PennantPark Floating Rate Capital Ltd.
PFLT- Exchange
- NYSE
- SEC CIK
- 0001504619
No open-market purchases or sales by PennantPark Floating Rate Capital Ltd. insiders were filed in the last 90 days; 125 institutions reported holding it in 13F filings for Q2 2026, worth $164.7M in total; no superinvestor holds it.
Other share classesPFLA
13F holders, Q4 2023
Institutional positions in PennantPark Floating Rate Capital Ltd. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 101
- −7 vs. Q3 2023
- Shares held
- 12.3M
- −361.8K (−2.9%) vs. Q3 2023
- Total value
- $148.8M
- +$13.9M (+10.3%) vs. Q3 2023
- New holders
- 15
- 24 more added
- Sold out
- 22
- 38 more reduced
2 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 125 | $164.7M |
| Q1 2026 | 134 | $166.2M |
| Q4 2025 | 136 | $207.8M |
| Q3 2025 | 135 | $193.4M |
| Q2 2025 | 124 | $221.1M |
| Q1 2025 | 132 | $285.9M |
| Q4 2024 | 127 | $199.5M |
| Q3 2024 | 103 | $184.5M |
| Q2 2024 | 111 | $180.3M |
| Q1 2024 | 105 | $160.4M |
| Q4 2023 | 101 | $148.8M |
| Q3 2023 | 110 | $139.8M |
| Q2 2023 | 112 | $172.3M |
| Q1 2023 | 92 | $109.3M |
| Q4 2022 | 97 | $107.0M |
| Q3 2022 | 93 | $98.1M |
| Q2 2022 | 95 | $107.1M |
| Q1 2022 | 87 | $110.4M |
| Q4 2021 | 84 | $92.5M |
| Q3 2021 | 80 | $119.5M |
| Q2 2021 | 78 | $126.4M |
| Q1 2021 | 82 | $124.0M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding PennantPark Floating Rate Capital Ltd.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $12 | 0.00% | +1 | New |
| AdvisorNet Financial, Inc | 31 | $380 | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 43 | $520 | 0.00% | −68−61.3% | Reduced |
| Ronald Blue Trust, Inc. | 105 | $1.00K | 0.00% | +25+31.3% | Added |
| Principal Securities, Inc. | 100 | $1.21K | 0.00% | +100 | New |
| Proequities, Inc. | 200 | $2.42K | 0.00% | +200 | New |
| Hexagon Capital Partners LLC | 250 | $3.02K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 395 | $4.78K | 0.00% | −726−64.8% | Reduced |
| Quarry LP | 511 | $6.18K | 0.00% | 00.0% | Unchanged |
| Tucker Asset Management LLC | 534 | $6.46K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 750 | $9.07K | 0.00% | 00.0% | Unchanged |
| American National Bank | 800 | $9.68K | 0.00% | 00.0% | Unchanged |
| Delta Asset Management LLC | 943 | $11.4K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 1,200 | $14.0K | 0.02% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 1,488 | $18.0K | 0.00% | −1,637−52.4% | Reduced |
| Beacon Capital Management, LLC | 1,737 | $18.5K | 0.01% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 1,568 | $18.7K | 0.00% | +1,536+4,800.0% | Added |
| Simplex Trading, LLC | 2,009 | $24.0K | 0.00% | +1,527+316.8% | Added |
| Cape Investment Advisory, Inc. | 2,391 | $28.9K | 0.01% | +2,391 | New |
| Private Trust Co NA | 2,530 | $30.6K | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 4,287 | $51.9K | 0.00% | −12,560−74.6% | Reduced |
| GWM Advisors LLC | 4,714 | $57.0K | 0.00% | +4,714 | New |
| Bank of America Corp | 5,633 | $68.2K | 0.00% | −1,057−15.8% | Reduced |
