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PennantPark Floating Rate Capital Ltd.

PFLT
Exchange
NYSE
SEC CIK
0001504619

No open-market purchases or sales by PennantPark Floating Rate Capital Ltd. insiders were filed in the last 90 days; 125 institutions reported holding it in 13F filings for Q2 2026, worth $164.7M in total; no superinvestor holds it.

Other share classesPFLA

13F holders, Q1 2023

Institutional positions in PennantPark Floating Rate Capital Ltd. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
92
−3 vs. Q4 2022
Shares held
10.3M
+587.3K (+6.0%) vs. Q4 2022
Total value
$109.3M
+$2.34M (+2.2%) vs. Q4 2022
New holders
14
28 more added
Sold out
17
23 more reduced

2 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q4 2022: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting PFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2023: 92 institutions
Q1 2021: 82 institutionsQ2 2021: 78 institutionsQ3 2021: 80 institutionsQ4 2021: 84 institutionsQ1 2022: 87 institutionsQ2 2022: 95 institutionsQ3 2022: 93 institutionsQ4 2022: 97 institutionsQ1 2023: 92 institutionsQ2 2023: 112 institutionsQ3 2023: 110 institutionsQ4 2023: 101 institutionsQ1 2024: 105 institutionsQ2 2024: 111 institutionsQ3 2024: 103 institutionsQ4 2024: 127 institutionsQ1 2025: 132 institutionsQ2 2025: 124 institutionsQ3 2025: 135 institutionsQ4 2025: 136 institutionsQ1 2026: 134 institutionsQ2 2026: 125 institutions
Value heldQ1 2023: $109.3M
Q1 2021: $124.0MQ2 2021: $126.4MQ3 2021: $119.5MQ4 2021: $92.5MQ1 2022: $110.4MQ2 2022: $107.1MQ3 2022: $98.1MQ4 2022: $107.0MQ1 2023: $109.3MQ2 2023: $172.3MQ3 2023: $139.8MQ4 2023: $148.8MQ1 2024: $160.4MQ2 2024: $180.3MQ3 2024: $184.5MQ4 2024: $199.5MQ1 2025: $285.9MQ2 2025: $221.1MQ3 2025: $193.4MQ4 2025: $207.8MQ1 2026: $166.2MQ2 2026: $164.7M
Institutions holding PFLT and their total value by quarter
QuarterHoldersValue
Q2 2026125$164.7M
Q1 2026134$166.2M
Q4 2025136$207.8M
Q3 2025135$193.4M
Q2 2025124$221.1M
Q1 2025132$285.9M
Q4 2024127$199.5M
Q3 2024103$184.5M
Q2 2024111$180.3M
Q1 2024105$160.4M
Q4 2023101$148.8M
Q3 2023110$139.8M
Q2 2023112$172.3M
Q1 202392$109.3M
Q4 202297$107.0M
Q3 202293$98.1M
Q2 202295$107.1M
Q1 202287$110.4M
Q4 202184$92.5M
Q3 202180$119.5M
Q2 202178$126.4M
Q1 202182$124.0M

Institutions, Q1 2023

Shares, value and share of portfolio for each institution holding PennantPark Floating Rate Capital Ltd.; share changes are against Q4 2022.

