PennantPark Floating Rate Capital Ltd.
PFLT- Exchange
- NYSE
- SEC CIK
- 0001504619
No open-market purchases or sales by PennantPark Floating Rate Capital Ltd. insiders were filed in the last 90 days; 125 institutions reported holding it in 13F filings for Q2 2026, worth $164.7M in total; no superinvestor holds it.
Other share classesPFLA
13F holders, Q3 2025
Institutional positions in PennantPark Floating Rate Capital Ltd. as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 135
- +13 vs. Q2 2025
- Shares held
- 21.8M
- +525.4K (+2.5%) vs. Q2 2025
- Total value
- $193.4M
- −$26.9M (−12.2%) vs. Q2 2025
- New holders
- 28
- 59 more added
- Sold out
- 15
- 21 more reduced
2 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 125 | $164.7M |
| Q1 2026 | 134 | $166.2M |
| Q4 2025 | 136 | $207.8M |
| Q3 2025 | 135 | $193.4M |
| Q2 2025 | 124 | $221.1M |
| Q1 2025 | 132 | $285.9M |
| Q4 2024 | 127 | $199.5M |
| Q3 2024 | 103 | $184.5M |
| Q2 2024 | 111 | $180.3M |
| Q1 2024 | 105 | $160.4M |
| Q4 2023 | 101 | $148.8M |
| Q3 2023 | 110 | $139.8M |
| Q2 2023 | 112 | $172.3M |
| Q1 2023 | 92 | $109.3M |
| Q4 2022 | 97 | $107.0M |
| Q3 2022 | 93 | $98.1M |
| Q2 2022 | 95 | $107.1M |
| Q1 2022 | 87 | $110.4M |
| Q4 2021 | 84 | $92.5M |
| Q3 2021 | 80 | $119.5M |
| Q2 2021 | 78 | $126.4M |
| Q1 2021 | 82 | $124.0M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding PennantPark Floating Rate Capital Ltd.; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Hallmark Capital Management Inc | 1 | $9 | 0.00% | +1 | New |
| Creekmur Asset Management LLC | 9 | $79 | 0.00% | 00.0% | Unchanged |
| Ronald Blue Trust, Inc. | 100 | $889 | 0.00% | +100 | New |
| Jones Financial Companies LLLP | 220 | $2.02K | 0.00% | +220 | New |
| Vermillion Wealth Management, Inc. | 500 | $4.45K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 526 | $4.67K | 0.00% | +15+2.9% | Added |
| Harbor Asset Planning, Inc. | 526 | $4.68K | 0.00% | 00.0% | Unchanged |
| Aventura Private Wealth, LLC | 775 | $6.89K | 0.00% | +23+3.1% | Added |
| Delta Asset Management LLC | 943 | $8.38K | 0.00% | 00.0% | Unchanged |
| Pension & Wealth Management Advisors, Inc. | 977 | $8.69K | 0.00% | +977 | New |
| Murphy & Mullick Capital Management Corp | 968 | $8.77K | 0.01% | −70−6.7% | Reduced |
| Harbour Investments, Inc. | 1,000 | $8.89K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 1,200 | $10.0K | 0.00% | 00.0% | Unchanged |
| Pin Oak Investment Advisors Inc | 1,146 | $10.3K | 0.01% | +1,146 | New |
| Financial Network Wealth Advisors LLC | 1,426 | $12.7K | 0.01% | 00.0% | Unchanged |
| ORG Partners LLC | 1,500 | $13.3K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 1,678 | $14.9K | 0.00% | +226+15.6% | Added |
| Private Trust Co NA | 2,530 | $22.5K | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 2,541 | $22.6K | 0.00% | +2,541 | New |
| Atlantic Union Bankshares Corp | 2,700 | $24.0K | 0.00% | +2,700 | New |
| Allworth Financial LP | 2,769 | $24.6K | 0.00% | −8−0.3% | Reduced |
