PennantPark Floating Rate Capital Ltd.
PFLT- Exchange
- NYSE
- SEC CIK
- 0001504619
No open-market purchases or sales by PennantPark Floating Rate Capital Ltd. insiders were filed in the last 90 days; 125 institutions reported holding it in 13F filings for Q2 2026, worth $164.7M in total; no superinvestor holds it.
Other share classesPFLA
13F holders, Q1 2024
Institutional positions in PennantPark Floating Rate Capital Ltd. as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 105
- +4 vs. Q4 2023
- Shares held
- 14.1M
- +1.86M (+15.1%) vs. Q4 2023
- Total value
- $160.4M
- +$11.7M (+7.8%) vs. Q4 2023
- New holders
- 23
- 36 more added
- Sold out
- 19
- 24 more reduced
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 125 | $164.7M |
| Q1 2026 | 134 | $166.2M |
| Q4 2025 | 136 | $207.8M |
| Q3 2025 | 135 | $193.4M |
| Q2 2025 | 124 | $221.1M |
| Q1 2025 | 132 | $285.9M |
| Q4 2024 | 127 | $199.5M |
| Q3 2024 | 103 | $184.5M |
| Q2 2024 | 111 | $180.3M |
| Q1 2024 | 105 | $160.4M |
| Q4 2023 | 101 | $148.8M |
| Q3 2023 | 110 | $139.8M |
| Q2 2023 | 112 | $172.3M |
| Q1 2023 | 92 | $109.3M |
| Q4 2022 | 97 | $107.0M |
| Q3 2022 | 93 | $98.1M |
| Q2 2022 | 95 | $107.1M |
| Q1 2022 | 87 | $110.4M |
| Q4 2021 | 84 | $92.5M |
| Q3 2021 | 80 | $119.5M |
| Q2 2021 | 78 | $126.4M |
| Q1 2021 | 82 | $124.0M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding PennantPark Floating Rate Capital Ltd.; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sound Income Strategies, LLC | 3,446,552 | $39.2M | 2.93% | +200,250+6.2% | Added |
| Altshuler Shaham Ltd | 1,730,086 | $19.2M | 0.76% | 00.0% | Unchanged |
| Van Eck Associates Corp | 1,155,121 | $13.1M | 0.02% | +133,600+13.1% | Added |
| Citadel Advisors LLC | 649,255 | $7.39M | 0.01% | +462,485+247.6% | Added |
| Two Sigma Investments, LP | 612,258 | $6.97M | 0.02% | −210,797−25.6% | Reduced |
| Two Sigma Advisers, LP | 591,875 | $6.74M | 0.02% | −154,100−20.7% | Reduced |
| Hudson Bay Capital Management LP | 500,000 | $5.69M | 0.05% | +500,000 | New |
| Legal & General Group Plc | 455,786 | $5.18M | 0.00% | 00.0% | Unchanged |
| Scoggin Management LP | 409,499 | $4.66M | 3.46% | +409,499 | New |
| NewEdge Wealth, LLC | 318,595 | $3.60M | 0.08% | +9,392+3.0% | Added |
| Morgan Stanley | 297,361 | $3.38M | 0.00% | +37,107+14.3% | Added |
| Advisors Asset Management, Inc. | 282,549 | $3.22M | 0.06% | +11,387+4.2% | Added |
| Prevail Innovative Wealth Advisors, LLC | 226,174 | $2.57M | 0.96% | +17,703+8.5% | Added |
| LPL Financial LLC | 222,523 | $2.53M | 0.00% | +102,465+85.3% | Added |
| Qube Research & Technologies Ltd | 221,831 | $2.52M | 0.00% | +186,902+535.1% | Added |
| BlackRock Inc. | 206,216 | $2.35M | 0.00% | −6,393−3.0% | Reduced |
| Millennium Management LLC | 159,570 | $1.82M | 0.00% | −168,573−51.4% | Reduced |
| The PNC Financial Services Group, Inc. | 122,712 | $1.40M | 0.00% | +400+0.3% | Added |
| UBS Group AG | 121,618 | $1.38M | 0.00% | −28,667−19.1% | Reduced |
| HighTower Advisors, LLC | 118,731 | $1.35M | 0.00% | −7,072−5.6% | Reduced |
