PennantPark Floating Rate Capital Ltd.
PFLT- Exchange
- NYSE
- SEC CIK
- 0001504619
No open-market purchases or sales by PennantPark Floating Rate Capital Ltd. insiders were filed in the last 90 days; 125 institutions reported holding it in 13F filings for Q2 2026, worth $164.7M in total; no superinvestor holds it.
Other share classesPFLA
Q4 2023 vs. Q3 2023
How the institutions holding PennantPark Floating Rate Capital Ltd. changed between Q3 2023 and Q4 2023.
All holders in Q4 2023All holders in Q3 2023
| Measure | Q3 2023 | Of which not filed for Q4 2023 | Q4 2023 | Change |
|---|---|---|---|---|
| Holders | 110 | 2 | 101 | −7 |
| Shares | 13.1M | 469.6K | 12.3M | −361.8K (−2.9%) |
| Value | $139.8M | $5.01M | $148.8M | +$13.9M (+10.3%) |
2 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so the changes leave them out.
New holders (15)
Institutions that held PennantPark Floating Rate Capital Ltd. at the end of Q4 2023 but not at the end of Q3 2023.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| NewEdge Wealth, LLC | 309,203 | $3.74M | 0.10% |
| Susquehanna International Group, LLP | 57,886 | $700.4K | 0.00% |
| Aquatic Capital Management LLC | 38,400 | $465.0K | 0.01% |
| Capstone Investment Advisors, LLC | 20,000 | $242.0K | 0.00% |
| Schonfeld Strategic Advisors LLC | 17,400 | $210.5K | 0.00% |
| Private Advisor Group, LLC | 15,704 | $190.0K | 0.00% |
| Envestnet Asset Management Inc | 10,891 | $131.8K | 0.00% |
| XTX Topco Ltd | 10,723 | $129.7K | 0.03% |
| Creekmur Asset Management LLC | 10,371 | $125.5K | 0.04% |
| State of Wyoming | 7,052 | $85.3K | 0.02% |
| GWM Advisors LLC | 4,714 | $57.0K | 0.00% |
| Cape Investment Advisory, Inc. | 2,391 | $28.9K | 0.01% |
| Proequities, Inc. | 200 | $2.42K | 0.00% |
| Principal Securities, Inc. | 100 | $1.21K | 0.00% |
| FMR LLC | 1 | $12 | 0.00% |
Sold out (22)
Institutions that held PennantPark Floating Rate Capital Ltd. at the end of Q3 2023 and filed for Q4 2023 without it.
| Institution | Shares, Q3 2023 | Value, Q3 2023 |
|---|---|---|
| Marshall Wace, LLP | 162,503 | $1.73M |
| Cubist Systematic Strategies, LLC | 84,492 | $900.7K |
| CSS LLC | 59,566 | $635.0K |
| Jump Financial, LLC | 52,600 | $560.7K |
| Hennion & Walsh Asset Management, Inc. | 50,025 | $533.3K |
| Strategic Financial Concepts, LLC | 49,150 | $523.9K |
| Dynamic Technology Lab Private Ltd | 27,667 | $295.0K |
| Connor, Clark & Lunn Investment Management Ltd. | 20,899 | $222.8K |
| Garner Asset Management Corp | 18,127 | $193.0K |
| State of Tennessee, Treasury Department | 16,046 | $171.1K |
| Calton & Associates, Inc. | 12,205 | $130.1K |
| Davenport & Co LLC | 11,400 | $121.5K |
| BNP Paribas Arbitrage, SA | 6,800 | $72.5K |
| Stonebridge Capital Advisors LLC | 1,433 | $15.3K |
| Parallel Advisors, LLC | 1,258 | $13.4K |
| Northwestern Mutual Wealth Management Co | 1,000 | $10.7K |
| Atwood & Palmer Inc | 640 | $6.82K |
| Godsey & Gibb Associates | 608 | $6.49K |
| IFP Advisors, Inc | 326 | $3.47K |
| Creative Planning | 300 | $3.20K |
| SRS Capital Advisors, Inc. | 244 | $2.60K |
| Pin Oak Investment Advisors Inc | 223 | $2.00K |
Not filed for Q4 2023 yet (2)
Institutions that held PennantPark Floating Rate Capital Ltd. at the end of Q3 2023 and haven't filed a 13F for Q4 2023. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q3 2023 | Value, Q3 2023 |
|---|---|---|
| First Republic Investment Management, Inc. | 316,170 | $3.37M |
| Golden Green, Inc. | 153,476 | $1.64M |