PennantPark Floating Rate Capital Ltd.
PFLT- Exchange
- NYSE
- SEC CIK
- 0001504619
No open-market purchases or sales by PennantPark Floating Rate Capital Ltd. insiders were filed in the last 90 days; 125 institutions reported holding it in 13F filings for Q2 2026, worth $164.7M in total; no superinvestor holds it.
Other share classesPFLA
13F holders, Q3 2025
Institutional positions in PennantPark Floating Rate Capital Ltd. as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 135
- +13 vs. Q2 2025
- Shares held
- 21.8M
- +525.4K (+2.5%) vs. Q2 2025
- Total value
- $193.4M
- −$26.9M (−12.2%) vs. Q2 2025
- New holders
- 28
- 59 more added
- Sold out
- 15
- 21 more reduced
2 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 125 | $164.7M |
| Q1 2026 | 134 | $166.2M |
| Q4 2025 | 136 | $207.8M |
| Q3 2025 | 135 | $193.4M |
| Q2 2025 | 124 | $221.1M |
| Q1 2025 | 132 | $285.9M |
| Q4 2024 | 127 | $199.5M |
| Q3 2024 | 103 | $184.5M |
| Q2 2024 | 111 | $180.3M |
| Q1 2024 | 105 | $160.4M |
| Q4 2023 | 101 | $148.8M |
| Q3 2023 | 110 | $139.8M |
| Q2 2023 | 112 | $172.3M |
| Q1 2023 | 92 | $109.3M |
| Q4 2022 | 97 | $107.0M |
| Q3 2022 | 93 | $98.1M |
| Q2 2022 | 95 | $107.1M |
| Q1 2022 | 87 | $110.4M |
| Q4 2021 | 84 | $92.5M |
| Q3 2021 | 80 | $119.5M |
| Q2 2021 | 78 | $126.4M |
| Q1 2021 | 82 | $124.0M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding PennantPark Floating Rate Capital Ltd.; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sound Income Strategies, LLC | 4,131,430 | $35.7M | 1.95% | +226,805+5.8% | Added |
| Van Eck Associates Corp | 2,533,205 | $22.5M | 0.02% | +174,630+7.4% | Added |
| Marshall Wace, LLP | 2,057,399 | $18.3M | 0.02% | +617,657+42.9% | Added |
| UBS Group AG | 1,296,070 | $11.5M | 0.00% | +178,423+16.0% | Added |
| Invesco Ltd. | 1,262,880 | $11.2M | 0.00% | +186,570+17.3% | Added |
| Qube Research & Technologies Ltd | 1,093,973 | $9.73M | 0.01% | +295,157+36.9% | Added |
| Altshuler Shaham Ltd | 916,039 | $8.14M | 0.13% | −814,047−47.1% | Reduced |
| BlackRock, Inc. | 687,155 | $6.11M | 0.00% | +186,397+37.2% | Added |
| Millennium Management LLC | 680,700 | $6.05M | 0.00% | −39,374−5.5% | Reduced |
| Morgan Stanley | 642,704 | $5.71M | 0.00% | +254,634+65.6% | Added |
| Legal & General Group Plc | 603,339 | $5.36M | 0.00% | +25,320+4.4% | Added |
| LPL Financial LLC | 442,131 | $3.93M | 0.00% | +197,974+81.1% | Added |
| Two Sigma Investments, LP | 418,365 | $3.72M | 0.01% | −524,436−55.6% | Reduced |
| Advisors Asset Management, Inc. | 351,979 | $3.13M | 0.05% | +22,150+6.7% | Added |
| GraniteShares Advisors LLC | 279,900 | $2.49M | 1.44% | +24,650+9.7% | Added |
| NewEdge Wealth, LLC | 271,146 | $2.48M | 0.04% | −24,493−8.3% | Reduced |
| Trexquant Investment LP | 248,689 | $2.21M | 0.02% | −20,741−7.7% | Reduced |
| Advisor Group Holdings, Inc. | 165,673 | $1.63M | 0.00% | +3,284+2.0% | Added |
| Muzinich & Co., Inc. | 170,836 | $1.52M | 0.59% | +65,977+62.9% | Added |
| Jane Street Group, LLC | 169,315 | $1.51M | 0.00% | +169,315 | New |
| Sumitomo Mitsui Trust Holdings, Inc. | 147,213 | $1.31M | 0.00% | +65,977+81.2% | Added |
