources Inc | 584,585 | $4.37M | 0.00% | +584,585 | New |
| Advisors Asset Management, Inc. | 377,174 | $2.82M | 0.04% | +17,838+5.0% | Added |
| BlackRock, Inc. | 375,781 | $2.81M | 0.00% | −9,240−2.4% | Reduced |
| GraniteShares Advisors LLC | 302,342 | $2.26M | 1.45% | +39,575+15.1% | Added |
| Independent Advisor Alliance | 271,050 | $2.03M | 0.05% | +133,550+97.1% | Added |
| Advisor Group Holdings, Inc. | 245,703 | $1.84M | 0.00% | +29,268+13.5% | Added |
| Cambridge Investment Research Advisors, Inc. | 201,242 | $1.51M | 0.00% | +115,997+136.1% | Added |
| Citadel Advisors LLC | 173,041 | $1.29M | 0.00% | +173,041 | New |
| Muzinich & Co., Inc. | 172,096 | $1.29M | 0.44% | +192+0.1% | Added |
| NewEdge Wealth, LLC | 168,559 | $1.26M | 0.01% | −9,123−5.1% | Reduced |
| Bank of America Corp | 164,131 | $1.23M | 0.00% | +109,075+198.1% | Added |
| Millennium Management LLC | 156,573 | $1.17M | 0.00% | −4,421−2.7% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 147,213 | $1.10M | 0.00% | 00.0% | Unchanged |
| Krilogy Financial LLC | 123,880 | $926.6K | 0.03% | 00.0% | Unchanged |
| Great West Life Assurance Co | 124,076 | $925.0K | 0.00% | +15,882+14.7% | Added |
| Naviter Wealth, LLC | 116,148 | $879.0K | 0.08% | +37,931+48.5% | Added |
| Toroso Investments, LLC | 105,656 | $790.3K | 0.00% | 00.0% | Unchanged |
| PFG Investments, LLC | 104,583 | $782.3K | 0.03% | −35,940−25.6% | Reduced |
| Trexquant Investment LP | 101,622 | $760.1K | 0.00% | −76,143−42.8% | Reduced |
| Cerity Partners LLC | 87,479 | $654.3K | 0.00% | +916+1.1% | Added |
| LPL Financial LLC | 84,883 | $634.9K | 0.00% | −314,711−78.8% | Reduced |
| Guggenheim Capital LLC | 74,194 | $555.0K | 0.00% | +6,660+9.9% | Added |
| HighTower Advisors, LLC | 71,067 | $531.6K | 0.00% | −513−0.7% | Reduced |
| Commonwealth Equity Services, LLC | 69,866 | $522.6K | 0.00% | +16,875+31.8% | Added |
| Susquehanna International Group, LLP | 66,225 | $495.4K | 0.00% | +29,100+78.4% | Added |
| Cetera Investment Advisers | 65,017 | $486.3K | 0.00% | −4,924−7.0% | Reduced |
| Goldman Sachs Group Inc | 64,089 | $479.4K | 0.00% | −8,357−11.5% | Reduced |
| RMB Capital Management, LLC | 60,000 | $448.8K | 0.01% | +60,000 | New |
| Virtus Investment Advisers, Inc. | 58,934 | $440.8K | 0.10% | −16,080−21.4% | Reduced |
| XTX Topco Ltd | 58,365 | $436.6K | 0.01% | −89,436−60.5% | Reduced |
| Greenwood Gearhart Inc | 56,662 | $423.8K | 0.02% | +27,662+95.4% | Added |
| Yelin Lapidot Holdings Management Ltd. | 54,927 | $410.9K | 0.08% | −19,500−26.2% | Reduced |
| Stifel Financial Corp | 54,260 | $405.9K | 0.00% | +6,953+14.7% | Added |
| Envestnet Asset Management Inc | 49,727 | $372.0K | 0.00% | +197+0.4% | Added |
| MQS Management LLC | 49,574 | $370.8K | 0.45% | +49,574 | New |
| Denali Advisors LLC | 43,052 | $322.0K | 0.03% | −3,982−8.5% | Reduced |
| Raymond James Financial Inc | 42,078 | $314.7K | 0.00% | +22,810+118.4% | Added |
| Janney Montgomery Scott LLC | 41,156 | $308.0K | 0.00% | −646−1.5% | Reduced |
| Sovran Advisors, LLC | 39,124 | $278.2K | 0.02% | +1,323+3.5% | Added |
| Wells Fargo & Company | 35,642 | $266.6K | 0.00% | +11,257+46.2% | Added |
| Squarepoint Ops LLC | 33,287 | $249.0K | 0.00% | +14,795+80.0% | Added |
| Brevan Howard Capital Management LP | 31,810 | $237.9K | 0.00% | +6,355+25.0% | Added |
| Wedbush Securities Inc | 29,412 | $220.0K | 0.01% | −3,550−10.8% | Reduced |
| Freestone Capital Holdings, LLC | 29,045 | $217.3K | 0.01% | 00.0% | Unchanged |
| Royal Bank of Canada | 29,045 | $217.0K | 0.00% | +1,416+5.1% | Added |
