PennantPark Floating Rate Capital Ltd.
PFLT- Exchange
- NYSE
- SEC CIK
- 0001504619
No open-market purchases or sales by PennantPark Floating Rate Capital Ltd. insiders were filed in the last 90 days; 125 institutions reported holding it in 13F filings for Q2 2026, worth $164.7M in total; no superinvestor holds it.
Other share classesPFLA
13F holders, Q3 2025
Institutional positions in PennantPark Floating Rate Capital Ltd. as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 135
- +13 vs. Q2 2025
- Shares held
- 21.8M
- +525.4K (+2.5%) vs. Q2 2025
- Total value
- $193.4M
- −$26.9M (−12.2%) vs. Q2 2025
- New holders
- 28
- 59 more added
- Sold out
- 15
- 21 more reduced
2 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 125 | $164.7M |
| Q1 2026 | 134 | $166.2M |
| Q4 2025 | 136 | $207.8M |
| Q3 2025 | 135 | $193.4M |
| Q2 2025 | 124 | $221.1M |
| Q1 2025 | 132 | $285.9M |
| Q4 2024 | 127 | $199.5M |
| Q3 2024 | 103 | $184.5M |
| Q2 2024 | 111 | $180.3M |
| Q1 2024 | 105 | $160.4M |
| Q4 2023 | 101 | $148.8M |
| Q3 2023 | 110 | $139.8M |
| Q2 2023 | 112 | $172.3M |
| Q1 2023 | 92 | $109.3M |
| Q4 2022 | 97 | $107.0M |
| Q3 2022 | 93 | $98.1M |
| Q2 2022 | 95 | $107.1M |
| Q1 2022 | 87 | $110.4M |
| Q4 2021 | 84 | $92.5M |
| Q3 2021 | 80 | $119.5M |
| Q2 2021 | 78 | $126.4M |
| Q1 2021 | 82 | $124.0M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding PennantPark Floating Rate Capital Ltd.; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| JPMorgan Chase & Co | 9,186 | $81.7K | 0.00% | −42,520−82.2% | Reduced |
| Farther Finance Advisors, LLC | 8,968 | $79.7K | 0.00% | +7,374+462.6% | Added |
| CIBC Private Wealth Group, LLC | 7,122 | $63.3K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 5,371 | $48.0K | 0.00% | +600+12.6% | Added |
| Global Retirement Partners, LLC | 5,188 | $46.1K | 0.00% | +1,260+32.1% | Added |
| MPWM Advisory Solutions, LLC | 5,000 | $44.5K | 0.03% | 00.0% | Unchanged |
| GWM Advisors LLC | 4,714 | $41.9K | 0.00% | 00.0% | Unchanged |
| State of Alaska, Department of Revenue | 4,625 | $41.0K | 0.00% | +4,625 | New |
| Quarry LP | 4,033 | $35.9K | 0.01% | +4,033 | New |
| US Bancorp | 4,000 | $35.6K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 4,000 | $35.6K | 0.00% | 00.0% | Unchanged |
| Bryn Mawr Trust Co | 3,363 | $29.9K | 0.00% | 00.0% | Unchanged |
| MAI Capital Management | 3,300 | $29.3K | 0.00% | +4+0.1% | Added |
| Rockefeller Capital Management L.P. | 3,000 | $26.7K | 0.00% | +3,000 | New |
| Allworth Financial LP | 2,769 | $24.6K | 0.00% | −8−0.3% | Reduced |
| Atlantic Union Bankshares Corp | 2,700 | $24.0K | 0.00% | +2,700 | New |
| Advisory Services Network, LLC | 2,541 | $22.6K | 0.00% | +2,541 | New |
| Private Trust Co NA | 2,530 | $22.5K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 1,678 | $14.9K | 0.00% | +226+15.6% | Added |
| ORG Partners LLC | 1,500 | $13.3K | 0.00% | 00.0% | Unchanged |
| Financial Network Wealth Advisors LLC | 1,426 | $12.7K | 0.01% | 00.0% | Unchanged |
| Pin Oak Investment Advisors Inc | 1,146 | $10.3K | 0.01% | +1,146 | New |
| FNY Investment Advisers, LLC | 1,200 | $10.0K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 1,000 | $8.89K | 0.00% | 00.0% | Unchanged |
| Murphy & Mullick Capital Management Corp | 968 | $8.77K | 0.01% | −70−6.7% | Reduced |
| Pension & Wealth Management Advisors, Inc. | 977 | $8.69K | 0.00% | +977 | New |
| Delta Asset Management LLC | 943 | $8.38K | 0.00% | 00.0% | Unchanged |
| Aventura Private Wealth, LLC | 775 | $6.89K | 0.00% | +23+3.1% | Added |
| Harbor Asset Planning, Inc. | 526 | $4.68K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 526 | $4.67K | 0.00% | +15+2.9% | Added |
| Vermillion Wealth Management, Inc. | 500 | $4.45K | 0.00% | 00.0% | Unchanged |
| Jones Financial Companies LLLP | 220 | $2.02K | 0.00% | +220 | New |
| Ronald Blue Trust, Inc. | 100 | $889 | 0.00% | +100 | New |
| Creekmur Asset Management LLC | 9 | $79 | 0.00% | 00.0% | Unchanged |
| Hallmark Capital Management Inc | 1 | $9 | 0.00% | +1 | New |
| Two Sigma Advisers, LP | 0 | $0 | 0.00% | −653,075−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −243,615−100.0% | Sold out |
| Y-Intercept (Hong Kong) Ltd | 0 | $0 | 0.00% | −207,207−100.0% | Sold out |
| Nebula Research & Development LLC | 0 | $0 | 0.00% | −56,045−100.0% | Sold out |
| DRW Securities, LLC | 0 | $0 | 0.00% | −33,593−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −32,900−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −30,528−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −20,995−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −18,126−100.0% | Sold out |
| Entropy Technologies, LP | 0 | $0 | 0.00% | −12,594−100.0% | Sold out |
| Change Path, LLC | 0 | $0 | 0.00% | −12,006−100.0% | Sold out |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −3,434−100.0% | Sold out |
| Mid-American Wealth Advisory Group, Inc. | 0 | $0 | 0.00% | −485−100.0% | Sold out |
| Caitong International Asset Management Co., Ltd | 0 | $0 | 0.00% | −177−100.0% | Sold out |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −95−100.0% | Sold out |
| Graypoint LLC | – | – | – | – | Not filed |
| First Horizon Advisors, Inc. | – | – | – | – | Not filed |