| Comerica Bank | 5,745 | $69.5K | 0.00% | 00.0% | Unchanged |
| State of Wyoming | 7,052 | $85.3K | 0.02% | +7,052 | New |
| Wells Fargo & Company | 7,151 | $86.5K | 0.00% | +348+5.1% | Added |
| US Bancorp | 8,445 | $102.2K | 0.00% | +4,445+111.1% | Added |
| Sunbelt Securities, Inc. | 9,274 | $112.2K | 0.01% | 00.0% | Unchanged |
| Wilbanks Smith & Thomas Asset Management LLC | 10,000 | $121.0K | 0.00% | 00.0% | Unchanged |
| Gratus Capital LLC | 10,000 | $121.0K | 0.01% | 00.0% | Unchanged |
| Sage Mountain Advisors LLC | 10,000 | $121.0K | 0.01% | 00.0% | Unchanged |
| Northern Trust Corp | 10,365 | $125.4K | 0.00% | −6,592−38.9% | Reduced |
| Creekmur Asset Management LLC | 10,371 | $125.5K | 0.04% | +10,371 | New |
| CFO4Life Group, LLC | 10,564 | $127.8K | 0.02% | +100+1.0% | Added |
| Latitude Advisors, LLC | 10,722 | $129.7K | 0.09% | −660−5.8% | Reduced |
| XTX Topco Ltd | 10,723 | $129.7K | 0.03% | +10,723 | New |
| Envestnet Asset Management Inc | 10,891 | $131.8K | 0.00% | +10,891 | New |
| Strategies Wealth Advisors, LLC | 10,971 | $132.8K | 0.02% | −9,401−46.1% | Reduced |
| Resources Investment Advisors, LLC. | 12,000 | $145.2K | 0.00% | 00.0% | Unchanged |
| Firethorn Wealth Partners, LLC | 12,007 | $145.3K | 0.10% | +337+2.9% | Added |
| Beacon Investment Advisors LLC | 12,622 | $152.7K | 0.10% | +134+1.1% | Added |
| Allspring Global Investments Holdings, LLC | 13,100 | $158.5K | 0.00% | 00.0% | Unchanged |
| AllSquare Wealth Management LLC | 13,700 | $165.8K | 0.10% | −1,200−8.1% | Reduced |
| Teamwork Financial Advisors, LLC | 15,470 | $187.2K | 0.03% | −479−3.0% | Reduced |
| Private Advisor Group, LLC | 15,704 | $190.0K | 0.00% | +15,704 | New |
| Raymond James Financial Services Advisors, Inc. | 15,794 | $191.1K | 0.00% | +3,555+29.0% | Added |
| Sigma Planning Corp | 16,204 | $196.1K | 0.02% | −2,412−13.0% | Reduced |
| Arkadios Wealth Advisors | 16,232 | $196.4K | 0.02% | 00.0% | Unchanged |
| Schonfeld Strategic Advisors LLC | 17,400 | $210.5K | 0.00% | +17,400 | New |
| Wambolt & Associates, LLC | 18,020 | $218.0K | 0.07% | −1,468−7.5% | Reduced |
| Natixis | 19,076 | $231.2K | 0.00% | 00.0% | Unchanged |
| Yelin Lapidot Holdings Management Ltd. | 19,500 | $235.9K | 0.06% | 00.0% | Unchanged |
| ExodusPoint Capital Management, LP | 19,850 | $240.0K | 0.00% | −872−4.2% | Reduced |
| Capstone Investment Advisors, LLC | 20,000 | $242.0K | 0.00% | +20,000 | New |
| Goldman Sachs Group Inc | 20,998 | $254.1K | 0.00% | −98,841−82.5% | Reduced |
| Commonwealth Equity Services, LLC | 22,495 | $272.0K | 0.00% | +2,559+12.8% | Added |
| International Assets Investment Management, LLC | 23,780 | $287.7K | 0.04% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 24,679 | $298.6K | 0.00% | +1,999+8.8% | Added |
| Camden Capital, LLC | 26,658 | $322.6K | 0.03% | 00.0% | Unchanged |
| Optimum Investment Advisors | 28,801 | $348.5K | 0.18% | +3,000+11.6% | Added |
| Guggenheim Capital LLC | 31,446 | $380.5K | 0.00% | +2,314+7.9% | Added |
| CI Private Wealth, LLC | 32,153 | $389.0K | 0.00% | −3,866−10.7% | Reduced |
