PennantPark Floating Rate Capital Ltd.
PFLT- Exchange
- NYSE
- SEC CIK
- 0001504619
No open-market purchases or sales by PennantPark Floating Rate Capital Ltd. insiders were filed in the last 90 days; 125 institutions reported holding it in 13F filings for Q2 2026, worth $164.7M in total; no superinvestor holds it.
Other share classesPFLA
13F holders, Q3 2021
Institutional positions in PennantPark Floating Rate Capital Ltd. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 80
- +2 vs. Q2 2021
- Shares held
- 9.29M
- −631.6K (−6.4%) vs. Q2 2021
- Total value
- $119.5M
- −$6.92M (−5.5%) vs. Q2 2021
- New holders
- 14
- 25 more added
- Sold out
- 12
- 23 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 125 | $164.7M |
| Q1 2026 | 134 | $166.2M |
| Q4 2025 | 136 | $207.8M |
| Q3 2025 | 135 | $193.4M |
| Q2 2025 | 124 | $221.1M |
| Q1 2025 | 132 | $285.9M |
| Q4 2024 | 127 | $199.5M |
| Q3 2024 | 103 | $184.5M |
| Q2 2024 | 111 | $180.3M |
| Q1 2024 | 105 | $160.4M |
| Q4 2023 | 101 | $148.8M |
| Q3 2023 | 110 | $139.8M |
| Q2 2023 | 112 | $172.3M |
| Q1 2023 | 92 | $109.3M |
| Q4 2022 | 97 | $107.0M |
| Q3 2022 | 93 | $98.1M |
| Q2 2022 | 95 | $107.1M |
| Q1 2022 | 87 | $110.4M |
| Q4 2021 | 84 | $92.5M |
| Q3 2021 | 80 | $119.5M |
| Q2 2021 | 78 | $126.4M |
| Q1 2021 | 82 | $124.0M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding PennantPark Floating Rate Capital Ltd.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Signaturefd, LLC | 25 | $0 | 0.00% | +25 | New |
| Steward Partners Investment Advisory, LLC | 54 | $1.00K | 0.00% | 00.0% | Unchanged |
| Pin Oak Investment Advisors Inc | 223 | $3.00K | 0.00% | −335,913−99.9% | Reduced |
| Horizon Financial Services, LLC | 200 | $3.00K | 0.00% | +200 | New |
| Citigroup Inc | 407 | $5.00K | 0.00% | +207+103.5% | Added |
| Spire Wealth Management | 500 | $6.00K | 0.00% | 00.0% | Unchanged |
| Hudock, Inc. | 600 | $7.00K | 0.00% | +250+71.4% | Added |
| Tucker Asset Management LLC | 534 | $7.19K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 603 | $7.71K | 0.00% | 00.0% | Unchanged |
| Atwood & Palmer Inc | 640 | $8.00K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 750 | $10.0K | 0.00% | 00.0% | Unchanged |
| Mark Sheptoff Financial Planning, LLC | 850 | $11.0K | 0.01% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 875 | $11.0K | 0.00% | +875 | New |
| Sphinx Trading, LP | 1,000 | $13.0K | 0.02% | +1,000 | New |
| Charter Oak Capital Management, LLC | 1,064 | $14.0K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 1,156 | $14.0K | 0.00% | +1,156 | New |
| Lazard Asset Management LLC | 1,819 | $23.0K | 0.00% | +1,819 | New |
| Strategic Asset Management, LLC | 2,325 | $30.0K | 0.04% | +2,325 | New |
| FNY Investment Advisers, LLC | 2,500 | $31.0K | 0.01% | +2,500 | New |
| Total Clarity Wealth Management, Inc. | 2,615 | $33.0K | 0.02% | +2,615 | New |
| US Bancorp | 4,000 | $51.0K | 0.00% | −15−0.4% | Reduced |
| Group One Trading, L.P. | 4,100 | $52.0K | 0.00% | +4,100 | New |
| Bank of America Corp | 4,371 | $56.0K | 0.00% | +629+16.8% | Added |
| Acadian Asset Management LLC | 6,375 | $81.0K | 0.00% | −7,916−55.4% | Reduced |
| Rockefeller Capital Management L.P. | 6,855 | $87.0K | 0.00% | 00.0% | Unchanged |
| NEXT Financial Group, Inc | 7,078 | $91.0K | 0.01% | +17+0.2% | Added |
| Lineweaver Wealth Advisors, LLC | 10,072 | $128.0K | 0.04% | +10,072 | New |
| Caxton Associates LP | 11,196 | $143.0K | 0.02% | +11,196 | New |
| Comerica Bank | 11,640 | $155.0K | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 12,516 | $160.0K | 0.00% | +12,516 | New |
| Raymond James & Associates | 12,635 | $162.0K | 0.00% | +1,512+13.6% | Added |
| Sheaff Brock Investment Advisors, LLC | 12,730 | $163.0K | 0.02% | 00.0% | Unchanged |
| Great West Life Assurance Co | 13,972 | $180.0K | 0.00% | +1,388+11.0% | Added |
| Davenport & Co LLC | 14,900 | $191.0K | 0.00% | 00.0% | Unchanged |
| AllSquare Wealth Management LLC | 15,900 | $203.0K | 0.12% | +300+1.9% | Added |
| Garner Asset Management Corp | 17,556 | $225.0K | 0.11% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 19,870 | $254.0K | 0.00% | +492+2.5% | Added |
| Advisory Services Network, LLC | 20,759 | $266.0K | 0.01% | +4,796+30.0% | Added |