| First Citizens Bank & Trust Co | 27,000 | $202.0K | 0.00% | +27,000 | New |
| Camden Capital, LLC | 26,658 | $199.4K | 0.01% | 00.0% | Unchanged |
| Black Maple Capital Management LP | 25,000 | $187.0K | 0.13% | +25,000 | New |
| Foundations Investment Advisors, LLC | 24,752 | $185.1K | 0.00% | −20,245−45.0% | Reduced |
| Strategic Financial Concepts, LLC | 24,700 | $184.8K | 0.05% | −1,539−5.9% | Reduced |
| PW Nova Financial Services LLC | 23,244 | $173.9K | 0.04% | +1,697+7.9% | Added |
| Mariner, LLC | 22,565 | $168.8K | 0.00% | +2,379+11.8% | Added |
| M&T Bank Corp | 21,899 | $163.8K | 0.00% | 00.0% | Unchanged |
| Beacon Investment Advisors LLC | 21,821 | $163.2K | 0.05% | +475+2.2% | Added |
| Two Sigma Investments, LP | 20,500 | $153.3K | 0.00% | −273,181−93.0% | Reduced |
| Ethos Financial Group, LLC | 19,317 | $144.5K | 0.01% | −1,991−9.3% | Reduced |
| GWM Advisors LLC | 17,167 | $128.4K | 0.00% | +12,453+264.2% | Added |
| AE Wealth Management LLC | 16,897 | $126.4K | 0.00% | −5,649−25.1% | Reduced |
| Savvy Advisors, Inc. | 16,773 | $125.5K | 0.00% | +595+3.7% | Added |
| Advisory Services Network, LLC | 15,830 | $118.4K | 0.00% | +14,215+880.2% | Added |
| Strategies Wealth Advisors, LLC | 14,770 | $110.5K | 0.01% | +530+3.7% | Added |
| SNS Financial Group, LLC | 14,675 | $109.8K | 0.00% | +14,675 | New |
| VestGen Advisors, LLC | 14,500 | $108.5K | 0.00% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 14,039 | $105.0K | 0.00% | −6,712−32.3% | Reduced |
| CI Private Wealth, LLC | 12,805 | $95.8K | 0.00% | −29−0.2% | Reduced |
| Northern Trust Corp | 12,489 | $93.4K | 0.00% | −275−2.2% | Reduced |
| BCO Wealth Management LLC | 12,019 | $89.9K | 0.05% | 00.0% | Unchanged |
| Nomura Holdings Inc | 12,000 | $89.8K | 0.00% | −500−4.0% | Reduced |
| Fulton Breakefield Broenniman LLC | 11,798 | $88.2K | 0.01% | 00.0% | Unchanged |
| Two Sigma Securities, LLC | 11,793 | $88.2K | 0.01% | −5,103−30.2% | Reduced |
| Qube Research & Technologies Ltd | 11,305 | $84.6K | 0.00% | −176,902−94.0% | Reduced |
| Garner Asset Management Corp | 11,216 | $83.9K | 0.03% | −841−7.0% | Reduced |
| Miller Financial Services LLC | 11,203 | $83.8K | 0.07% | +411+3.8% | Added |
| StoneX Group Inc. | 10,510 | $83.7K | 0.00% | +10,510 | New |
| Balyasny Asset Management LLC | 11,025 | $82.5K | 0.00% | +11,025 | New |
| Westbourne Investments, Inc. | 11,000 | $82.3K | 0.03% | +500+4.8% | Added |
| Glenview Trust Co | 10,650 | $79.7K | 0.00% | 00.0% | Unchanged |
| Calton & Associates, Inc. | 10,100 | $75.5K | 0.01% | −10,474−50.9% | Reduced |
| Investment Partners, Ltd. | 10,000 | $74.8K | 0.02% | 00.0% | Unchanged |
| Golden State Wealth Management, LLC | 9,852 | $73.7K | 0.01% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 9,812 | $73.4K | 0.00% | +2,163+28.3% | Added |
| Allied Private Wealth LLC | 7,153 | $51.0K | 0.03% | +7,153 | New |
| Farther Finance Advisors, LLC | 6,309 | $47.2K | 0.00% | −1,778−22.0% | Reduced |
| State of Alaska, Department of Revenue | 4,625 | $34.0K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 4,000 | $29.9K | 0.00% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 3,580 | $26.9K | 0.00% | 00.0% | Unchanged |
| Bryn Mawr Trust Co | 3,363 | $25.2K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 3,347 | $25.0K | 0.00% | +1,576+89.0% | Added |
| Highline Wealth Partners LLC | 3,175 | $23.7K | 0.00% | +3,175 | New |
| Key Capital Management, INC | 3,122 | $23.4K | 0.01% | −2,317−42.6% | Reduced |
| Nomura Asset Management Co Ltd | 3,066 | $22.9K | 0.00% | +953+45.1% | Added |
| Private Trust Co NA | 2,530 | $18.9K | 0.00% | 00.0% | Unchanged |