PennantPark Floating Rate Capital Ltd.
PFLT- Exchange
- NYSE
- SEC CIK
- 0001504619
No open-market purchases or sales by PennantPark Floating Rate Capital Ltd. insiders were filed in the last 90 days; 125 institutions reported holding it in 13F filings for Q2 2026, worth $164.7M in total; no superinvestor holds it.
Other share classesPFLA
13F holders, Q3 2022
Institutional positions in PennantPark Floating Rate Capital Ltd. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 93
- −2 vs. Q2 2022
- Shares held
- 9.64M
- +246.7K (+2.6%) vs. Q2 2022
- Total value
- $98.1M
- −$9.03M (−8.4%) vs. Q2 2022
- New holders
- 9
- 33 more added
- Sold out
- 11
- 23 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 125 | $164.7M |
| Q1 2026 | 134 | $166.2M |
| Q4 2025 | 136 | $207.8M |
| Q3 2025 | 135 | $193.4M |
| Q2 2025 | 124 | $221.1M |
| Q1 2025 | 132 | $285.9M |
| Q4 2024 | 127 | $199.5M |
| Q3 2024 | 103 | $184.5M |
| Q2 2024 | 111 | $180.3M |
| Q1 2024 | 105 | $160.4M |
| Q4 2023 | 101 | $148.8M |
| Q3 2023 | 110 | $139.8M |
| Q2 2023 | 112 | $172.3M |
| Q1 2023 | 92 | $109.3M |
| Q4 2022 | 97 | $107.0M |
| Q3 2022 | 93 | $98.1M |
| Q2 2022 | 95 | $107.1M |
| Q1 2022 | 87 | $110.4M |
| Q4 2021 | 84 | $92.5M |
| Q3 2021 | 80 | $119.5M |
| Q2 2021 | 78 | $126.4M |
| Q1 2021 | 82 | $124.0M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding PennantPark Floating Rate Capital Ltd.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| AdvisorNet Financial, Inc | 27 | $0 | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 31 | $0 | 0.00% | +1+3.3% | Added |
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| West Paces Advisors Inc. | 76 | $730 | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 100 | $1.00K | 0.00% | −2,650−96.4% | Reduced |
| Steward Partners Investment Advisory, LLC | 54 | $1.00K | 0.00% | 00.0% | Unchanged |
| Pin Oak Investment Advisors Inc | 223 | $2.00K | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 250 | $2.00K | 0.00% | 00.0% | Unchanged |
| Sargent Bickham Lagudis LLC | 194 | $2.00K | 0.00% | +194 | New |
| Simplex Trading, LLC | 388 | $3.00K | 0.00% | +388 | New |
| Stonebridge Capital Advisors LLC | 500 | $5.00K | 0.00% | −2,377−82.6% | Reduced |
| Hudock, Inc. | 604 | $5.00K | 0.00% | +302+100.0% | Added |
| Tucker Asset Management LLC | 534 | $5.92K | 0.00% | 00.0% | Unchanged |
| Atwood & Palmer Inc | 640 | $6.00K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 750 | $7.00K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 803 | $7.71K | 0.00% | −1,750−68.5% | Reduced |
| American National Bank | 800 | $8.00K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 756 | $9.00K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 1,200 | $11.0K | 0.01% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 1,156 | $11.0K | 0.00% | 00.0% | Unchanged |
| Strategic Asset Management, LLC | 2,325 | $22.0K | 0.04% | 00.0% | Unchanged |
| Private Trust Co NA | 2,530 | $24.0K | 0.00% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 2,900 | $28.0K | 0.00% | −1,300−31.0% | Reduced |