| Independent Financial Group, LLC | 20,810 | $266.2K | 0.03% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 21,187 | $271.0K | 0.00% | +3,829+22.1% | Added |
| Wells Fargo & Company | 22,072 | $282.0K | 0.00% | +3,739+20.4% | Added |
| Teamwork Financial Advisors, LLC | 23,627 | $302.0K | 0.06% | +72+0.3% | Added |
| International Assets Investment Management, LLC | 23,700 | $303.0K | 0.05% | −2,600−9.9% | Reduced |
| Private Advisor Group, LLC | 23,809 | $305.0K | 0.00% | +10,025+72.7% | Added |
| Royal Bank of Canada | 23,893 | $306.0K | 0.00% | −857−3.5% | Reduced |
| Toroso Investments, LLC | 27,486 | $352.0K | 0.01% | +27,486 | New |
| Cambridge Investment Research Advisors, Inc. | 29,639 | $379.0K | 0.00% | −4,695−13.7% | Reduced |
| Susquehanna Fundamental Investments, LLC | 34,800 | $445.0K | 0.01% | 00.0% | Unchanged |
| LPL Financial LLC | 34,910 | $446.0K | 0.00% | +1,704+5.1% | Added |
| Optimum Investment Advisors | 36,596 | $468.0K | 0.20% | −3,149−7.9% | Reduced |
| Susquehanna International Group, LLP | 37,858 | $484.0K | 0.00% | −1,500−3.8% | Reduced |
| Wedbush Securities Inc | 42,606 | $545.0K | 0.03% | +2,000+4.9% | Added |
| Janney Montgomery Scott LLC | 45,587 | $583.0K | 0.00% | +1,623+3.7% | Added |
| Virtus ETF Advisers LLC | 50,509 | $646.0K | 0.28% | −939−1.8% | Reduced |
| UBS Group AG | 52,939 | $677.0K | 0.00% | +3,517+7.1% | Added |
| CSS LLC | 59,566 | $762.0K | 0.04% | 00.0% | Unchanged |
| Confluence Investment Management LLC | 65,404 | $837.0K | 0.01% | +844+1.3% | Added |
| AE Wealth Management LLC | 67,096 | $858.0K | 0.01% | −2,521−3.6% | Reduced |
| Roosevelt Investment Group LLC | 70,470 | $901.0K | 0.06% | −14,902−17.5% | Reduced |
| Stifel Financial Corp | 79,549 | $1.02M | 0.00% | −1,088−1.3% | Reduced |
| Mackenzie Financial Corp | 97,627 | $1.25M | 0.00% | +13,593+16.2% | Added |
| McKinley Capital Management LLC /Delaware | 98,175 | $1.26M | 0.12% | +6,061+6.6% | Added |
| HighTower Advisors, LLC | 103,262 | $1.32M | 0.00% | −15,213−12.8% | Reduced |
| The PNC Financial Services Group, Inc. | 122,312 | $1.56M | 0.00% | 00.0% | Unchanged |
| Sumitomo Mitsui Trust Holdings, Inc. | 144,417 | $1.85M | 0.00% | −7,272−4.8% | Reduced |
| Muzinich & Co., Inc. | 144,417 | $1.85M | 1.23% | −7,272−4.8% | Reduced |
| PFG Advisors | 151,876 | $1.94M | 0.22% | −11,767−7.2% | Reduced |
| Morgan Stanley | 158,375 | $2.03M | 0.00% | −30,346−16.1% | Reduced |
| Advisors Asset Management, Inc. | 185,233 | $2.37M | 0.04% | +54,600+41.8% | Added |
| Legal & General Group Plc | 231,139 | $2.96M | 0.00% | −16,282−6.6% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 239,168 | $3.06M | 0.16% | +59,243+32.9% | Added |
| Advisor Group Holdings, Inc. | 253,545 | $3.24M | 0.01% | −16,032−5.9% | Reduced |
| Relative Value Partners Group, LLC | 267,089 | $3.44M | 0.26% | +866+0.3% | Added |
| BlackRock Inc. | 271,536 | $3.47M | 0.00% | +38,192+16.4% | Added |
| First Republic Investment Management, Inc. | 292,375 | $3.74M | 0.01% | −1,764−0.6% | Reduced |
| Two Sigma Investments, LP | 311,533 | $3.98M | 0.01% | −41,444−11.7% | Reduced |
| Two Sigma Advisers, LP | 347,075 | $4.44M | 0.01% | −13,200−3.7% | Reduced |
| Van Eck Associates Corp | 549,367 | $7.03M | 0.02% | −33,572−5.8% | Reduced |
| Altshuler Shaham Ltd | 1,891,245 | $24.9M | 0.19% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 2,306,973 | $29.5M | 3.81% | +5,613+0.2% | Added |
| Arrowstreet Capital, Limited Partnership | 0 | $0 | 0.00% | −245,554−100.0% | Sold out |
| TownSquare Capital, LLC | 0 | $0 | 0.00% | −33,584−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −34,901−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −12,357−100.0% | Sold out |
| NinePointTwo Capital | 0 | $0 | 0.00% | −11,761−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −11,534−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −1,750−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −1,586−100.0% | Sold out |
| Deutsche Bank AG | 0 | $0 | 0.00% | −700−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −434−100.0% | Sold out |
| City Holding Co | 0 | $0 | 0.00% | −163−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |