PennantPark Floating Rate Capital Ltd.
PFLT- Exchange
- NYSE
- SEC CIK
- 0001504619
No open-market purchases or sales by PennantPark Floating Rate Capital Ltd. insiders were filed in the last 90 days; 125 institutions reported holding it in 13F filings for Q2 2026, worth $164.7M in total; no superinvestor holds it.
Other share classesPFLA
13F holders, Q1 2024
Institutional positions in PennantPark Floating Rate Capital Ltd. as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 105
- +4 vs. Q4 2023
- Shares held
- 14.1M
- +1.86M (+15.1%) vs. Q4 2023
- Total value
- $160.4M
- +$11.7M (+7.8%) vs. Q4 2023
- New holders
- 23
- 36 more added
- Sold out
- 19
- 24 more reduced
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 125 | $164.7M |
| Q1 2026 | 134 | $166.2M |
| Q4 2025 | 136 | $207.8M |
| Q3 2025 | 135 | $193.4M |
| Q2 2025 | 124 | $221.1M |
| Q1 2025 | 132 | $285.9M |
| Q4 2024 | 127 | $199.5M |
| Q3 2024 | 103 | $184.5M |
| Q2 2024 | 111 | $180.3M |
| Q1 2024 | 105 | $160.4M |
| Q4 2023 | 101 | $148.8M |
| Q3 2023 | 110 | $139.8M |
| Q2 2023 | 112 | $172.3M |
| Q1 2023 | 92 | $109.3M |
| Q4 2022 | 97 | $107.0M |
| Q3 2022 | 93 | $98.1M |
| Q2 2022 | 95 | $107.1M |
| Q1 2022 | 87 | $110.4M |
| Q4 2021 | 84 | $92.5M |
| Q3 2021 | 80 | $119.5M |
| Q2 2021 | 78 | $126.4M |
| Q1 2021 | 82 | $124.0M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding PennantPark Floating Rate Capital Ltd.; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Group One Trading, L.P. | 95 | $1.08K | 0.00% | −300−75.9% | Reduced |
| BNP Paribas Arbitrage, SA | 107 | $1.22K | 0.00% | +107 | New |
| Blue Bell Private Wealth Management, LLC | 200 | $2.28K | 0.00% | +200 | New |
| Proequities, Inc. | 200 | $2.30K | 0.00% | 00.0% | Unchanged |
| Principal Securities, Inc. | 210 | $2.39K | 0.00% | +110+110.0% | Added |
| Hexagon Capital Partners LLC | 250 | $2.85K | 0.00% | 00.0% | Unchanged |
| Tucker Asset Management LLC | 534 | $6.08K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 756 | $8.60K | 0.00% | −981−56.5% | Reduced |
| Delta Asset Management LLC | 943 | $10.7K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 1,200 | $13.0K | 0.01% | 00.0% | Unchanged |
| EntryPoint Capital, LLC | 1,275 | $14.5K | 0.01% | +1,275 | New |
| Private Trust Co NA | 2,530 | $28.8K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 3,259 | $37.1K | 0.00% | +1,691+107.8% | Added |
| CIBC Private Wealth Group, LLC | 4,000 | $44.8K | 0.00% | +4,000 | New |
| GWM Advisors LLC | 4,714 | $53.6K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 5,569 | $63.4K | 0.00% | +5,526+12,851.2% | Added |
| Comerica Bank | 5,745 | $65.4K | 0.00% | 00.0% | Unchanged |
| Creekmur Asset Management LLC | 5,855 | $66.6K | 0.02% | −4,516−43.5% | Reduced |
| US Bancorp | 8,445 | $96.1K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 8,733 | $99.4K | 0.00% | +3,100+55.0% | Added |
| Sunbelt Securities, Inc. | 8,924 | $101.6K | 0.01% | −350−3.8% | Reduced |
| Wells Fargo & Company | 9,102 | $103.6K | 0.00% | +1,951+27.3% | Added |
