PennantPark Floating Rate Capital Ltd.
PFLT- Exchange
- NYSE
- SEC CIK
- 0001504619
No open-market purchases or sales by PennantPark Floating Rate Capital Ltd. insiders were filed in the last 90 days; 125 institutions reported holding it in 13F filings for Q2 2026, worth $164.7M in total; no superinvestor holds it.
Other share classesPFLA
13F holders, Q4 2023
Institutional positions in PennantPark Floating Rate Capital Ltd. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 101
- −7 vs. Q3 2023
- Shares held
- 12.3M
- −361.8K (−2.9%) vs. Q3 2023
- Total value
- $148.8M
- +$13.9M (+10.3%) vs. Q3 2023
- New holders
- 15
- 24 more added
- Sold out
- 22
- 38 more reduced
2 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 125 | $164.7M |
| Q1 2026 | 134 | $166.2M |
| Q4 2025 | 136 | $207.8M |
| Q3 2025 | 135 | $193.4M |
| Q2 2025 | 124 | $221.1M |
| Q1 2025 | 132 | $285.9M |
| Q4 2024 | 127 | $199.5M |
| Q3 2024 | 103 | $184.5M |
| Q2 2024 | 111 | $180.3M |
| Q1 2024 | 105 | $160.4M |
| Q4 2023 | 101 | $148.8M |
| Q3 2023 | 110 | $139.8M |
| Q2 2023 | 112 | $172.3M |
| Q1 2023 | 92 | $109.3M |
| Q4 2022 | 97 | $107.0M |
| Q3 2022 | 93 | $98.1M |
| Q2 2022 | 95 | $107.1M |
| Q1 2022 | 87 | $110.4M |
| Q4 2021 | 84 | $92.5M |
| Q3 2021 | 80 | $119.5M |
| Q2 2021 | 78 | $126.4M |
| Q1 2021 | 82 | $124.0M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding PennantPark Floating Rate Capital Ltd.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sound Income Strategies, LLC | 3,246,302 | $39.3M | 3.27% | +118,587+3.8% | Added |
| Altshuler Shaham Ltd | 1,730,086 | $21.1M | 1.17% | 00.0% | Unchanged |
| Van Eck Associates Corp | 1,021,521 | $12.4M | 0.02% | +107,588+11.8% | Added |
| Two Sigma Investments, LP | 823,055 | $9.96M | 0.02% | −131,438−13.8% | Reduced |
| Two Sigma Advisers, LP | 745,975 | $9.03M | 0.02% | −21,800−2.8% | Reduced |
| Legal & General Group Plc | 455,786 | $5.51M | 0.00% | +96,697+26.9% | Added |
| Millennium Management LLC | 328,143 | $3.97M | 0.00% | +112,182+51.9% | Added |
| NewEdge Wealth, LLC | 309,203 | $3.74M | 0.10% | +309,203 | New |
| Advisors Asset Management, Inc. | 271,162 | $3.28M | 0.07% | −53,738−16.5% | Reduced |
| Morgan Stanley | 260,254 | $3.15M | 0.00% | −102,976−28.4% | Reduced |
| BlackRock Inc. | 212,609 | $2.57M | 0.00% | +9,590+4.7% | Added |
| Prevail Innovative Wealth Advisors, LLC | 208,471 | $2.52M | 1.20% | +38,626+22.7% | Added |
| Citadel Advisors LLC | 186,770 | $2.26M | 0.00% | −26,894−12.6% | Reduced |
| UBS Group AG | 150,285 | $1.82M | 0.00% | −7,668−4.9% | Reduced |
| HighTower Advisors, LLC | 125,803 | $1.52M | 0.00% | −5,441−4.1% | Reduced |
| The PNC Financial Services Group, Inc. | 122,312 | $1.48M | 0.00% | 00.0% | Unchanged |
| LPL Financial LLC | 120,058 | $1.45M | 0.00% | −10,041−7.7% | Reduced |
| PFG Advisors | 110,503 | $1.34M | 0.11% | −8,072−6.8% | Reduced |
| Trexquant Investment LP | 102,342 | $1.24M | 0.03% | −20,844−16.9% | Reduced |
| Tudor Investment Corp Et Al | 95,642 | $1.16M | 0.02% | −44,171−31.6% | Reduced |