| Rockefeller Capital Management L.P. | 3,000 | $26.7K | 0.00% | +3,000 | New |
| MAI Capital Management | 3,300 | $29.3K | 0.00% | +4+0.1% | Added |
| Bryn Mawr Trust Co | 3,363 | $29.9K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 4,000 | $35.6K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 4,000 | $35.6K | 0.00% | 00.0% | Unchanged |
| Quarry LP | 4,033 | $35.9K | 0.01% | +4,033 | New |
| State of Alaska, Department of Revenue | 4,625 | $41.0K | 0.00% | +4,625 | New |
| GWM Advisors LLC | 4,714 | $41.9K | 0.00% | 00.0% | Unchanged |
| MPWM Advisory Solutions, LLC | 5,000 | $44.5K | 0.03% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 5,188 | $46.1K | 0.00% | +1,260+32.1% | Added |
| CWM, LLC | 5,371 | $48.0K | 0.00% | +600+12.6% | Added |
| CIBC Private Wealth Group, LLC | 7,122 | $63.3K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 8,968 | $79.7K | 0.00% | +7,374+462.6% | Added |
| JPMorgan Chase & Co | 9,186 | $81.7K | 0.00% | −42,520−82.2% | Reduced |
| AllSquare Wealth Management LLC | 9,200 | $81.8K | 0.04% | 00.0% | Unchanged |
| Golden State Wealth Management, LLC | 9,756 | $86.7K | 0.01% | 00.0% | Unchanged |
| Investment Partners, Ltd. | 10,000 | $88.9K | 0.03% | 00.0% | Unchanged |
| Sage Mountain Advisors LLC | 10,000 | $88.9K | 0.01% | 00.0% | Unchanged |
| SP Asset Management LLC | 10,000 | $88.9K | 0.01% | +10,000 | New |
| Kestra Advisory Services, LLC | 10,228 | $90.9K | 0.00% | +10,228 | New |
| Hudson Bay Capital Management LP | 10,350 | $92.0K | 0.00% | +10,350 | New |
| Tower Research Capital LLC (TRC) | 10,424 | $92.7K | 0.00% | +10,066+2,811.7% | Added |
| Sigma Planning Corp | 10,495 | $93.3K | 0.00% | +56+0.5% | Added |
| Glenview Trust Co | 10,650 | $94.7K | 0.00% | 00.0% | Unchanged |
| Calton & Associates, Inc. | 11,317 | $100.6K | 0.02% | +379+3.5% | Added |
| Miracle Mile Advisors, LLC | 11,728 | $104.3K | 0.00% | +340+3.0% | Added |
| Fulton Breakefield Broenniman LLC | 11,798 | $104.9K | 0.01% | 00.0% | Unchanged |
| Lido Advisors, LLC | 12,114 | $108.9K | 0.00% | −4,267−26.0% | Reduced |
| First Foundation Advisors | 12,393 | $110.2K | 0.00% | 00.0% | Unchanged |
| Resources Investment Advisors, LLC. | 12,543 | $111.5K | 0.00% | 00.0% | Unchanged |
| KW Wealth Management LLC | 12,842 | $114.2K | 0.19% | +12,842 | New |
| Strategies Wealth Advisors, LLC | 13,308 | $118.3K | 0.01% | +387+3.0% | Added |
| Teamwork Financial Advisors, LLC | 14,173 | $126.0K | 0.01% | +14,173 | New |
| Garner Asset Management Corp | 14,273 | $126.9K | 0.05% | +60.0% | Added |
| Private Advisor Group, LLC | 14,772 | $131.3K | 0.00% | −1,666−10.1% | Reduced |
| Empowered Funds, LLC | 15,286 | $135.9K | 0.00% | +5,093+50.0% | Added |
| Sunbelt Securities, Inc. | 15,654 | $139.2K | 0.01% | +7,430+90.3% | Added |
| Truist Financial Corp | 16,059 | $142.8K | 0.00% | +264+1.7% | Added |
| Krilogy Financial LLC | 15,617 | $143.0K | 0.01% | +15,617 | New |
| Optimum Investment Advisors | 17,500 | $155.6K | 0.06% | 00.0% | Unchanged |