Institutions holding PFLT in Q1 2023
InstitutionSharesValue% of portfolioChange in sharesAction
Sound Income Strategies, LLC2,865,356$30.4M3.31%−1,975−0.1%Reduced
Altshuler Shaham Ltd1,839,245$19.3M0.42%00.0%Unchanged
Van Eck Associates Corp678,827$7.20M0.02%+93,258+15.9%Added
Morgan Stanley355,614$3.77M0.00%+85,416+31.6%Added
First Republic Investment Management, Inc.353,794$3.75M0.01%−10,017−2.8%Reduced
Two Sigma Advisers, LP333,075$3.53M0.01%+58,000+21.1%Added
Advisors Asset Management, Inc.320,460$3.40M0.07%+11,721+3.8%Added
Legal & General Group Plc308,803$3.28M0.00%+9,597+3.2%Added
BlackRock Inc.258,199$2.74M0.00%−111,383−30.1%Reduced
Advisor Group Holdings, Inc.182,602$1.94M0.00%−30,450−14.3%Reduced
Hennion & Walsh Asset Management, Inc.162,827$1.73M0.11%−47,364−22.5%Reduced
Two Sigma Investments, LP158,368$1.68M0.00%+109,554+224.4%Added
Golden Green, Inc.153,589$1.63M1.91%+153,589New
UBS Group AG150,628$1.60M0.00%−6,070−3.9%Reduced
HighTower Advisors, LLC126,927$1.35M0.00%+2,040+1.6%Added
PFG Advisors123,877$1.31M0.11%−12,435−9.1%Reduced
The PNC Financial Services Group, Inc.122,312$1.30M0.00%00.0%Unchanged
Goldman Sachs Group Inc110,766$1.18M0.00%+110,766New
Sumitomo Mitsui Trust Holdings, Inc.105,234$1.12M0.00%−9,200−8.0%Reduced
Muzinich & Co., Inc.105,234$1.12M0.96%−9,200−8.0%Reduced
McKinley Capital Management LLC /Delaware89,049$944.8K0.13%−713−0.8%Reduced
Stifel Financial Corp86,456$917.3K0.00%+8,538+11.0%Added
Toroso Investments, LLC72,896$773.0K0.03%+8,365+13.0%Added
Emerald Mutual Fund Advisers Trust70,760$750.8K0.04%+70,760New
Mackenzie Financial Corp62,582$664.0K0.00%+18,002+40.4%Added
AE Wealth Management LLC60,834$645.4K0.00%+16,478+37.1%Added
CSS LLC59,566$632.0K0.05%00.0%Unchanged
Citadel Advisors LLC59,223$628.4K0.00%+50,429+573.4%Added
Wilbanks Smith & Thomas Asset Management LLC55,000$583.5K0.02%+5,000+10.0%Added
Wedbush Securities Inc53,245$565.0K0.03%−2,655−4.7%Reduced
LPL Financial LLC51,756$549.1K0.00%+771+1.5%Added
Strategic Financial Concepts, LLC48,450$514.1K0.21%+48,450New
Great West Life Assurance Co44,753$476.0K0.00%−14,351−24.3%Reduced
Janney Montgomery Scott LLC41,888$444.0K0.00%+37+0.1%Added
CI Private Wealth, LLC39,993$424.3K0.00%00.0%Unchanged
Cambridge Investment Research Advisors, Inc.31,409$333.0K0.00%−185−0.6%Reduced
Royal Bank of Canada30,046$319.0K0.00%+5,958+24.7%Added
Natixis28,046$300.5K0.00%00.0%Unchanged
Belpointe Asset Management LLC27,200$288.6K0.02%+16,000+142.9%Added
HRT Financial LP26,558$281.0K0.00%+26,558New
Millennium Management LLC25,646$272.0K0.00%+8,242+47.4%Added
Virtus ETF Advisers LLC24,920$264.4K0.15%−10,401−29.4%Reduced
International Assets Investment Management, LLC23,780$252.3K0.04%−1,815−7.1%Reduced
Optimum Investment Advisors21,801$231.3K0.12%−3,000−12.1%Reduced
Envestnet Asset Management Inc20,658$219.2K0.00%−4,346−17.4%Reduced
Advisory Services Network, LLC20,636$219.0K0.01%+248+1.2%Added
Sage Mountain Advisors LLC20,000$212.2K0.03%+20,000New