| McKinley Capital Management LLC /Delaware | 82,922 | $1.00M | 0.13% | −1,050−1.3% | Reduced |
| Toroso Investments, LLC | 81,121 | $981.6K | 0.02% | +3,525+4.5% | Added |
| Stifel Financial Corp | 76,479 | $925.4K | 0.00% | −4,845−6.0% | Reduced |
| Advisor Group Holdings, Inc. | 72,863 | $881.6K | 0.00% | −139,127−65.6% | Reduced |
| Graypoint LLC | 63,938 | $773.6K | 0.06% | +1,238+2.0% | Added |
| Susquehanna International Group, LLP | 57,886 | $700.4K | 0.00% | +57,886 | New |
| Sumitomo Mitsui Trust Holdings, Inc. | 55,876 | $676.1K | 0.00% | −8,514−13.2% | Reduced |
| Muzinich & Co., Inc. | 55,876 | $676.1K | 0.59% | −8,514−13.2% | Reduced |
| Wedbush Securities Inc | 52,625 | $637.0K | 0.03% | −320−0.6% | Reduced |
| Great West Life Assurance Co | 52,847 | $635.0K | 0.00% | −4,880−8.5% | Reduced |
| AE Wealth Management LLC | 50,630 | $582.2K | 0.00% | +8,385+19.8% | Added |
| Virtus ETF Advisers LLC | 46,694 | $565.0K | 0.36% | −24,448−34.4% | Reduced |
| Winton Group Ltd | 45,820 | $554.4K | 0.04% | +10,959+31.4% | Added |
| Janney Montgomery Scott LLC | 38,710 | $468.0K | 0.00% | −3,385−8.0% | Reduced |
| D. E. Shaw & Co., Inc. | 38,674 | $468.0K | 0.00% | +26,631+221.1% | Added |
| Aquatic Capital Management LLC | 38,400 | $465.0K | 0.01% | +38,400 | New |
| Cambridge Investment Research Advisors, Inc. | 37,969 | $459.0K | 0.00% | −3,479−8.4% | Reduced |
| Qube Research & Technologies Ltd | 34,929 | $422.6K | 0.00% | −62,670−64.2% | Reduced |
| Royal Bank of Canada | 32,407 | $392.0K | 0.00% | −9,037−21.8% | Reduced |
| CI Private Wealth, LLC | 32,153 | $389.0K | 0.00% | −3,866−10.7% | Reduced |
| Guggenheim Capital LLC | 31,446 | $380.5K | 0.00% | +2,314+7.9% | Added |
| Optimum Investment Advisors | 28,801 | $348.5K | 0.18% | +3,000+11.6% | Added |
| Camden Capital, LLC | 26,658 | $322.6K | 0.03% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 24,679 | $298.6K | 0.00% | +1,999+8.8% | Added |
| International Assets Investment Management, LLC | 23,780 | $287.7K | 0.04% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 22,495 | $272.0K | 0.00% | +2,559+12.8% | Added |
| Goldman Sachs Group Inc | 20,998 | $254.1K | 0.00% | −98,841−82.5% | Reduced |
| Capstone Investment Advisors, LLC | 20,000 | $242.0K | 0.00% | +20,000 | New |
| ExodusPoint Capital Management, LP | 19,850 | $240.0K | 0.00% | −872−4.2% | Reduced |
| Yelin Lapidot Holdings Management Ltd. | 19,500 | $235.9K | 0.06% | 00.0% | Unchanged |
| Natixis | 19,076 | $231.2K | 0.00% | 00.0% | Unchanged |
| Wambolt & Associates, LLC | 18,020 | $218.0K | 0.07% | −1,468−7.5% | Reduced |
| Schonfeld Strategic Advisors LLC | 17,400 | $210.5K | 0.00% | +17,400 | New |
| Arkadios Wealth Advisors | 16,232 | $196.4K | 0.02% | 00.0% | Unchanged |
| Sigma Planning Corp | 16,204 | $196.1K | 0.02% | −2,412−13.0% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 15,794 | $191.1K | 0.00% | +3,555+29.0% | Added |
| Private Advisor Group, LLC | 15,704 | $190.0K | 0.00% | +15,704 | New |
| Teamwork Financial Advisors, LLC | 15,470 | $187.2K | 0.03% | −479−3.0% | Reduced |