| Wedbush Securities Inc | 143,721 | $1.28M | 0.04% | +4,519+3.2% | Added |
| Brevan Howard Capital Management LP | 132,771 | $1.18M | 0.02% | −9,214−6.5% | Reduced |
| PFG Investments, LLC | 122,135 | $1.09M | 0.06% | +3,227+2.7% | Added |
| Great West Life Assurance Co | 120,419 | $1.08M | 0.00% | +33,831+39.1% | Added |
| Toroso Investments, LLC | 113,783 | $1.01M | 0.00% | +8,127+7.7% | Added |
| PFG Advisors | 110,126 | $979.0K | 0.04% | +180.0% | Added |
| Commonwealth Equity Services, LLC | 98,464 | $875.0K | 0.00% | +6,989+7.6% | Added |
| MQS Management LLC | 93,964 | $835.3K | 0.49% | +93,964 | New |
| Virtus Investment Advisers, Inc. | 92,843 | $825.4K | 0.24% | +4,294+4.8% | Added |
| State Street Corp | 86,559 | $778.3K | 0.00% | +2,389+2.8% | Added |
| Cambridge Investment Research Advisors, Inc. | 76,173 | $677.0K | 0.00% | −2,003−2.6% | Reduced |
| Cetera Investment Advisers | 75,564 | $671.8K | 0.00% | +11,860+18.6% | Added |
| Yelin Lapidot Holdings Management Ltd. | 74,427 | $661.7K | 0.14% | +54,927+281.7% | Added |
| HighTower Advisors, LLC | 73,948 | $657.4K | 0.00% | −21,240−22.3% | Reduced |
| Ameriprise Financial Inc | 67,972 | $604.3K | 0.00% | −1,987−2.8% | Reduced |
| Susquehanna International Group, LLP | 64,510 | $573.5K | 0.00% | −46,461−41.9% | Reduced |
| CI Private Wealth, LLC | 61,848 | $549.8K | 0.00% | +8,101+15.1% | Added |
| Denali Advisors LLC | 58,499 | $520.1K | 0.06% | −10,604−15.3% | Reduced |
| Wells Fargo & Company | 58,139 | $516.9K | 0.00% | −36,237−38.4% | Reduced |
| Cornerstone Wealth Management, LLC | 56,842 | $505.3K | 0.03% | −7,967−12.3% | Reduced |
| Stifel Financial Corp | 54,798 | $487.2K | 0.00% | −3,805−6.5% | Reduced |
| Guggenheim Capital LLC | 54,785 | $487.0K | 0.00% | +2,799+5.4% | Added |
| Strategic Financial Concepts, LLC | 52,300 | $464.9K | 0.07% | −10,900−17.2% | Reduced |
| Northern Trust Corp | 49,696 | $441.8K | 0.00% | +8,100+19.5% | Added |
| Citigroup Inc | 48,662 | $432.6K | 0.00% | +14,264+41.5% | Added |
| Oxford Asset Management LLP | 48,199 | $428.5K | 0.14% | +48,199 | New |
| Natixis | 44,576 | $395.4K | 0.00% | 00.0% | Unchanged |
| Quadrature Capital Ltd | 43,217 | $383.8K | 0.00% | +43,217 | New |
| Janney Montgomery Scott LLC | 43,003 | $382.0K | 0.00% | +1,129+2.7% | Added |
| Envestnet Asset Management Inc | 40,713 | $361.9K | 0.00% | +3,780+10.2% | Added |
| Vantage Financial Partners, LLC | 38,499 | $342.3K | 0.07% | +38,499 | New |
| Virtu Financial LLC | 37,407 | $333.0K | 0.02% | +37,407 | New |
| Sovran Advisors, LLC | 35,274 | $319.6K | 0.03% | +1,090+3.2% | Added |
| Goldman Sachs Group Inc | 32,229 | $286.5K | 0.00% | +32,229 | New |
| Squarepoint Ops LLC | 30,924 | $274.9K | 0.00% | +30,924 | New |
| Mariner, LLC | 30,847 | $274.2K | 0.00% | +17,551+132.0% | Added |
| Synergy Investment Management, LLC | 27,102 | $240.9K | 0.09% | +2,091+8.4% | Added |
| Bank of America Corp | 26,894 | $239.1K | 0.00% | +12,465+86.4% | Added |
| Dynamic Technology Lab Private Ltd | 26,707 | $237.0K | 0.04% | +12,436+87.1% | Added |