| Trexquant Investment LP | 117,627 | $1.34M | 0.03% | +15,285+14.9% | Added |
| PFG Advisors | 108,053 | $1.23M | 0.09% | −2,450−2.2% | Reduced |
| PFG Investments, LLC | 101,835 | $1.16M | 0.07% | +101,835 | New |
| Toroso Investments, LLC | 85,821 | $976.6K | 0.02% | +4,700+5.8% | Added |
| Advisor Group Holdings, Inc. | 81,131 | $923.3K | 0.00% | +8,268+11.3% | Added |
| McKinley Capital Management LLC /Delaware | 79,985 | $910.2K | 0.11% | −2,937−3.5% | Reduced |
| Stifel Financial Corp | 75,505 | $859.3K | 0.00% | −974−1.3% | Reduced |
| Jump Financial, LLC | 66,793 | $760.1K | 0.02% | +66,793 | New |
| Graypoint LLC | 65,630 | $746.9K | 0.05% | +1,692+2.6% | Added |
| Virtus ETF Advisers LLC | 61,948 | $705.0K | 0.37% | +15,254+32.7% | Added |
| Muzinich & Co., Inc. | 55,876 | $676.1K | 0.59% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 58,395 | $665.0K | 0.00% | +19,685+50.9% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 55,876 | $635.9K | 0.00% | 00.0% | Unchanged |
| Strategic Financial Concepts, LLC | 55,800 | $635.0K | 0.15% | +55,800 | New |
| Wedbush Securities Inc | 52,508 | $598.0K | 0.02% | −117−0.2% | Reduced |
| Royal Bank of Canada | 52,511 | $598.0K | 0.00% | +20,104+62.0% | Added |
| Great West Life Assurance Co | 51,282 | $584.0K | 0.00% | −1,565−3.0% | Reduced |
| Aquatic Capital Management LLC | 46,800 | $532.6K | 0.02% | +8,400+21.9% | Added |
| Quadrature Capital Ltd | 43,800 | $498.4K | 0.01% | +43,800 | New |
| Guggenheim Capital LLC | 40,498 | $460.9K | 0.00% | +9,052+28.8% | Added |
| Marshall Wace, LLP | 40,153 | $456.9K | 0.00% | +40,153 | New |
| Cambridge Investment Research Advisors, Inc. | 39,956 | $455.0K | 0.00% | +1,987+5.2% | Added |
| Campbell & CO Investment Adviser LLC | 38,057 | $433.1K | 0.04% | +38,057 | New |
| Jane Street Group, LLC | 35,001 | $398.3K | 0.00% | +35,001 | New |
| HRT Financial LP | 34,827 | $396.0K | 0.00% | +34,827 | New |
| Cetera Investment Advisers | 33,964 | $386.5K | 0.00% | +33,964 | New |
| Optimum Investment Advisors | 28,801 | $327.8K | 0.15% | 00.0% | Unchanged |
| Squarepoint Ops LLC | 28,139 | $320.2K | 0.00% | +28,139 | New |
| Camden Capital, LLC | 26,658 | $303.4K | 0.03% | 00.0% | Unchanged |
| Connor, Clark & Lunn Investment Management Ltd. | 25,661 | $292.0K | 0.00% | +25,661 | New |
| Commonwealth Equity Services, LLC | 25,498 | $290.0K | 0.00% | +3,003+13.3% | Added |
| MQS Management LLC | 25,417 | $289.2K | 0.17% | +25,417 | New |
| XTX Topco Ltd | 24,719 | $281.3K | 0.04% | +13,996+130.5% | Added |
| CI Private Wealth, LLC | 24,366 | $277.3K | 0.00% | −7,787−24.2% | Reduced |
| AE Wealth Management LLC | 24,190 | $275.3K | 0.00% | −26,440−52.2% | Reduced |
| Y-Intercept (Hong Kong) Ltd | 22,598 | $257.2K | 0.02% | +22,598 | New |
| Virtu Financial LLC | 22,361 | $254.0K | 0.02% | +22,361 | New |
| Capstone Investment Advisors, LLC | 21,800 | $248.1K | 0.00% | +1,800+9.0% | Added |
| Yelin Lapidot Holdings Management Ltd. | 19,500 | $221.9K | 0.05% | 00.0% | Unchanged |
| Natixis | 19,076 | $219.8K | 0.00% | 00.0% | Unchanged |