| Royal Bank of Canada | 32,407 | $392.0K | 0.00% | −9,037−21.8% | Reduced |
| Qube Research & Technologies Ltd | 34,929 | $422.6K | 0.00% | −62,670−64.2% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 37,969 | $459.0K | 0.00% | −3,479−8.4% | Reduced |
| Aquatic Capital Management LLC | 38,400 | $465.0K | 0.01% | +38,400 | New |
| D. E. Shaw & Co., Inc. | 38,674 | $468.0K | 0.00% | +26,631+221.1% | Added |
| Janney Montgomery Scott LLC | 38,710 | $468.0K | 0.00% | −3,385−8.0% | Reduced |
| Winton Group Ltd | 45,820 | $554.4K | 0.04% | +10,959+31.4% | Added |
| Virtus ETF Advisers LLC | 46,694 | $565.0K | 0.36% | −24,448−34.4% | Reduced |
| AE Wealth Management LLC | 50,630 | $582.2K | 0.00% | +8,385+19.8% | Added |
| Great West Life Assurance Co | 52,847 | $635.0K | 0.00% | −4,880−8.5% | Reduced |
| Wedbush Securities Inc | 52,625 | $637.0K | 0.03% | −320−0.6% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 55,876 | $676.1K | 0.00% | −8,514−13.2% | Reduced |
| Muzinich & Co., Inc. | 55,876 | $676.1K | 0.59% | −8,514−13.2% | Reduced |
| Susquehanna International Group, LLP | 57,886 | $700.4K | 0.00% | +57,886 | New |
| Graypoint LLC | 63,938 | $773.6K | 0.06% | +1,238+2.0% | Added |
| Advisor Group Holdings, Inc. | 72,863 | $881.6K | 0.00% | −139,127−65.6% | Reduced |
| Stifel Financial Corp | 76,479 | $925.4K | 0.00% | −4,845−6.0% | Reduced |
| Toroso Investments, LLC | 81,121 | $981.6K | 0.02% | +3,525+4.5% | Added |
| McKinley Capital Management LLC /Delaware | 82,922 | $1.00M | 0.13% | −1,050−1.3% | Reduced |
| Tudor Investment Corp Et Al | 95,642 | $1.16M | 0.02% | −44,171−31.6% | Reduced |
| Trexquant Investment LP | 102,342 | $1.24M | 0.03% | −20,844−16.9% | Reduced |
| PFG Advisors | 110,503 | $1.34M | 0.11% | −8,072−6.8% | Reduced |
| LPL Financial LLC | 120,058 | $1.45M | 0.00% | −10,041−7.7% | Reduced |
| The PNC Financial Services Group, Inc. | 122,312 | $1.48M | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 125,803 | $1.52M | 0.00% | −5,441−4.1% | Reduced |
| UBS Group AG | 150,285 | $1.82M | 0.00% | −7,668−4.9% | Reduced |
| Citadel Advisors LLC | 186,770 | $2.26M | 0.00% | −26,894−12.6% | Reduced |
| Prevail Innovative Wealth Advisors, LLC | 208,471 | $2.52M | 1.20% | +38,626+22.7% | Added |
| BlackRock Inc. | 212,609 | $2.57M | 0.00% | +9,590+4.7% | Added |
| Morgan Stanley | 260,254 | $3.15M | 0.00% | −102,976−28.4% | Reduced |
| Advisors Asset Management, Inc. | 271,162 | $3.28M | 0.07% | −53,738−16.5% | Reduced |
| NewEdge Wealth, LLC | 309,203 | $3.74M | 0.10% | +309,203 | New |
| Millennium Management LLC | 328,143 | $3.97M | 0.00% | +112,182+51.9% | Added |
| Legal & General Group Plc | 455,786 | $5.51M | 0.00% | +96,697+26.9% | Added |
| Two Sigma Advisers, LP | 745,975 | $9.03M | 0.02% | −21,800−2.8% | Reduced |
| Two Sigma Investments, LP | 823,055 | $9.96M | 0.02% | −131,438−13.8% | Reduced |
| Van Eck Associates Corp | 1,021,521 | $12.4M | 0.02% | +107,588+11.8% | Added |
| Altshuler Shaham Ltd | 1,730,086 | $21.1M | 1.17% | 00.0% | Unchanged |