| Camden Capital, LLC | 26,658 | $237.0K | 0.02% | 00.0% | Unchanged |
| Raymond James Financial Inc | 25,968 | $230.9K | 0.00% | +791+3.1% | Added |
| PharVision Advisers, LLC | 25,564 | $227.3K | 0.13% | +25,564 | New |
| Royal Bank of Canada | 25,329 | $225.0K | 0.00% | +5,725+29.2% | Added |
| Quantbot Technologies LP | 23,931 | $212.7K | 0.01% | +2,697+12.7% | Added |
| Westbourne Investments, Inc. | 22,708 | $207.3K | 0.10% | +3,533+18.4% | Added |
| BNP Paribas Arbitrage, SA | 22,411 | $199.2K | 0.00% | +17,127+324.1% | Added |
| M&T Bank Corp | 21,899 | $194.7K | 0.00% | 00.0% | Unchanged |
| AE Wealth Management LLC | 21,794 | $193.7K | 0.00% | +153+0.7% | Added |
| Ethos Financial Group, LLC | 19,753 | $175.6K | 0.01% | +19,753 | New |
| Foundations Investment Advisors, LLC | 19,654 | $174.7K | 0.00% | +3,002+18.0% | Added |
| Naviter Wealth, LLC | 18,650 | $167.7K | 0.02% | +18,650 | New |
| Beacon Investment Advisors LLC | 18,315 | $162.8K | 0.07% | −1,571−7.9% | Reduced |
| Optimum Investment Advisors | 17,500 | $155.6K | 0.06% | 00.0% | Unchanged |
| VestGen Advisors, LLC | 17,500 | $155.6K | 0.01% | +17,500 | New |
| Krilogy Financial LLC | 15,617 | $143.0K | 0.01% | +15,617 | New |
| Truist Financial Corp | 16,059 | $142.8K | 0.00% | +264+1.7% | Added |
| Sunbelt Securities, Inc. | 15,654 | $139.2K | 0.01% | +7,430+90.3% | Added |
| Empowered Funds, LLC | 15,286 | $135.9K | 0.00% | +5,093+50.0% | Added |
| Private Advisor Group, LLC | 14,772 | $131.3K | 0.00% | −1,666−10.1% | Reduced |
| Garner Asset Management Corp | 14,273 | $126.9K | 0.05% | +60.0% | Added |
| Teamwork Financial Advisors, LLC | 14,173 | $126.0K | 0.01% | +14,173 | New |
| Strategies Wealth Advisors, LLC | 13,308 | $118.3K | 0.01% | +387+3.0% | Added |
| KW Wealth Management LLC | 12,842 | $114.2K | 0.19% | +12,842 | New |
| Resources Investment Advisors, LLC. | 12,543 | $111.5K | 0.00% | 00.0% | Unchanged |
| First Foundation Advisors | 12,393 | $110.2K | 0.00% | 00.0% | Unchanged |
| Lido Advisors, LLC | 12,114 | $108.9K | 0.00% | −4,267−26.0% | Reduced |
| Fulton Breakefield Broenniman LLC | 11,798 | $104.9K | 0.01% | 00.0% | Unchanged |
| Miracle Mile Advisors, LLC | 11,728 | $104.3K | 0.00% | +340+3.0% | Added |
| Calton & Associates, Inc. | 11,317 | $100.6K | 0.02% | +379+3.5% | Added |
| Glenview Trust Co | 10,650 | $94.7K | 0.00% | 00.0% | Unchanged |
| Sigma Planning Corp | 10,495 | $93.3K | 0.00% | +56+0.5% | Added |
| Tower Research Capital LLC (TRC) | 10,424 | $92.7K | 0.00% | +10,066+2,811.7% | Added |
| Hudson Bay Capital Management LP | 10,350 | $92.0K | 0.00% | +10,350 | New |
| Kestra Advisory Services, LLC | 10,228 | $90.9K | 0.00% | +10,228 | New |
| Investment Partners, Ltd. | 10,000 | $88.9K | 0.03% | 00.0% | Unchanged |
| Sage Mountain Advisors LLC | 10,000 | $88.9K | 0.01% | 00.0% | Unchanged |
| SP Asset Management LLC | 10,000 | $88.9K | 0.01% | +10,000 | New |
| Golden State Wealth Management, LLC | 9,756 | $86.7K | 0.01% | 00.0% | Unchanged |
| AllSquare Wealth Management LLC | 9,200 | $81.8K | 0.04% | 00.0% | Unchanged |