| Wilbanks Smith & Thomas Asset Management LLC | 10,000 | $113.8K | 0.00% | 00.0% | Unchanged |
| Gratus Capital LLC | 10,000 | $113.8K | 0.01% | 00.0% | Unchanged |
| Sage Mountain Advisors LLC | 10,000 | $113.8K | 0.01% | 00.0% | Unchanged |
| Northern Trust Corp | 10,009 | $113.9K | 0.00% | −356−3.4% | Reduced |
| Latitude Advisors, LLC | 10,911 | $124.2K | 0.08% | +189+1.8% | Added |
| Envestnet Asset Management Inc | 11,210 | $127.6K | 0.00% | +319+2.9% | Added |
| Strategies Wealth Advisors, LLC | 11,261 | $128.2K | 0.02% | +290+2.6% | Added |
| Wambolt & Associates, LLC | 11,806 | $132.2K | 0.04% | −6,214−34.5% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 11,999 | $136.6K | 0.00% | −3,795−24.0% | Reduced |
| Resources Investment Advisors, LLC. | 12,319 | $140.2K | 0.00% | +319+2.7% | Added |
| Firethorn Wealth Partners, LLC | 12,327 | $140.3K | 0.08% | +320+2.7% | Added |
| Arkadios Wealth Advisors | 12,678 | $144.3K | 0.01% | −3,554−21.9% | Reduced |
| Allspring Global Investments Holdings, LLC | 13,100 | $149.1K | 0.00% | 00.0% | Unchanged |
| AllSquare Wealth Management LLC | 13,700 | $155.9K | 0.09% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 14,015 | $159.5K | 0.00% | −1,689−10.8% | Reduced |
| Beacon Investment Advisors LLC | 14,245 | $162.1K | 0.09% | +1,623+12.9% | Added |
| Two Sigma Securities, LLC | 14,565 | $165.8K | 0.01% | +14,565 | New |
| JPMorgan Chase & Co | 15,180 | $172.7K | 0.00% | +13,692+920.2% | Added |
| Simplex Trading, LLC | 15,264 | $173.0K | 0.01% | +13,255+659.8% | Added |
| Teamwork Financial Advisors, LLC | 15,246 | $173.5K | 0.03% | −224−1.4% | Reduced |
| Brevan Howard Capital Management LP | 17,075 | $194.3K | 0.02% | +17,075 | New |
| Goldman Sachs Group Inc | 17,814 | $202.7K | 0.00% | −3,184−15.2% | Reduced |
| Garner Asset Management Corp | 18,044 | $205.0K | 0.10% | +18,044 | New |
| Natixis | 19,076 | $219.8K | 0.00% | 00.0% | Unchanged |
| Yelin Lapidot Holdings Management Ltd. | 19,500 | $221.9K | 0.05% | 00.0% | Unchanged |
| Capstone Investment Advisors, LLC | 21,800 | $248.1K | 0.00% | +1,800+9.0% | Added |
| Virtu Financial LLC | 22,361 | $254.0K | 0.02% | +22,361 | New |
| Y-Intercept (Hong Kong) Ltd | 22,598 | $257.2K | 0.02% | +22,598 | New |
| AE Wealth Management LLC | 24,190 | $275.3K | 0.00% | −26,440−52.2% | Reduced |
| CI Private Wealth, LLC | 24,366 | $277.3K | 0.00% | −7,787−24.2% | Reduced |
| XTX Topco Ltd | 24,719 | $281.3K | 0.04% | +13,996+130.5% | Added |
| MQS Management LLC | 25,417 | $289.2K | 0.17% | +25,417 | New |
| Commonwealth Equity Services, LLC | 25,498 | $290.0K | 0.00% | +3,003+13.3% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 25,661 | $292.0K | 0.00% | +25,661 | New |
| Camden Capital, LLC | 26,658 | $303.4K | 0.03% | 00.0% | Unchanged |
| Squarepoint Ops LLC | 28,139 | $320.2K | 0.00% | +28,139 | New |
| Optimum Investment Advisors | 28,801 | $327.8K | 0.15% | 00.0% | Unchanged |
| Cetera Investment Advisers | 33,964 | $386.5K | 0.00% | +33,964 | New |
| HRT Financial LP | 34,827 | $396.0K | 0.00% | +34,827 | New |
