PennantPark Floating Rate Capital Ltd.
PFLT- Exchange
- NYSE
- SEC CIK
- 0001504619
No open-market purchases or sales by PennantPark Floating Rate Capital Ltd. insiders were filed in the last 90 days; 125 institutions reported holding it in 13F filings for Q2 2026, worth $164.7M in total; no superinvestor holds it.
Other share classesPFLA
13F holders, Q3 2022
Institutional positions in PennantPark Floating Rate Capital Ltd. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 93
- −2 vs. Q2 2022
- Shares held
- 9.64M
- +246.7K (+2.6%) vs. Q2 2022
- Total value
- $98.1M
- −$9.03M (−8.4%) vs. Q2 2022
- New holders
- 9
- 33 more added
- Sold out
- 11
- 23 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 125 | $164.7M |
| Q1 2026 | 134 | $166.2M |
| Q4 2025 | 136 | $207.8M |
| Q3 2025 | 135 | $193.4M |
| Q2 2025 | 124 | $221.1M |
| Q1 2025 | 132 | $285.9M |
| Q4 2024 | 127 | $199.5M |
| Q3 2024 | 103 | $184.5M |
| Q2 2024 | 111 | $180.3M |
| Q1 2024 | 105 | $160.4M |
| Q4 2023 | 101 | $148.8M |
| Q3 2023 | 110 | $139.8M |
| Q2 2023 | 112 | $172.3M |
| Q1 2023 | 92 | $109.3M |
| Q4 2022 | 97 | $107.0M |
| Q3 2022 | 93 | $98.1M |
| Q2 2022 | 95 | $107.1M |
| Q1 2022 | 87 | $110.4M |
| Q4 2021 | 84 | $92.5M |
| Q3 2021 | 80 | $119.5M |
| Q2 2021 | 78 | $126.4M |
| Q1 2021 | 82 | $124.0M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding PennantPark Floating Rate Capital Ltd.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sound Income Strategies, LLC | 2,580,738 | $24.8M | 3.60% | +129,094+5.3% | Added |
| Altshuler Shaham Ltd | 1,891,245 | $23.7M | 0.58% | 00.0% | Unchanged |
| Van Eck Associates Corp | 563,403 | $5.41M | 0.02% | +4,925+0.9% | Added |
| Two Sigma Advisers, LP | 366,675 | $3.52M | 0.01% | −17,500−4.6% | Reduced |
| BlackRock Inc. | 359,692 | $3.45M | 0.00% | +85,430+31.1% | Added |
| First Republic Investment Management, Inc. | 285,265 | $2.74M | 0.01% | −607−0.2% | Reduced |
| Morgan Stanley | 283,363 | $2.72M | 0.00% | −2,833−1.0% | Reduced |
| Legal & General Group Plc | 268,574 | $2.58M | 0.00% | +39,032+17.0% | Added |
| Advisors Asset Management, Inc. | 264,500 | $2.54M | 0.05% | +22,031+9.1% | Added |
| Hennion & Walsh Asset Management, Inc. | 216,904 | $2.08M | 0.14% | −20,239−8.5% | Reduced |
| Advisor Group Holdings, Inc. | 211,770 | $2.03M | 0.00% | +2,724+1.3% | Added |
| PFG Advisors | 140,112 | $1.34M | 0.15% | −500−0.4% | Reduced |
| UBS Group AG | 137,183 | $1.32M | 0.00% | +8,768+6.8% | Added |
| HighTower Advisors, LLC | 123,903 | $1.19M | 0.00% | +1,397+1.1% | Added |
| The PNC Financial Services Group, Inc. | 122,312 | $1.17M | 0.00% | 00.0% | Unchanged |
| Sumitomo Mitsui Trust Holdings, Inc. | 114,434 | $1.10M | 0.00% | 00.0% | Unchanged |
| Muzinich & Co., Inc. | 114,434 | $1.10M | 1.07% | 00.0% | Unchanged |
| Citadel Advisors LLC | 106,206 | $1.02M | 0.00% | +106,206 | New |
| Two Sigma Investments, LP | 103,046 | $989.0K | 0.00% | −113,458−52.4% | Reduced |
| McKinley Capital Management LLC /Delaware | 94,962 | $912.0K | 0.12% | −3,136−3.2% | Reduced |
| Stifel Financial Corp | 77,528 | $744.0K | 0.00% | −3,954−4.9% | Reduced |
| AE Wealth Management LLC | 61,143 | $587.0K | 0.00% | +566+0.9% | Added |
| Toroso Investments, LLC | 60,946 | $585.0K | 0.02% | +1,195+2.0% | Added |
| CSS LLC | 59,566 | $572.0K | 0.03% | 00.0% | Unchanged |
| Great West Life Assurance Co | 57,522 | $552.0K | 0.00% | +14,174+32.7% | Added |
| Wedbush Securities Inc | 55,900 | $537.0K | 0.03% | +3,035+5.7% | Added |
| Mackenzie Financial Corp | 45,332 | $435.0K | 0.00% | −15,875−25.9% | Reduced |
| LPL Financial LLC | 45,362 | $435.0K | 0.00% | +522+1.2% | Added |
| Roosevelt Investment Group LLC | 44,993 | $432.0K | 0.03% | −893−1.9% | Reduced |
| Janney Montgomery Scott LLC | 42,017 | $403.0K | 0.00% | −13,654−24.5% | Reduced |
| Virtus ETF Advisers LLC | 39,505 | $379.0K | 0.15% | −13,684−25.7% | Reduced |
| Jump Financial, LLC | 38,600 | $371.0K | 0.01% | +9,400+32.2% | Added |
| Neuberger Berman Group LLC | 37,385 | $359.0K | 0.00% | +2,247+6.4% | Added |
| Cambridge Investment Research Advisors, Inc. | 32,229 | $309.0K | 0.00% | +1,946+6.4% | Added |
| BNP Paribas Arbitrage, SA | 28,607 | $274.6K | 0.00% | +28,207+7,051.8% | Added |
| Royal Bank of Canada | 27,201 | $261.0K | 0.00% | +488+1.8% | Added |
| Banque Pictet & Cie SA | 26,300 | $252.5K | 0.00% | 00.0% | Unchanged |
| Pictet North America Advisors SA | 26,300 | $252.5K | 0.04% | 00.0% | Unchanged |
| Natixis | 24,796 | $241.0K | 0.00% | +4,800+24.0% | Added |
| Optimum Investment Advisors | 24,801 | $238.0K | 0.13% | 00.0% | Unchanged |
| Millennium Management LLC | 24,152 | $232.0K | 0.00% | +3,239+15.5% | Added |
| International Assets Investment Management, LLC | 23,780 | $228.0K | 0.05% | +80+0.3% | Added |
| Virtu Financial LLC | 22,048 | $212.0K | 0.02% | +22,048 | New |
| Teamwork Financial Advisors, LLC | 22,022 | $211.0K | 0.05% | +306+1.4% | Added |
| Advisory Services Network, LLC | 21,003 | $202.0K | 0.01% | +1,869+9.8% | Added |
| Envestnet Asset Management Inc | 20,588 | $198.0K | 0.00% | +1,928+10.3% | Added |
| Wambolt & Associates, LLC | 18,888 | $181.0K | 0.08% | +1,250+7.1% | Added |
| Garner Asset Management Corp | 17,245 | $166.0K | 0.09% | −5,293−23.5% | Reduced |
| AllSquare Wealth Management LLC | 17,200 | $165.0K | 0.12% | −2,600−13.1% | Reduced |
| Arkadios Wealth Advisors | 16,232 | $156.0K | 0.02% | +16,232 | New |
| Kingsview Wealth Management, LLC | 15,982 | $153.0K | 0.01% | +4,190+35.5% | Added |
| Avantax Advisory Services, Inc. | 15,539 | $149.0K | 0.00% | +500+3.3% | Added |
| Susquehanna International Group, LLP | 15,451 | $148.0K | 0.00% | −1,974−11.3% | Reduced |
| JPMorgan Chase & Co | 14,378 | $138.0K | 0.00% | −11,291−44.0% | Reduced |
| Marshall Wace, LLP | 13,699 | $131.0K | 0.00% | +13,699 | New |
| Davenport & Co LLC | 13,400 | $129.0K | 0.00% | 00.0% | Unchanged |
| Allspring Global Investments Holdings, LLC | 13,100 | $125.0K | 0.00% | 00.0% | Unchanged |
| Northern Trust Corp | 11,705 | $112.0K | 0.00% | +11,705 | New |