| US Bancorp | 4,000 | $38.0K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 4,681 | $45.0K | 0.00% | +617+15.2% | Added |
| IFP Advisors, Inc | 4,055 | $55.0K | 0.00% | +3,007+286.9% | Added |
| Rockefeller Capital Management L.P. | 6,855 | $65.0K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 7,753 | $74.0K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 8,950 | $86.0K | 0.00% | −32−0.4% | Reduced |
| Global Retirement Partners, LLC | 8,512 | $94.0K | 0.01% | 00.0% | Unchanged |
| Relative Value Partners Group, LLC | 10,806 | $105.0K | 0.01% | −1,000−8.5% | Reduced |
| Belpointe Asset Management LLC | 11,200 | $108.0K | 0.01% | +2,300+25.8% | Added |
| Commonwealth Equity Services, LLC | 11,436 | $109.0K | 0.00% | −1,359−10.6% | Reduced |
| Raymond James & Associates | 11,397 | $109.0K | 0.00% | +302+2.7% | Added |
| Two Sigma Securities, LLC | 11,570 | $111.0K | 0.02% | +11,570 | New |
| Northern Trust Corp | 11,705 | $112.0K | 0.00% | +11,705 | New |
| Allspring Global Investments Holdings, LLC | 13,100 | $125.0K | 0.00% | 00.0% | Unchanged |
| Davenport & Co LLC | 13,400 | $129.0K | 0.00% | 00.0% | Unchanged |
| Marshall Wace, LLP | 13,699 | $131.0K | 0.00% | +13,699 | New |
| JPMorgan Chase & Co | 14,378 | $138.0K | 0.00% | −11,291−44.0% | Reduced |
| Susquehanna International Group, LLP | 15,451 | $148.0K | 0.00% | −1,974−11.3% | Reduced |
| Avantax Advisory Services, Inc. | 15,539 | $149.0K | 0.00% | +500+3.3% | Added |
| Kingsview Wealth Management, LLC | 15,982 | $153.0K | 0.01% | +4,190+35.5% | Added |
| Arkadios Wealth Advisors | 16,232 | $156.0K | 0.02% | +16,232 | New |
| AllSquare Wealth Management LLC | 17,200 | $165.0K | 0.12% | −2,600−13.1% | Reduced |
| Garner Asset Management Corp | 17,245 | $166.0K | 0.09% | −5,293−23.5% | Reduced |
| Wambolt & Associates, LLC | 18,888 | $181.0K | 0.08% | +1,250+7.1% | Added |
| Envestnet Asset Management Inc | 20,588 | $198.0K | 0.00% | +1,928+10.3% | Added |
| Advisory Services Network, LLC | 21,003 | $202.0K | 0.01% | +1,869+9.8% | Added |
| Teamwork Financial Advisors, LLC | 22,022 | $211.0K | 0.05% | +306+1.4% | Added |
| Virtu Financial LLC | 22,048 | $212.0K | 0.02% | +22,048 | New |
| International Assets Investment Management, LLC | 23,780 | $228.0K | 0.05% | +80+0.3% | Added |
| Millennium Management LLC | 24,152 | $232.0K | 0.00% | +3,239+15.5% | Added |
| Optimum Investment Advisors | 24,801 | $238.0K | 0.13% | 00.0% | Unchanged |
| Natixis | 24,796 | $241.0K | 0.00% | +4,800+24.0% | Added |
| Banque Pictet & Cie SA | 26,300 | $252.5K | 0.00% | 00.0% | Unchanged |
| Pictet North America Advisors SA | 26,300 | $252.5K | 0.04% | 00.0% | Unchanged |
| Royal Bank of Canada | 27,201 | $261.0K | 0.00% | +488+1.8% | Added |
| BNP Paribas Arbitrage, SA | 28,607 | $274.6K | 0.00% | +28,207+7,051.8% | Added |
| Cambridge Investment Research Advisors, Inc. | 32,229 | $309.0K | 0.00% | +1,946+6.4% | Added |