| Jane Street Group, LLC | 35,001 | $398.3K | 0.00% | +35,001 | New |
| Campbell & CO Investment Adviser LLC | 38,057 | $433.1K | 0.04% | +38,057 | New |
| Cambridge Investment Research Advisors, Inc. | 39,956 | $455.0K | 0.00% | +1,987+5.2% | Added |
| Marshall Wace, LLP | 40,153 | $456.9K | 0.00% | +40,153 | New |
| Guggenheim Capital LLC | 40,498 | $460.9K | 0.00% | +9,052+28.8% | Added |
| Quadrature Capital Ltd | 43,800 | $498.4K | 0.01% | +43,800 | New |
| Aquatic Capital Management LLC | 46,800 | $532.6K | 0.02% | +8,400+21.9% | Added |
| Great West Life Assurance Co | 51,282 | $584.0K | 0.00% | −1,565−3.0% | Reduced |
| Wedbush Securities Inc | 52,508 | $598.0K | 0.02% | −117−0.2% | Reduced |
| Royal Bank of Canada | 52,511 | $598.0K | 0.00% | +20,104+62.0% | Added |
| Strategic Financial Concepts, LLC | 55,800 | $635.0K | 0.15% | +55,800 | New |
| Sumitomo Mitsui Trust Holdings, Inc. | 55,876 | $635.9K | 0.00% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 58,395 | $665.0K | 0.00% | +19,685+50.9% | Added |
| Muzinich & Co., Inc. | 55,876 | $676.1K | 0.59% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 61,948 | $705.0K | 0.37% | +15,254+32.7% | Added |
| Graypoint LLC | 65,630 | $746.9K | 0.05% | +1,692+2.6% | Added |
| Jump Financial, LLC | 66,793 | $760.1K | 0.02% | +66,793 | New |
| Stifel Financial Corp | 75,505 | $859.3K | 0.00% | −974−1.3% | Reduced |
| McKinley Capital Management LLC /Delaware | 79,985 | $910.2K | 0.11% | −2,937−3.5% | Reduced |
| Advisor Group Holdings, Inc. | 81,131 | $923.3K | 0.00% | +8,268+11.3% | Added |
| Toroso Investments, LLC | 85,821 | $976.6K | 0.02% | +4,700+5.8% | Added |
| PFG Investments, LLC | 101,835 | $1.16M | 0.07% | +101,835 | New |
| PFG Advisors | 108,053 | $1.23M | 0.09% | −2,450−2.2% | Reduced |
| Trexquant Investment LP | 117,627 | $1.34M | 0.03% | +15,285+14.9% | Added |
| HighTower Advisors, LLC | 118,731 | $1.35M | 0.00% | −7,072−5.6% | Reduced |
| UBS Group AG | 121,618 | $1.38M | 0.00% | −28,667−19.1% | Reduced |
| The PNC Financial Services Group, Inc. | 122,712 | $1.40M | 0.00% | +400+0.3% | Added |
| Millennium Management LLC | 159,570 | $1.82M | 0.00% | −168,573−51.4% | Reduced |
| BlackRock Inc. | 206,216 | $2.35M | 0.00% | −6,393−3.0% | Reduced |
| Qube Research & Technologies Ltd | 221,831 | $2.52M | 0.00% | +186,902+535.1% | Added |
| LPL Financial LLC | 222,523 | $2.53M | 0.00% | +102,465+85.3% | Added |
| Prevail Innovative Wealth Advisors, LLC | 226,174 | $2.57M | 0.96% | +17,703+8.5% | Added |
| Advisors Asset Management, Inc. | 282,549 | $3.22M | 0.06% | +11,387+4.2% | Added |
| Morgan Stanley | 297,361 | $3.38M | 0.00% | +37,107+14.3% | Added |
| NewEdge Wealth, LLC | 318,595 | $3.60M | 0.08% | +9,392+3.0% | Added |
| Scoggin Management LP | 409,499 | $4.66M | 3.46% | +409,499 | New |
| Legal & General Group Plc | 455,786 | $5.18M | 0.00% | 00.0% | Unchanged |
| Hudson Bay Capital Management LP | 500,000 | $5.69M | 0.05% | +500,000 | New |
| Two Sigma Advisers, LP | 591,875 | $6.74M | 0.02% | −154,100−20.7% | Reduced |