| Two Sigma Securities, LLC | 11,570 | $111.0K | 0.02% | +11,570 | New |
| Commonwealth Equity Services, LLC | 11,436 | $109.0K | 0.00% | −1,359−10.6% | Reduced |
| Raymond James & Associates | 11,397 | $109.0K | 0.00% | +302+2.7% | Added |
| Belpointe Asset Management LLC | 11,200 | $108.0K | 0.01% | +2,300+25.8% | Added |
| Relative Value Partners Group, LLC | 10,806 | $105.0K | 0.01% | −1,000−8.5% | Reduced |
| Global Retirement Partners, LLC | 8,512 | $94.0K | 0.01% | 00.0% | Unchanged |
| Wells Fargo & Company | 8,950 | $86.0K | 0.00% | −32−0.4% | Reduced |
| Group One Trading, L.P. | 7,753 | $74.0K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 6,855 | $65.0K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 4,055 | $55.0K | 0.00% | +3,007+286.9% | Added |
| Bank of America Corp | 4,681 | $45.0K | 0.00% | +617+15.2% | Added |
| US Bancorp | 4,000 | $38.0K | 0.00% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 2,900 | $28.0K | 0.00% | −1,300−31.0% | Reduced |
| Private Trust Co NA | 2,530 | $24.0K | 0.00% | 00.0% | Unchanged |
| Strategic Asset Management, LLC | 2,325 | $22.0K | 0.04% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 1,200 | $11.0K | 0.01% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 1,156 | $11.0K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 756 | $9.00K | 0.00% | 00.0% | Unchanged |
| American National Bank | 800 | $8.00K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 803 | $7.71K | 0.00% | −1,750−68.5% | Reduced |
| Focused Wealth Management, Inc | 750 | $7.00K | 0.00% | 00.0% | Unchanged |
| Atwood & Palmer Inc | 640 | $6.00K | 0.00% | 00.0% | Unchanged |
| Tucker Asset Management LLC | 534 | $5.92K | 0.00% | 00.0% | Unchanged |
| Stonebridge Capital Advisors LLC | 500 | $5.00K | 0.00% | −2,377−82.6% | Reduced |
| Hudock, Inc. | 604 | $5.00K | 0.00% | +302+100.0% | Added |
| Simplex Trading, LLC | 388 | $3.00K | 0.00% | +388 | New |
| Pin Oak Investment Advisors Inc | 223 | $2.00K | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 250 | $2.00K | 0.00% | 00.0% | Unchanged |
| Sargent Bickham Lagudis LLC | 194 | $2.00K | 0.00% | +194 | New |
| Signaturefd, LLC | 100 | $1.00K | 0.00% | −2,650−96.4% | Reduced |
| Steward Partners Investment Advisory, LLC | 54 | $1.00K | 0.00% | 00.0% | Unchanged |
| West Paces Advisors Inc. | 76 | $730 | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 27 | $0 | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 31 | $0 | 0.00% | +1+3.3% | Added |
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| Snowden Capital Advisors LLC | 0 | $0 | 0.00% | −23,200−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −15,182−100.0% | Sold out |
| Comerica Bank | 0 | $0 | 0.00% | −11,640−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −11,318−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −9,604−100.0% | Sold out |
| Cedar Wealth Management, LLC | 0 | $0 | 0.00% | −2,750−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −1,080−100.0% | Sold out |