| VestGen Advisors, LLC | 17,500 | $155.6K | 0.01% | +17,500 | New |
| Beacon Investment Advisors LLC | 18,315 | $162.8K | 0.07% | −1,571−7.9% | Reduced |
| Naviter Wealth, LLC | 18,650 | $167.7K | 0.02% | +18,650 | New |
| Foundations Investment Advisors, LLC | 19,654 | $174.7K | 0.00% | +3,002+18.0% | Added |
| Ethos Financial Group, LLC | 19,753 | $175.6K | 0.01% | +19,753 | New |
| AE Wealth Management LLC | 21,794 | $193.7K | 0.00% | +153+0.7% | Added |
| M&T Bank Corp | 21,899 | $194.7K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 22,411 | $199.2K | 0.00% | +17,127+324.1% | Added |
| Westbourne Investments, Inc. | 22,708 | $207.3K | 0.10% | +3,533+18.4% | Added |
| Quantbot Technologies LP | 23,931 | $212.7K | 0.01% | +2,697+12.7% | Added |
| Royal Bank of Canada | 25,329 | $225.0K | 0.00% | +5,725+29.2% | Added |
| PharVision Advisers, LLC | 25,564 | $227.3K | 0.13% | +25,564 | New |
| Raymond James Financial Inc | 25,968 | $230.9K | 0.00% | +791+3.1% | Added |
| Camden Capital, LLC | 26,658 | $237.0K | 0.02% | 00.0% | Unchanged |
| Dynamic Technology Lab Private Ltd | 26,707 | $237.0K | 0.04% | +12,436+87.1% | Added |
| Bank of America Corp | 26,894 | $239.1K | 0.00% | +12,465+86.4% | Added |
| Synergy Investment Management, LLC | 27,102 | $240.9K | 0.09% | +2,091+8.4% | Added |
| Mariner, LLC | 30,847 | $274.2K | 0.00% | +17,551+132.0% | Added |
| Squarepoint Ops LLC | 30,924 | $274.9K | 0.00% | +30,924 | New |
| Goldman Sachs Group Inc | 32,229 | $286.5K | 0.00% | +32,229 | New |
| Sovran Advisors, LLC | 35,274 | $319.6K | 0.03% | +1,090+3.2% | Added |
| Virtu Financial LLC | 37,407 | $333.0K | 0.02% | +37,407 | New |
| Vantage Financial Partners, LLC | 38,499 | $342.3K | 0.07% | +38,499 | New |
| Envestnet Asset Management Inc | 40,713 | $361.9K | 0.00% | +3,780+10.2% | Added |
| Janney Montgomery Scott LLC | 43,003 | $382.0K | 0.00% | +1,129+2.7% | Added |
| Quadrature Capital Ltd | 43,217 | $383.8K | 0.00% | +43,217 | New |
| Natixis | 44,576 | $395.4K | 0.00% | 00.0% | Unchanged |
| Oxford Asset Management LLP | 48,199 | $428.5K | 0.14% | +48,199 | New |
| Citigroup Inc | 48,662 | $432.6K | 0.00% | +14,264+41.5% | Added |
| Northern Trust Corp | 49,696 | $441.8K | 0.00% | +8,100+19.5% | Added |
| Strategic Financial Concepts, LLC | 52,300 | $464.9K | 0.07% | −10,900−17.2% | Reduced |
| Guggenheim Capital LLC | 54,785 | $487.0K | 0.00% | +2,799+5.4% | Added |
| Stifel Financial Corp | 54,798 | $487.2K | 0.00% | −3,805−6.5% | Reduced |
| Cornerstone Wealth Management, LLC | 56,842 | $505.3K | 0.03% | −7,967−12.3% | Reduced |
| Wells Fargo & Company | 58,139 | $516.9K | 0.00% | −36,237−38.4% | Reduced |
| Denali Advisors LLC | 58,499 | $520.1K | 0.06% | −10,604−15.3% | Reduced |
| CI Private Wealth, LLC | 61,848 | $549.8K | 0.00% | +8,101+15.1% | Added |
| Susquehanna International Group, LLP | 64,510 | $573.5K | 0.00% | −46,461−41.9% | Reduced |
| Ameriprise Financial Inc | 67,972 | $604.3K | 0.00% | −1,987−2.8% | Reduced |