| Neuberger Berman Group LLC | 37,385 | $359.0K | 0.00% | +2,247+6.4% | Added |
| Jump Financial, LLC | 38,600 | $371.0K | 0.01% | +9,400+32.2% | Added |
| Virtus ETF Advisers LLC | 39,505 | $379.0K | 0.15% | −13,684−25.7% | Reduced |
| Janney Montgomery Scott LLC | 42,017 | $403.0K | 0.00% | −13,654−24.5% | Reduced |
| Roosevelt Investment Group LLC | 44,993 | $432.0K | 0.03% | −893−1.9% | Reduced |
| Mackenzie Financial Corp | 45,332 | $435.0K | 0.00% | −15,875−25.9% | Reduced |
| LPL Financial LLC | 45,362 | $435.0K | 0.00% | +522+1.2% | Added |
| Wedbush Securities Inc | 55,900 | $537.0K | 0.03% | +3,035+5.7% | Added |
| Great West Life Assurance Co | 57,522 | $552.0K | 0.00% | +14,174+32.7% | Added |
| CSS LLC | 59,566 | $572.0K | 0.03% | 00.0% | Unchanged |
| Toroso Investments, LLC | 60,946 | $585.0K | 0.02% | +1,195+2.0% | Added |
| AE Wealth Management LLC | 61,143 | $587.0K | 0.00% | +566+0.9% | Added |
| Stifel Financial Corp | 77,528 | $744.0K | 0.00% | −3,954−4.9% | Reduced |
| McKinley Capital Management LLC /Delaware | 94,962 | $912.0K | 0.12% | −3,136−3.2% | Reduced |
| Two Sigma Investments, LP | 103,046 | $989.0K | 0.00% | −113,458−52.4% | Reduced |
| Citadel Advisors LLC | 106,206 | $1.02M | 0.00% | +106,206 | New |
| Sumitomo Mitsui Trust Holdings, Inc. | 114,434 | $1.10M | 0.00% | 00.0% | Unchanged |
| Muzinich & Co., Inc. | 114,434 | $1.10M | 1.07% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 122,312 | $1.17M | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 123,903 | $1.19M | 0.00% | +1,397+1.1% | Added |
| UBS Group AG | 137,183 | $1.32M | 0.00% | +8,768+6.8% | Added |
| PFG Advisors | 140,112 | $1.34M | 0.15% | −500−0.4% | Reduced |
| Advisor Group Holdings, Inc. | 211,770 | $2.03M | 0.00% | +2,724+1.3% | Added |
| Hennion & Walsh Asset Management, Inc. | 216,904 | $2.08M | 0.14% | −20,239−8.5% | Reduced |
| Advisors Asset Management, Inc. | 264,500 | $2.54M | 0.05% | +22,031+9.1% | Added |
| Legal & General Group Plc | 268,574 | $2.58M | 0.00% | +39,032+17.0% | Added |
| Morgan Stanley | 283,363 | $2.72M | 0.00% | −2,833−1.0% | Reduced |
| First Republic Investment Management, Inc. | 285,265 | $2.74M | 0.01% | −607−0.2% | Reduced |
| BlackRock Inc. | 359,692 | $3.45M | 0.00% | +85,430+31.1% | Added |
| Two Sigma Advisers, LP | 366,675 | $3.52M | 0.01% | −17,500−4.6% | Reduced |
| Van Eck Associates Corp | 563,403 | $5.41M | 0.02% | +4,925+0.9% | Added |
| Altshuler Shaham Ltd | 1,891,245 | $23.7M | 0.58% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 2,580,738 | $24.8M | 3.60% | +129,094+5.3% | Added |
| Snowden Capital Advisors LLC | 0 | $0 | 0.00% | −23,200−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −15,182−100.0% | Sold out |
| Comerica Bank | 0 | $0 | 0.00% | −11,640−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −11,318−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −9,604−100.0% | Sold out |
| Cedar Wealth Management, LLC | 0 | $0 | 0.00% | −2,750−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −1,080−100.0% | Sold out |