| AllSquare Wealth Management LLC | 13,700 | $165.8K | 0.10% | −1,200−8.1% | Reduced |
| Allspring Global Investments Holdings, LLC | 13,100 | $158.5K | 0.00% | 00.0% | Unchanged |
| Beacon Investment Advisors LLC | 12,622 | $152.7K | 0.10% | +134+1.1% | Added |
| Firethorn Wealth Partners, LLC | 12,007 | $145.3K | 0.10% | +337+2.9% | Added |
| Resources Investment Advisors, LLC. | 12,000 | $145.2K | 0.00% | 00.0% | Unchanged |
| Strategies Wealth Advisors, LLC | 10,971 | $132.8K | 0.02% | −9,401−46.1% | Reduced |
| Envestnet Asset Management Inc | 10,891 | $131.8K | 0.00% | +10,891 | New |
| XTX Topco Ltd | 10,723 | $129.7K | 0.03% | +10,723 | New |
| Latitude Advisors, LLC | 10,722 | $129.7K | 0.09% | −660−5.8% | Reduced |
| CFO4Life Group, LLC | 10,564 | $127.8K | 0.02% | +100+1.0% | Added |
| Creekmur Asset Management LLC | 10,371 | $125.5K | 0.04% | +10,371 | New |
| Northern Trust Corp | 10,365 | $125.4K | 0.00% | −6,592−38.9% | Reduced |
| Wilbanks Smith & Thomas Asset Management LLC | 10,000 | $121.0K | 0.00% | 00.0% | Unchanged |
| Gratus Capital LLC | 10,000 | $121.0K | 0.01% | 00.0% | Unchanged |
| Sage Mountain Advisors LLC | 10,000 | $121.0K | 0.01% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 9,274 | $112.2K | 0.01% | 00.0% | Unchanged |
| US Bancorp | 8,445 | $102.2K | 0.00% | +4,445+111.1% | Added |
| Wells Fargo & Company | 7,151 | $86.5K | 0.00% | +348+5.1% | Added |
| State of Wyoming | 7,052 | $85.3K | 0.02% | +7,052 | New |
| Comerica Bank | 5,745 | $69.5K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 5,633 | $68.2K | 0.00% | −1,057−15.8% | Reduced |
| GWM Advisors LLC | 4,714 | $57.0K | 0.00% | +4,714 | New |
| Advisory Services Network, LLC | 4,287 | $51.9K | 0.00% | −12,560−74.6% | Reduced |
| Private Trust Co NA | 2,530 | $30.6K | 0.00% | 00.0% | Unchanged |
| Cape Investment Advisory, Inc. | 2,391 | $28.9K | 0.01% | +2,391 | New |
| Simplex Trading, LLC | 2,009 | $24.0K | 0.00% | +1,527+316.8% | Added |
| Global Retirement Partners, LLC | 1,568 | $18.7K | 0.00% | +1,536+4,800.0% | Added |
| Beacon Capital Management, LLC | 1,737 | $18.5K | 0.01% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 1,488 | $18.0K | 0.00% | −1,637−52.4% | Reduced |
| FNY Investment Advisers, LLC | 1,200 | $14.0K | 0.02% | 00.0% | Unchanged |
| Delta Asset Management LLC | 943 | $11.4K | 0.00% | 00.0% | Unchanged |
| American National Bank | 800 | $9.68K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 750 | $9.07K | 0.00% | 00.0% | Unchanged |
| Tucker Asset Management LLC | 534 | $6.46K | 0.00% | 00.0% | Unchanged |
| Quarry LP | 511 | $6.18K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 395 | $4.78K | 0.00% | −726−64.8% | Reduced |
| Hexagon Capital Partners LLC | 250 | $3.02K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 200 | $2.42K | 0.00% | +200 | New |
| Principal Securities, Inc. | 100 | $1.21K | 0.00% | +100 | New |
| Ronald Blue Trust, Inc. | 105 | $1.00K | 0.00% | +25+31.3% | Added |
| Tower Research Capital LLC (TRC) | 43 | $520 | 0.00% | −68−61.3% | Reduced |
| AdvisorNet Financial, Inc | 31 | $380 | 0.00% | 00.0% | Unchanged |