Wambolt & Associates, LLC19,488$207.4K0.07%00.0%Unchanged
Cetera Advisor Networks LLC19,532$207.2K0.00%+1,706+9.6%Added
Trexquant Investment LP18,099$192.0K0.01%+18,099New
Garner Asset Management Corp18,117$192.0K0.09%+868+5.0%Added
Teamwork Financial Advisors, LLC17,128$181.7K0.03%+1,497+9.6%Added
Avantax Advisory Services, Inc.16,241$172.3K0.00%+1,694+11.6%Added
Arkadios Wealth Advisors16,232$172.2K0.02%00.0%Unchanged
AllSquare Wealth Management LLC15,700$166.6K0.11%−1,500−8.7%Reduced
Sigma Planning Corp15,468$164.1K0.01%+15,468New
Allspring Global Investments Holdings, LLC13,100$139.0K0.00%00.0%Unchanged
Beacon Investment Advisors LLC12,014$127.5K0.09%+12,014New
Firethorn Wealth Partners, LLC11,166$121.2K0.09%+11,166New
Commonwealth Equity Services, LLC11,451$121.0K0.00%−72−0.6%Reduced
Davenport & Co LLC11,400$121.0K0.00%00.0%Unchanged
Northern Trust Corp11,297$119.9K0.00%+672+6.3%Added
Guggenheim Capital LLC11,281$119.7K0.00%+11,281New
Private Advisor Group, LLC10,909$115.7K0.00%+10,909New
Latitude Advisors, LLC10,170$107.9K0.08%+10,170New
Sunbelt Securities, Inc.9,274$99.2K0.02%+9,274New
Global Retirement Partners, LLC8,512$90.1K0.00%00.0%Unchanged
Wells Fargo & Company7,600$80.6K0.00%−2,351−23.6%Reduced
Simplex Trading, LLC5,160$54.0K0.00%+3,984+338.8%Added
US Bancorp4,000$42.4K0.00%00.0%Unchanged
Bank of America Corp3,909$41.5K0.00%−474−10.8%Reduced
Private Trust Co NA2,530$26.8K0.00%00.0%Unchanged
JPMorgan Chase & Co2,491$26.0K0.00%+3+0.1%Added
FNY Investment Advisers, LLC1,200$12.0K0.01%00.0%Unchanged
Group One Trading, L.P.1,121$11.9K0.00%−2,700−70.7%Reduced
Delta Asset Management LLC943$10.0K0.00%00.0%Unchanged
American National Bank800$8.49K0.00%00.0%Unchanged
Beacon Capital Management, LLC756$8.02K0.00%00.0%Unchanged
Focused Wealth Management, Inc750$7.96K0.00%00.0%Unchanged
Atwood & Palmer Inc640$6.79K0.00%00.0%Unchanged
Tucker Asset Management LLC534$5.67K0.00%00.0%Unchanged
Stonebridge Capital Advisors LLC509$5.40K0.00%00.0%Unchanged
IFP Advisors, Inc311$4.22K0.00%−2,992−90.6%Reduced
Godsey & Gibb Associates384$4.08K0.00%00.0%Unchanged
Hexagon Capital Partners LLC250$2.65K0.00%00.0%Unchanged
SRS Capital Advisors, Inc.244$2.59K0.00%+213+687.1%Added
Pin Oak Investment Advisors Inc223$2.00K0.00%00.0%Unchanged
Gradient Investments LLC139$1.48K0.00%00.0%Unchanged
Signaturefd, LLC100$1.06K0.00%00.0%Unchanged
Ronald Blue Trust, Inc.80$1.00K0.00%00.0%Unchanged
Steward Partners Investment Advisory, LLC54$5730.00%00.0%Unchanged
AdvisorNet Financial, Inc29$3060.00%+1+3.6%Added
Banque Pictet & Cie SA0$00.00%−26,300−100.0%Sold out
Pictet North America Advisors SA0$00.00%−26,300−100.0%Sold out
Jump Financial, LLC0$00.00%−20,300−100.0%Sold out
Susquehanna International Group, LLP0$00.00%−16,510−100.0%Sold out
D. E. Shaw & Co., Inc.0$00.00%−12,482−100.0%Sold out
Meitav Dash Investments Ltd0$00.00%−12,050−100.0%Sold out
Raymond James & Associates0$00.00%−11,453−100.0%Sold out
Kingsview Wealth Management, LLC0$00.00%−11,380−100.0%Sold out