| Garner Asset Management Corp | 18,044 | $205.0K | 0.10% | +18,044 | New |
| Goldman Sachs Group Inc | 17,814 | $202.7K | 0.00% | −3,184−15.2% | Reduced |
| Brevan Howard Capital Management LP | 17,075 | $194.3K | 0.02% | +17,075 | New |
| Teamwork Financial Advisors, LLC | 15,246 | $173.5K | 0.03% | −224−1.4% | Reduced |
| Simplex Trading, LLC | 15,264 | $173.0K | 0.01% | +13,255+659.8% | Added |
| JPMorgan Chase & Co | 15,180 | $172.7K | 0.00% | +13,692+920.2% | Added |
| Two Sigma Securities, LLC | 14,565 | $165.8K | 0.01% | +14,565 | New |
| Beacon Investment Advisors LLC | 14,245 | $162.1K | 0.09% | +1,623+12.9% | Added |
| Private Advisor Group, LLC | 14,015 | $159.5K | 0.00% | −1,689−10.8% | Reduced |
| AllSquare Wealth Management LLC | 13,700 | $155.9K | 0.09% | 00.0% | Unchanged |
| Allspring Global Investments Holdings, LLC | 13,100 | $149.1K | 0.00% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 12,678 | $144.3K | 0.01% | −3,554−21.9% | Reduced |
| Firethorn Wealth Partners, LLC | 12,327 | $140.3K | 0.08% | +320+2.7% | Added |
| Resources Investment Advisors, LLC. | 12,319 | $140.2K | 0.00% | +319+2.7% | Added |
| Raymond James Financial Services Advisors, Inc. | 11,999 | $136.6K | 0.00% | −3,795−24.0% | Reduced |
| Wambolt & Associates, LLC | 11,806 | $132.2K | 0.04% | −6,214−34.5% | Reduced |
| Strategies Wealth Advisors, LLC | 11,261 | $128.2K | 0.02% | +290+2.6% | Added |
| Envestnet Asset Management Inc | 11,210 | $127.6K | 0.00% | +319+2.9% | Added |
| Latitude Advisors, LLC | 10,911 | $124.2K | 0.08% | +189+1.8% | Added |
| Northern Trust Corp | 10,009 | $113.9K | 0.00% | −356−3.4% | Reduced |
| Wilbanks Smith & Thomas Asset Management LLC | 10,000 | $113.8K | 0.00% | 00.0% | Unchanged |
| Gratus Capital LLC | 10,000 | $113.8K | 0.01% | 00.0% | Unchanged |
| Sage Mountain Advisors LLC | 10,000 | $113.8K | 0.01% | 00.0% | Unchanged |
| Wells Fargo & Company | 9,102 | $103.6K | 0.00% | +1,951+27.3% | Added |
| Sunbelt Securities, Inc. | 8,924 | $101.6K | 0.01% | −350−3.8% | Reduced |
| Bank of America Corp | 8,733 | $99.4K | 0.00% | +3,100+55.0% | Added |
| US Bancorp | 8,445 | $96.1K | 0.00% | 00.0% | Unchanged |
| Creekmur Asset Management LLC | 5,855 | $66.6K | 0.02% | −4,516−43.5% | Reduced |
| Comerica Bank | 5,745 | $65.4K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 5,569 | $63.4K | 0.00% | +5,526+12,851.2% | Added |
| GWM Advisors LLC | 4,714 | $53.6K | 0.00% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 4,000 | $44.8K | 0.00% | +4,000 | New |
| Global Retirement Partners, LLC | 3,259 | $37.1K | 0.00% | +1,691+107.8% | Added |
| Private Trust Co NA | 2,530 | $28.8K | 0.00% | 00.0% | Unchanged |
| EntryPoint Capital, LLC | 1,275 | $14.5K | 0.01% | +1,275 | New |
| FNY Investment Advisers, LLC | 1,200 | $13.0K | 0.01% | 00.0% | Unchanged |
| Delta Asset Management LLC | 943 | $10.7K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 756 | $8.60K | 0.00% | −981−56.5% | Reduced |
| Tucker Asset Management LLC | 534 | $6.08K | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 250 | $2.85K | 0.00% | 00.0% | Unchanged |